EF400199TRANSMITTER

PRINTER’S INSTRUCTIONS: INSTR,INSTL,MC4140,4 CH,TX - LINEAR P/N: 215642_Rev-CX1 - INK: BLACK - MATERIAL: 20 LB. MEAD BOND - SIZE: 9.000” X 3.500” - SCALE: 1-1 - SIDE 1 OF 2 ® Multi-Code 215642_Rev-CX1 CLL lortnoC & ytiruceS ketroN 0202 © thgirypoC USA & Canada (800) 421-1587 & (800) 392-0123 (760) 438-7000 - Toll Free FAX (800) 468-1340 www.nortekcontrol.com WARNING: the equipment. Note: This equipment has been tested and found to comply with the limits for a Class B digital device, pursuant to part 15 of the Federal Communications Commission (FCC) rules. These limits are designed to provide reasonable protection against harmful interference in a residential installation. This equipment generates, uses and can radiate radio frequency energy and if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on, the user is encouraged to try to correct the interference by one or more of the following measures: • Reorient or relocate the receiving antenna. • Increase the separation between the equipment and receiver. • Connect the equipment into an outlet on a circuit different from that to which the receiver is connected. • Consult the dealer or an experienced radio/TV technician for help. MODEL 4140 FOUR CHANNEL TRANSMITTER INSTALLATION INSTRUCTIONS Congratulations! You have just purchased a MULTI-Code Digital Transmitter, on the market. With a little care this transmitter should provide you with many years of excellent service. Please take a moment to read the follo ACCESSING THE CODE SWITCH Insert a small coin into the slot located at the bottom end of the transmitter. Twist the coin and remove the access cover to expose the code switch and battery compartment. CODING Before placing your transmitter into service, we urge you to set your codes, in order not to interfere with neighboring systems, 1). We strongly urge that several coding schemes be avoided: ALL ON; ALL OFF; 2, 4, 6, 8, 10, ON; 1, 3, 5, 7, 9, ON. These positions are similar to our or other manufacturer’s test positions, are are frequently used. Figure 1 CODE SWITCH FCC & IC Notice This device contains licence-exempt transmitter(s)/receiver(s) that comply with Innovation, Science and Economic Development Canada’s licence-exempt RSS(s). Operation is subject to the following two conditions: 1. This device may not cause interference. 2. This device must accept any interference, including interference that may cause undesired operation of the device. L’émetteur/récepteur exempt de licence contenu dans le présent appareil est conforme aux CNR d’Innovation, Sciences et Développement économique Canada applicables aux appareils radio exempts de licence. L’exploitation est autorisée aux deux conditions suivantes: 1. L’appareil ne doit pas produire de brouillage; 2. L’appareil doit accepter tout brouillage radioélectrique subi, même si le brouillage est susceptible d’en compromettre le fonctionnement. TRANSMITTER INSTALLATION The transmitter is completely self contained, including battery, and can be operated while mounted in the car. It is supplied with a clip for attaching to the sun visor, if desired. If the clip is used, attach to the case by sliding it into the recess provided WARRANTY ALL MULTI-CODE door related products carry an eighteen (18) month warranty against defects in workmanship or material. This warranty begins at the date of manufacture, for eighteen months. Nortek Security & Control LLC warranties our product only to our authorized dealers and distributors, and not to the end customer. If you have any questions about our warranty, please ask your dealer to determine the nature and scope of his warranty. Nortek Security & Control LLC does not assume, and is not responsible for, any real or consequential damages from claims against the performance of our product, nor is it liable for any costs related to loss of life, properly, or revenue. Further, Nortek Security & Control LLC is in no way responsible for installation of our product, and will assume no costs to reinstallation or removal. Nortek Security & Control LLC Warranty is in lieu of all other warranties, expressed, or implied. PRINTER’S INSTRUCTIONS: INSTR,INSTL,MC4140,4 CH,TX - LINEAR P/N: 215642_Rev-CX1 - INK: BLACK - MATERIAL: 20 LB. MEAD BOND - SIZE: 9.000” X 3.500” - SCALE: 1-1 - SIDE 2 OF 2 PLEASE NOTE Nortek Security & Control LLC has devoted a great deal of time and research in order to provide the most reliable equipment possible. Certain limitations must be observed. (1) MULTI-CODE radio components must conform with FCC Part 15 requirements. For this reason, the range and power of (2) As with all manufacturers, Nortek Security & Control LLC radios must accept all signals that they receive. This may, in (3) You should test your entire system occasionally in order to be sure that all components are working in good order. (4) Nortek Security & Control LLC dealers can provide you with information regarding the use of our radio controls, and can provide valuable installation and operation information, when requested. TO SET YOUR TRANSMITTER AND RECEIVER: Receiver 1 - Set the receiver code switch positions 1-8 to match transmitter side A code switch positions 1-8. Set the 9th position on the receiver and the transmitter to the on (closed) position. Set the 10th position on the receiver and the transmitter to the off (open) position (see ). Receiver 2 - As you did in the procedure for Receiver 1, set your receiver code switch position 1-9 to match transmitter side A code switch position 1-9. Set 10th position on the receiver to the on (closed) position (Note: The 10th position switch on the transmitter side A has previously been set to the off (open) position in the above…

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Date: May 14, 2020 FCC ID: EF400199 Model Number:4140,4120 To: Federal Communication Commission Authorization and Evaluation Division 7435 Oakland Mills Road Columbia, MD 21048 To Whom It May Concern, We, Nortek Security & Control LLC, declare that this EUT (FCC ID: EF400199) will conduct FCC compliance testing, the SDOC part recognized test lab(Shenzhen NTEK Testing Technology Co., Ltd.( ShenZhen Lab.). 1/F, Building E, Fenda Science Park, Sanwei Community,Xixiang Street Bao’an District, Shenzhen 518126 P.R. China) Please contact me if you have any question. Sincerely, (Signed) Name / Title: Horsen Ma/ Sr. Manager, Hardware Engineering Company: Nortek Security & Control LLC Address: 5919 Sea Otter Place,Suite 100, Carlsbad, California, 92010 United States Phone: +86 755 2751 1888 ext 8106 Fax: Email: [email protected]

Federal Communications Commission Authorization and Evaluation Division Confidentiality Request regarding application for certification of FCC ID:EF400199 Pursuant to Sections 0.457 and 0.459 of the Commission’s Rules, we hereby request confidential treatment of information accompanying this application as outlined below: Exhibit Type File Name  Block Diagram  Schematic Diagram  Operational Description  POFIT_Block  POFIT_SCH  POFIT_OPS The above materials contain trade secrets and proprietary information not customarily released to the public. The public disclosure of these materials may be harmful to the applicant and provide unjustified benefits to its competitors. The applicant understands that pursuant to Section 0.457 of the Rules, disclosure of this application and all accompanying documentation will not be made before the date of the Grant for this application. Pursuant to DA04-1705 June 15, 2004 of the Commission’s public notice, we also request temporary confidential treatment of information accompanying this application for180 days as outlined below: Exhibit Type File Name  Test Setup Photos  Internal Photos  External Photos  User Manual  Test Setup photo---DSC  INT PHOTO  External Photos  User Manual Sincerely, Signature: Name: Horsen Ma Date: 2020/05/14

Family models declaration letter. 2020-05-14 We Company: Nortek Security & Control LLC Address: 5919 Sea Otter Place Carlsbad, CA 92010 United States Product: TRANSMITTER Model Name: 4140 Family Model: 4120 FCC ID: EF400199 all models have the same circuit and RF modules，Except for mechanical, LED and switch types Thanks Sincerely, Signature 2020-05-14 Name: Horsen Ma Title: Sr. Manager

Access Control | Security & Home Automation | Health & Wellness | Home Technology 1950 Camino Vida Roble Suite 150 Carlsbad CA 92008 800.421.1587 www.nortekcontrol.com 5/13/2020 Federal Communications Commission 445 12th Street, SW Washington, DC 20554 This is a letter of authorization to accept Horsen Ma of Nortek Security & Control LLC, to sign documentation on my behalf, make representations on my behalf, and to receive and exchange data in connection with FCC certification of all Nortek Security & Control LLC products on my behalf. If you have any questions or need additional information, please feel free to give me a call at (760) 438-7179 Sincerely, Josh Hansen Engineering Manager, Regulatory & Compliance

Federal Communications Commission Authorization and Evaluation Division 1435 Oakland Mills Road Columbia, MD 21046 Date: 2020/05/14 SUBJECT: FCC Application for FCC ID: EF400199 To Whom It May Concern: We, the undersigned, hereby authorize Alex Li NTEK Testing Technology Co., Ltd. 1/F, Building E, Fenda Science Park Sanwei Community, Xixiang Street, Baoan District Shenzhen China Tel: +86-0755-61156584 Email: [email protected] on our behalf, to apply to the Federal Communications Commission on our equipment. Any and all acts carried out by NTEK Testing Technology Co., Ltd. on our behalf shall have the same effect as acts of our own. This is to advise that we are in full compliance with the Anti- Drug Abuse Act. We, the applicant, are not subject to a denial of federal benefits pursuant to Section 5301 of the Anti-Drug Act of 1988, 21 USC853a, and no party to the application is subject to a denial of federal benefits pursuant to that section. Regards, Signatory 2020-05-14 Horsen Ma Applicant: Nortek Security & Control LLC Address: 5919 Sea Otter Place,Suite 100, Carlsbad, California, 92010 United States

ATTACHMENT PHOTOGRAPHS OF EUT Photo 1 Photo 2 Photo 3 Photo 4 Photo 5 Photo 6

® EF400199 1078A-00199 10028517_Rev-X1 LABEL,FCC,MCS414001,4CH,300MHZ,TX P/N: 10028517_Rev-X1 4140 SS YYWW FFF Print in house 4140=model name SS=01, Subtitle YY=Year WW=Week FFF=300, Frequency

ATTACHMENT PHOTOGRAPHS OF EUT Photo 1 Photo 2 TX ANT Photo 3 Photo 4 Photo 5

Report No.: S20041003501001 ` Page 1 of 27 RADIO TEST REPORT FCC ID: EF400199 Product: TRANSMITTER Trade Mark: N/A Model No.: 4140 Family Model: 4120 Report No.: S20041003501001 Issue Date: 08 May. 2020 Prepared for Nortek Security & Control LLC 5919 Sea Otter Place,Suite 100, Carlsbad, California, 92010， United States Prepared by Shenzhen NTEK Testing Technology Co., Ltd. 1/F, Building E, Fenda Science Park, Sanwei Community, Xixiang Street Bao’an District, Shenzhen 518126 P.R. China Tel.: +86-755-6115 6588 Fax.: +86-755-6115 6599 Website:http://www.ntek.org.cn Report No.: S20041003501001 ` Page 2 of 27 Table of Contents Page 1.TEST RESULT CERTIFICATION 3 2. SUMMARY OF TEST RESULTS 4 3.FACILITIES AND ACCREDITATIONS 5 3.1 FACILITIES 5 3.2 LABORATORY ACCREDITATIONS AND LISTINGS 5 3.3 MEASUREMENT UNCERTAINTY 5 4. GENERAL DESCRIPTION OF EUT 6 5. DESCRIPTION OF TEST MODES 8 6. SETUP OF EQUIPMENT UNDER TEST 9 6.1 BLOCK DIAGRAM CONFIGURATION OF TEST SYSTEM 9 6.2 DESCRIPTION OF SUPPORT UNITS(CONDUCTED MODE) 10 6.3 EQUIPMENTS LIST FOR ALL TEST ITEMS 11 7. ANTENNA REQUIREMENT 12 7.1 STANDARD REQUIREMENT 12 7.2 EUT ANTENNA 12 8. CONDUCTED EMISSION MEASUREMENT 13 8.1 APPLICABLE STANDARD 13 8.2 CONFORMANCE LIMIT 13 8.3 MEASURING INSTRUMENTS 13 8.4 TEST CONFIGURATION 13 8.5 TEST PROCEDURE 13 8.6 TEST RESULTS 14 9. RADIATED EMISSION MEASUREMENT 15 9.1 APPLICABLE STANDARD 15 9.2 RADIATED EMISSION LIMITS 15 9.3 TEST PROCEDURE 17 9.4 TEST SETUP 19 9.5 TEST RESULTS 20 10. BANDWIDTH TEST 25 10.1 TEST PROCEDURE 25 10.2 DEVIATION FROM STANDARD 25 10.3 TEST SETUP 25 10.4 TEST RESULTS 26 11. TRANSMITTER TIMEOUT 27 11.1 REQUIREMENTS 27 Report No.: S20041003501001 ` Page 3 of 27 1.TEST RESULT CERTIFICATION Applicant’s name ......................... : Nortek Security & Control LLC Address ....................................... : 5919 Sea Otter Place,Suite 100, Carlsbad, California, 92010，United States Manufacturer's Name .................. : Nortek Security & Control LLC Address ....................................... : 5919 Sea Otter Place,Suite 100, Carlsbad, California, 92010，United States Product description Product name .............................. : TRANSMITTER Model and/or type reference ..... : 4140 Family Model ............................... : 4120 Measurement Procedure Used: APPLICABLE STANDARDS APPLICABLE STANDARD/ TEST PROCEDURE TEST RESULT FCC 47 CFR Part 15, Subpart C KDB 174176 D01 Line Conducted FAQ v01r01 ANSI C63.10-2013 Complied This device described above has been tested by Shenzhen NTEK Testing Technology Co., Ltd., and the test results show that the equipment under test (EUT) is in compliance with the FCC requirements. And it is applicable only to the tested sample identified in the report. This report shall not be reproduced except in full, without the written approval of Shenzhen NTEK Testing Technology Co., Ltd., this document may be altered or revised by Shenzhen NTEK Testing Technology Co., Ltd., personnel only, and shall be noted in the revision of the document. The test results of this report relate only to the tested sample identified in this report. Date of Test : 16 Apr. 2020 ~ 08 May. 2020 Testing Engineer : (Allen Liu) Technical Manager : (Jason Chen) Authorized Signatory : (Sam Chen) Report No.: S20041003501001 ` Page 4 of 27 2. SUMMARY OF TEST RESULTS FCC Part15 (15.231), Subpart C Standard Section Test Item Judgment Remark 15.207 Conducted Emission N/A Note(1) 15.203 Antenna Requirement Pass 15.231(b) 15.209 15.205 Radiated Spurious Emission Pass 15.231(c) Occupied Bandwidth Pass 15.231(a)(2) Transmitter Timeout Pass NOTE: (1) ” N/A” denotes test is not applicable in this Test Report. (2) The EUT is using a new battery Report No.: S20041003501001 ` Page 5 of 27 3.FACILITIES AND ACCREDITATIONS 3.1 FACILITIES All measurement facilities used to collect the measurement data are located at 1/F, Building E, Fenda Science Park, Sanwei Community, Xixiang Street, Bao’an District, Shenzhen 518126 P.R. China The sites are constructed in conformance with the requirements of ANSI C63.7, ANSI C63.10 and CISPR Publication 22. 3.2 LABORATORY ACCREDITATIONS AND LISTINGS Site Description CNAS-Lab. : The Laboratory has been assessed and proved to be in compliance with CNAS-CL01:2006 (identical to ISO/IEC 17025:2005) The Certificate Registration Number is L5516. IC-Registration The Certificate Registration Number is 9270A. CAB identifier:CN0074 FCC- Accredited Test Firm Registration Number: 463705. Designation Number: CN1184 A2LA-Lab. The Certificate Registration Number is 4298.01 This laboratory is accredited in accordance with the recognized International Standard ISO/IEC 17025:2005 General requirements for the competence of testing and calibration laboratories. This accreditation demonstrates technical competence for a defined scope and the operation of a laboratory quality management system (refer to joint ISO-ILAC-IAF Communiqué dated 8 January 2009). Name of Firm : Shenzhen NTEK Testing Technology Co., Ltd. Site Location : 1/F, Building E, Fenda Science Park, Sanwei Community, Xixiang Street, Bao’an District, Shenzhen 518126 P.R. China. 3.3 MEASUREMENT UNCERTAINTY The reported uncertainty of measurement y±U, where expended uncertainty U is based on a standard uncertainty multiplied by a coverage factor of k=2, providing a level of confidence of approximately 95 %. No. Item Uncertainty 1 Conducted Emission Test ±2.80dB 2 RF power, conducted ±0.16dB 3 Spurious emissions, conducted ±0.21dB 4 All emissions, radiated(30MHz~1GHz) ±2.64dB 5 All emissions, radiated(1GHz~6GHz) ±2.40dB 6 All emissions, radiated(＞6GHz) ±2.52dB 7 Temperature ±0.5°C 8 Humidity ±2% Report No.: S20041003501001 ` Page 6 of 27 4. GENERAL DESCRIPTION OF EUT Equipment TRANSMITTER Trade Name N/A Model Name 4140 Family Model 4120 Model Difference There are 4 channel control buttons in 4140 ,and there are only 2 channel control buttons in 4120 Product Description The EUT is a TRANSMITTER Operation Frequency: 300MHz Modulatio…

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Radiated Measurement Photos