AJK8223075TCAS II Transmitter/Receiver

TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-1 Exhibit H – User’s Manual TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-2 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-3 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-4 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-5 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-6 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-7 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-8 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-9 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-10 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-11 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-12 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-13 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-14 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-15 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-16 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-17 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-18 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-19 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-20 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-21 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-22 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-23 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-24 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-25 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-26 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-27 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-28 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page H-29

Laurie Bertenthal Government Relations Specialist, Washington Operations 1300 Wilson Boulevard, Suite 200 Arlington, Virgina 22209-2307 Tel 703.516.8227 Fax 703.516.8293 [email protected] December 6, 2012 Federal Communications Commission Equipment Authorization Branch 7435 Oakland Mills Road Columbia, MD 21046 Dear Sir or Madam: I hereby appoint Dave Guidotti of Elliott Laboratories LLC d.b.a. NTS Silicon Valley in the preparation of an application for equipment authorization of FCC ID AJK8223075 to the FCC Rules and Regulations. I certify that all exhibits contained within this filing properly describe the device or system for which authorization is sought. I further certify that appropriate arrangements have been made to assure that production units of this equipment bearing the name and FCC identifier listed in this application will continue to comply with the Commission's requirements. I further certify by signature below that no party (per 47 CFR 1.2002(b)) to the application is subject to a denial of federal benefits, including FCC benefits, pursuant to Section 5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C. 853(a). Further, no party, as defined in 47 CFR 1.2002 (b), to the application is subject to denial of federal benefits, that includes FCC benefits. This appointment also includes the authority to complete FCC Form 731 on our behalf and sign the application as an authorized agent. Sincerely, Laurie Bertenthal

Laurie Bertenthal Government Relations Specialist, Washington Operations 1300 Wilson Boulevard, Suite 200 Arlington, Virgina 22209-2307 Tel 703.516.8227 Fax 703.516.8293 [email protected] December 6, 2012 Federal Communications Commission Authorization and Evaluation Division Confidentiality Request regarding application for certification of FCC ID AJK8223075. Pursuant to Sections 0.457 and 0.459 of the Commission’s Rules, we hereby request confidential treatment of information accompanying this application as outlined below: Exhibit Type File Name Schematics Exhibit E - Schematics Part 1.pdf Exhibit E - Schematics Part 2.pdf 828-4330-001A.pdf 828-4332-001B.pdf 828-4328-001A.pdf 828-7433-002D.pdf 828-7435-002D.pdf 828-7434-001C.pdf Block Diagrams Exhibit D - Block Diagrams.pdf Circuit Description Exhibit L - Operational Description.pdf Parts List/Alignment Procedure Exhibit J - Parts List.pdf Exhibit J - Tune-Up Information.pdf The above materials contain trade secrets and proprietary information not customarily released to the public. The public disclosure of these materials may be harmful to the applicant and provide unjustified benefits to its competitors. Page 2 of 2 The applicant understands that pursuant to Section 0.457 of the Rules, disclosure of this application and all accompanying documentation will not be made before the date of the Grant for this application. Sincerely, Laurie Bertenthal

Page 1 of 1 American TCB 6731 Whittier Avenue, Suite C110 McLean, VA. 22101 To whom it may concern: The enclosed documents constitute a formal submittal and application for Equipment Authorization for an aircraft Traffic Alert and Collision Avoidance System (FCC ID: AJK8223075) pursuant to the following rules: Part 87 of FCC Rules National Technical Systems - Silicon Valley, as duly authorized agent prepared this submittal. A copy of the letter of our appointment as agent is included with the application. If there are any questions or if further information is needed, please contact National Technical Systems - Silicon Valley for assistance. Sincerely, David Guidotti Senior Technical Writer

Laurie Bertenthal Government Relations Specialist, Washington Operations 1300 Wilson Boulevard, Suite 200 Arlington, Virgina 22209-2307 Tel 703.516.8227 Fax 703.516.8293 [email protected] December 6, 2012 Federal Aviation Administration Office of Spectrum Policy and Management ASR-1 800 Independence Ave., SW Washington, DC 20591 Re: FAA Notification of FCC Equipment Approval under FCC Part 87 TTR-4100 Transceiver FCC ID: AJK8223075 Dear Sir or Madam: In accordance with Part 87.147(d) of the Federal Communications Commission Rules and Regulations, Rockwell Collins, Inc. hereby notifies the Federal Aviation Administration of its simultaneous filing with the FCC of an application for certification of the TTR-4100, a TCAS II Transmitter/Receiver. One complete set of the filing documents is enclosed for your review. If you have any questions, please feel free to contact me. Sincerely, Laurie Bertenthal cc: Federal Communications Commission Mary Little, Rockwell Collins, Inc.

TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-1 Exhibit C – Equipment Photographs: External Views TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-2 List of Figures Figure C-1 – TTR-4100 External Photograph – Front .............................................................................. C-3 Figure C-2 – TTR-4100 External Photograph – Back ............................................................................... C-4 Figure C-3 – TTR-4100 External Photograph – Right .............................................................................. C-5 Figure C-4 – TTR-4100 External Photograph – Left ................................................................................. C-6 Figure C-5 – TTR-4100 External Photograph – Top ................................................................................. C-7 Figure C-6 – TTR-4100 External Photograph – Bottom ........................................................................... C-8 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-3 Figure C-1 – TTR-4100 External Photograph – Front TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-4 Figure C-2 – TTR-4100 External Photograph – Back TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-5 Figure C-3 – TTR-4100 External Photograph – Right TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-6 Figure C-4 – TTR-4100 External Photograph – Left TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-7 Figure C-5 – TTR-4100 External Photograph – Top TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page C-8 Figure C-6 – TTR-4100 External Photograph – Bottom

TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page A-1 Exhibit A – ID Label and Location Information TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page A-2 List of Figures Figure A-1 – TTR-4100 ID Label ............................................................................................................... A-3 Figure A-2 – TTR-4100 ID Label Location ................................................................................................ A-3 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page A-3 The TTR-4100 ID label is shown below in Figure A-1. These labels include the FCC ID along with the Rockwell Collins Part Number and other applicable information. Figure A-2 shows the location of this label on the fully assembled TTR-4100 respectively. Figure A-1 – TTR-4100 ID Label FCC ID Label Location Figure A-2 – TTR-4100 ID Label Location

TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page K-1 Exhibit K – Radiation Exposure Information TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page K-2 This section affirms compliance with respect to controlled and uncontrolled exposure limits for MPE/SAR. Requirements: The rules concerning RF radiation exposure are covered in 47 CFR §1.1306, §1.1307, §1.1310, §2.1091 and §2.1093. The TTR-4100 is licensed under 47 CFR Part 87 and therefore falls under 47 CFR §1.1306 which states: “(a) Except as provided in § 1.1307 (c) and (d), Commission actions not covered by §1.1307 (a) and (b) are deemed individually and cumulatively to have no significant effect on the quality of the human environment and are categorically excluded from environmental processing.” An Environmental Assessment (EA) is not required for the TTR-4100, however a short Radiation Hazard Assessment is provided below. Radiation Hazard Assessment: The TTR-4100 may be evaluated against 47 CFR §1.1310 Table 1 which defines the Maximum Permissible Exposure (MPE) power density limits for 1030 MHZ which falls in the frequency range from 300 to 1,500 MHz as follows: (A) Occupational/Controlled Exposures 3.43 mW/cm 2 over 6 min (B) General Population/Uncontrolled Exposure 0.69 mW/cm 2 over 30 min The TTR-4100 system antennas are mounted along the fuselage of commercial aircraft. These locations are highly restricted to only airport maintenance personnel and are off limits to the general population. In addition, airline maintenance and ramp operating procedures do not allow the system to utilize the bottom mounted radiating antenna in the airport gate area where maintenance personnel have access to the aircraft. These limited access restrictions place the TTR-4100 under the definition of (A) Occupational/Controlled Exposures which requires a MPE power density limit of 3.43 mW/cm 2 averaged over a 6 minute time period. The minimum safe operating distance required to meet this limit is calculated below. A worst case scenario is used where the antenna beam from the directional antenna is always pointed in the same direction. In normal operation, this beam will only spend approximately one- quarter of the time in each of the four beam patterns. Where: Peak Transmit Power P t = 251 W Duty Factor DF = 2% Antenna Gain G t = 0 dB (Includes aircraft cable loss) Power Density Limit P D = 3.43 mW/cm 2 Compliance Statement: The TTR-4100 does not exceed the Minimum Permissible Exposure (MPE) limits of 3.43 mW/cm 2 contained in FCC Section 1.1310 Table 1 when the minimum safe operating distance is observed.

TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page F-1 Exhibit F – Test Report TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page F-2 The data required by 47 CFR Sections 2.1046 through 2.1057 inclusive, measured in accordance with the procedures set out in Section 2.1041. (2.1033 (c) (14)) Table of Contents Exhibit F – Test Report .............................................................................................. F-1 Table of Contents ................................................................................................................................... F-2 List of Figures ......................................................................................................................................... F-3 List of Tables .......................................................................................................................................... F-4 F.1 Test Procedure and Compliance Matrix ........................................................................................ F-5 F.2 TTR-4100 Modulation Characteristics (2.1047) ............................................................................ F-6 F.2.1 Mode C-Only All-Call Interrogation....................................................................................... F-6 F.2.2 Mode-S Interrogation ............................................................................................................ F-7 F.2.3 Mode-C/Mode-S Interrogation Spectral Mask ...................................................................... F-9 F.2.4 Control of Synchronous Garble with Whisper-Shout ............................................................ F-9 F.2.4.1 Minimum Basic Whisper-Shout Sequence ......................................................................... F-10 F.2.4.2 Higher Capability Whisper-Shout Sequences .................................................................... F-11 F.3 Special FCC Test Conditions ...................................................................................................... F-15 F.4 RF Power Output (2.1046) .......................................................................................................... F-16 F.5 Frequency Stability (2.1055) ....................................................................................................... F-25 F.6 Occupied Bandwidth (2.1049) ..................................................................................................... F-28 F.7 Spurious Emissions at Antenna Terminal (2.1051) .................................................................... F-32 F.8 Field Strength of Spurious Radiation (2.1053) ............................................................................ F-35 F.9 Statement of Traceability ............................................................................................................ F-40 F.10 Test Equipment Calibration Tracking ..................................................................................... F-41 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins - Proprietary Information Page F-3 List of Figures Figure F-1 – Mode C-Only All-Call Interrogation Pulse Sequence ............................................................ F-7 Figure F-2 – Mode-S Interrogation Pulse Sequence ................................................................................. F-8 Figure F-3 – Whisper-Shout Minimum Basic Sequence .......................................................................... F-10 Figure F-4 – Whisper-Shout Minimum Basic Step Description ................................................................ F-11 Figure F-5 – Whisper-Shout High Resolution Step Description ............................................................... F-12 Figure F-6 – Whisper-Shout High Resolution Step Description (cont.) ................................................... F-13 Figure F-7 – Whisper-Shout High Resolution Step Description (cont.) ................................................... F-14 Figure F-8 – RF Power Output Test Equipment Setup Diagram ............................................................. F-17 Figure F-9 – RF Power Output Test – Mode C – +23.8 °C ...................................................................... F-18 Figure F-10 – RF Power Output Test – Mode C – +25.2 °C .................................................................... F-18 Figure F-11 – RF Power Output Test – Mode C – +26.6 °C .................................................................... F-19 Figure F-12 – RF Power Output Test – Mode C – +28.0 °C .................................................................... F-19 Figure F-13 – RF Power Output Test – Mode C – +29.4 °C .................................................................... F-20 Figure F-14 – RF Power Output Test – Mode C – +30.8 °C .................................................................... F-20 Figure F-15 – RF Power Output Test – Mode C – +32.2 °C .................................................................... F-21 Figure F-16 – RF Power Output Test – Mode S – +23.8 °C .................................................................... F-21 Figure F-17 – RF Power Output Test – Mode S – +25.2 °C .................................................................... F-22 Figure F-18 – RF Power Output Test – Mode S – +26.6 °C .................................................................... F-22 Figure F-19 – RF Power Output Test – Mode S – +28.0 °C .................................................................... F-23 Figure F-20 – RF Power Output Test – Mode S – +29.4 °C .................................................................... F-23 Figure F-21 – RF Power Output Test – Mode S – +30.8 °C .................................................................... F-24 Figure F-22 – RF Power Output Test – Mode S – +32.2 °C ..........................................................…

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TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-1 Exhibit G – Test Setup Photographs TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-2 List of Figures Figure G-1 – RF Power Output Test Equipment Setup ............................................................................ G-3 Figure G-2 – Frequency Stability Test Setup 1 ......................................................................................... G-4 Figure G-3 – Radiated Spurious Emissions Test Setup 1 ........................................................................ G-5 Figure G-4 – Radiated Spurious Emissions Test Setup 2 ........................................................................ G-5 Figure G-5 – Radiated Spurious Emissions Test Setup 3 ........................................................................ G-6 Figure G-6 – Radiated Spurious Emissions Test Setup 4 ........................................................................ G-6 Figure G-7 – Radiated Spurious Emissions Test Setup, 150 kHz – 25 MHz, Rod Antenna .................... G-7 Figure G-8 – Radiated Spurious Emissions Test Setup, 25 MHz – 200 MHz, Vertical Polarization ........ G-7 Figure G-9 – Radiated Spurious Emissions Test Setup, 25 MHz – 200 MHz, Horizontal Polarization .... G-8 Figure G-10 – Radiated Spurious Emissions Test Setup, 200 MHz – 1 GHz, Vertical Polarization ........ G-8 Figure G-11 – Radiated Spurious Emissions Test Setup, 200 MHz – 1 GHz, Horizontal Polarization .... G-9 Figure G-12 – Radiated Spurious Emissions Test Setup, 1 GHz – 10.3 GHz, Vertical Polarization ........ G-9 Figure G-13 – Radiated Spurious Emissions Test Setup1 GHz – 10.3 GHz, Horizontal Polarization ... G-10 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-3 Figure G-1 – RF Power Output Test Equipment Setup TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-4 Figure G-2 – Frequency Stability Test Setup 1 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-5 Figure G-3 – Radiated Spurious Emissions Test Setup 1 Figure G-4 – Radiated Spurious Emissions Test Setup 2 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-6 Figure G-5 – Radiated Spurious Emissions Test Setup 3 Figure G-6 – Radiated Spurious Emissions Test Setup 4 TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-7 Figure G-7 – Radiated Spurious Emissions Test Setup, 150 kHz – 25 MHz, Rod Antenna Figure G-8 – Radiated Spurious Emissions Test Setup, 25 MHz – 200 MHz, Vertical Polarization TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-8 Figure G-9 – Radiated Spurious Emissions Test Setup, 25 MHz – 200 MHz, Horizontal Polarization Figure G-10 – Radiated Spurious Emissions Test Setup, 200 MHz – 1 GHz, Vertical Polarization TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-9 Figure G-11 – Radiated Spurious Emissions Test Setup, 200 MHz – 1 GHz, Horizontal Polarization Figure G-12 – Radiated Spurious Emissions Test Setup, 1 GHz – 10.3 GHz, Vertical Polarization TTR-4100 CPN 946-2148-001 Rev - Rockwell Collins, Inc. - Proprietary Information Page G-10 Figure G-13 – Radiated Spurious Emissions Test Setup1 GHz – 10.3 GHz, Horizontal Polarization