DZO-OSREFRMG21PiQ RF Controller

production documentation iQ RF Controller User Manual Status: Draft Date 05/26/2020 1. Introduction: iQ RF Controller board is designed for Osram internal use only. To explain further, this RF controller board can be integrated into any Osram end products such as LED Lamp, Power Supply for LED, Electronic Ballast or Luminaires. However, this RF Controller board is NOT meant to be sold to third parties. Specification of this RF Controller board is presented in Table1. Table 1: RF Module specification Parameter Description Description iQ RF Controller PHY and MAC layers transceiver 2.4GHz IEEE 802.15.4-2003 Agency Approvals FCC, IC FCC # DZO-OSREFRMG21P IC# 23566-OSREFRMG21P HVIN# OSREFRMG21P 2. Warning Changes or modifications not expressly approved by R&D Director of Osram could void the user’s authority to operate this equipment. This is due to FCC or IC requirements. 3. Federal Communication Commission Interference Statement This equipment has been tested and found to comply with the limits for a Class B digital device, pursuant to Part 15 of the FCC Rules. These limits are designed to provide reasonable protection against harmful interference in a residential installation. This equipment generates, uses and can radiate radio frequency energy and, if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on, the user is encouraged to try to correct the interference by one of the following measures: − Reorient or relocate the receiving antenna. − Increase the separation between the equipment and receiver. − Connect the equipment into an outlet on a circuit different from that to which the receiver is connected. − Consult the dealer or an experienced radio/TV technician for help. This device complies with Part 15 of the FCC Rules. Operation is subject to the following two conditions: (1) This device may not cause harmful interference, and (2) this device must accept any interference received, including interference that may cause undesired operation. production documentation iQ RF Controller User Manual Status: Draft Date 05/26/2020 4. Industry Canada Statement This device complies with Industry Canada licence-exempt RSS standard(s). Operation is subject to the following two conditions: (1) this device may not cause interference, and (2) this device must accept any interference, including interference that may cause undesired operation of the device. Le présent appareil est conforme aux CNR d'Industrie Canada applicables aux appareils radio exempts de licence. L'exploitation est autorisée aux deux conditions suivantes : (1) l'appareil ne doit pas produire de brouillage, et (2) l'utilisateur de l'appareil doit accepter tout brouillage radioélectrique subi, même si le brouillage est susceptible d'en compromettre le fonctionnement. Under Industry Canada regulations, this radio transmitter may only operate using an antenna of a type and maximum (or lesser) gain approved for the transmitter by Industry Canada. To reduce potential radio interference to other users, the antenna type and its gain should be so chosen that the equivalent isotropically radiated power (e.i.r.p.) is not more than that necessary for successful communication. Conformément à la réglementation d'Industrie Canada, le présent émetteur radio peut fonctionner avec une antenne d'un type et d'un gain maximal (ou inférieur) approuvé pour l'émetteur par Industrie Canada. Dans le but de réduire les risques de brouillage radioélectrique à l'intention des autres utilisateurs, il faut choisir le type d'antenne et son gain de sorte que la puissance isotrope rayonnée équivalente (p.i.r.e.) ne dépasse pas l'intensité nécessaire à l'établissement d'une communication satisfaisante. WARNING! This module is to be installed only in OSRAM end products by their personnel, and shall not be offered to 3rd party OEM integrators or the general public. This RF Module has been certified for integration into products without further testing or certification. However, OSRAM is still responsible for testing their end-product for any additional compliance requirements required with this module installed (such as digital device emissions, PC peripheral requirements, etc.). 5. End Product Labeling Requirements The following statement shall be placed in the manual of the end product as this RF Controller board is considered extremely small (~8 x 10cm). “This device complies with Part 15 of the FCC Rules. Operation is subject to the following two conditions: (1) this device may not cause harmful interference, and (2) this device must accept any interference received, including interference that may cause undesired operation.” « Le présent appareil est conforme aux CNR d'Industrie Canada applicables aux appareils radio exempts de licence. L'exploitation est autorisée aux deux conditions suivantes : (1) l'appareil ne doit pas produire de brouillage, et (2) l'utilisateur de l'appareil doit accepter tout brouillage radioélectrique subi, même si le brouillage est susceptible d'en compromettre le fonctionnement « . The final end product must be labeled in a visible area with the following: “Contains Transmitter Module FCC ID: DZO-OSREFRMG21P (IC: 23566-OSREFRMG21P)” OR “Contains FCC ID: DZO-OSREFRMG21P (IC: 23566-OSREFRMG21P)” or similar wording.” production documentation iQ RF Controller User Manual Status: Draft Date 05/26/2020 6. End Product User Manual Requirements • The user manual for the end product must include the following information in a prominent location: “To comply with FCC and Industry Canada RF radiation exposure limits for general population/uncontrolled exposure, the antenna(s) used for this transmitter must be installed such that a minimum separation d…

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OSRAM SYLVANIA 200 Ballardvale Street Wilmington, MA 01887  (978) 570-3000 www.osram-americas.com LETTER OF AUTHORIZATION FCC Authorization & Evaluation Division 7435 Oakland Mill Road Columbia, Maryland 21046 I, Robert J. O’Keefe, Senior Counsel for OSRAM SYLVANIA Inc., do hereby authorize, until further notice, Bureau Veritas Consumer Products Services Inc., One Distribution Center Circle, #1, Littleton, MA 01460, to act on our behalf in dealings before the Federal Communications Commission with respect to all matters relating to equipment authorizations under 47 CFR. This authorization includes, but is not limited to, the signing of Form 731. I certify that no party (as defined in 47 CFR 1.2002) to this application, including myself, is subject to a denial of federal benefits, that include FCC benefits, pursuant to section 5301 of the Anti-Drug Abuse Act of 1988, 21 U.S.C., 853A. Certified By: Name: Robert J. O’Keefe Title: Senior Counsel Telephone: 978 570-3401 Date: June 8, 2020

OSRAM SYLVANIA 200 Ballardvale Street Wilmington, MA 01887  (978) 570-3000 www.osram-americas.com Request for Confidentiality for FCC June 8, 2020 To: Federal Communications Commission 7435 Oakland Mills Road Columbia, MD 21046-1609 Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1 Littleton, MA 02702 Re: Confidentiality Request Gentlemen: This letter is to comply with 47 CFR 0.457(d)(2) pertaining to confidential material. OSRAM SYLVANIA Inc., requests that the following documents regarding this submission for FCC ID DZO-OSREFRMG21P be kept confidential: 1. Bill of Materials 2. Schematics 3. Block Diagram 4. Circuit/Technical Description The material above contains technical data, which would customarily be guarded from competitors. Sincerely, Name: Robert J. O’Keefe Title: Senior Counsel Telephone: 978 570-3401 Date: June 8, 2020

OSRAM SYLVANIA 200 Ballardvale Street Wilmington, MA 01887  (978) 570-3000 www.osram-americas.com Justification for the module itself not having label KDB 784748 D01 Labelling Part 15 & 18 Guidelines v08 section 2.2 (as shown below) provides guideline about labelling requirement of the module. The overall dimension of the module is 12.9mm (width) x 23.00mm (length). The PCB Trace Antenna occupies about 6.00mm along the orientation of length. Having label in this area is prohibited due to impact on antenna performance. Hence, effective overall dimension of the module that can be used for placing label is 12.9mm (width) x 17.00mm (length). This information is provided in various documents such as Technical_Description_Ver1.pdf. Module is smaller than palm of the hand and hence it is not possible to have compliance statement. However, such statement is placed in user manual of the module (User_Manual_Ver1.pdf – section 5 and section6). Regarding label on the module itself, the word FCC ID: DZO-OSREFRMG21P in font size 4 takes up about 19mm. The module’s effective size is 17mm in length and width is only 12.9mm. Hence, it is not possible to have label with FCC ID on the module itself. Client’s signature Name: Robert J. O’Keefe Title: Senior Counsel Address: 200 Ballardvale Street, Wilmington, MA 01887 Telephone: 978 570-3401 Date: June 8, 2020

OSRAM SYLVANIA 200 Ballardvale Street Wilmington, MA 01887  (978) 570-3000 www.osram-americas.com June 8, 2020 ZigBee Module FCC ID: DZO-OSREFRMG21P is seeking FCC Authorization as a  Single Modular transmitter /  Single Limited Modular Approval (please check one). The EUT meets the requirements for a  Single Modular transmitter /  Single Limited Modular Approval (please check one) as detailed in FCC Public Notice DA00-1407. Compliance to each of the requirements is described below: Questions are: Note: (1) Limited Modular Approval (LMA) may be granted when one or more of the requirements in the table above cannot be demonstrated. LMA will also be issued in those instances where applications can demonstrate that they will retain control over the final installation of the device, such that compliance of the end product is assured. In such cases, an operating condition of the LMA for the module must state that the module is only approved for use when installed in devices produced by a specific manufacturer. When LMA is sought, the application for equipment certification must specifically state how control of the end product into which the module will be installed, and will be maintained, such that full compliance of the end product is always ensured. (2) Host devices which contain separately certified modules do not need to be recertified, provided that they meet the following conditions: i. The host device, as a stand-alone unit without any separately certified modules, complies with all applicable Radio Standard Specifications. ii. The host device and all the separately certified modules it contains jointly meet the RF exposure compliance requirements of RSS-102, if applicable. iii. The host device complies with the certification labeling requirements of each of the modules it contains. Note 1: Compliance of a module in its final configuration is the responsibility of the applicant. A host device will not be considered certified if the instructions regarding antenna configuration provided in the original description, of one or more separately certified modules it contains, were not followed. Example: A separately certified low-power transceiver module using Bluetooth technology which is housed in a desktop computer, laptop or peripheral does not require the overall system to be recertified, if the desktop computer, laptop or peripheral, as a stand-alone unit, complies with all applicable technical standards. Client’s signature Name: Robert J. O’Keefe Title: Senior Counsel Address: 200 Ballardvale Street, Wilmington, MA 01887 Telephone: 978 570-3401 Date: June 8, 2020 Limited Modular Approval (LMA) Declaration Letter We, (OSRAM SYLVANIA Inc.,) declare that we will retain control over the final installation of the device, (FCC ID: DZO-OSREFRMG21P) such that compliance of the end product is assured. In such cases, an operating condition on the LAM for the module must be only approved for use when installed in devices produced by a specific manufacturer. Client’s signature Name: Robert J. O’Keefe Title: Senior Counsel Address: 200 Ballardvale Street, Wilmington, MA 01887 Telephone: 978 570-3401 Date: June 8, 2020

OSRAM SYLVAN IA 200 Ballardv ale Street Wilmington, MA 01887  (978) 570-3000 w w w .osram-americas.com FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P Top Side of the module OSRAM SYLVAN IA 200 Ballardv ale Street Wilmington, MA 01887  (978) 570-3000 w w w .osram-americas.com Bottom Side of the module

OSRAM SYLVANIA 200 Ballardvale Street Wilmington, MA 01887  (978) 570-3000 www.osram-americas.com Justification for the module itself not having label KDB 784748 D01 Labelling Part 15 & 18 Guidelines v08 section 2.2 (as shown below) provides guideline about labelling requirement of the module. The overall dimension of the module is 12.9mm (width) x 23.00mm (length). The PCB Trace Antenna occupies about 6.00mm along the orientation of length. Having label in this area is prohibited due to impact on antenna performance. Hence, effective overall dimension of the module that can be used for placing label is 12.9mm (width) x 17.00mm (length). This information is provided in various documents such as Technical_Description_Ver1.pdf. Module is smaller than palm of the hand and hence it is not possible to have compliance statement. However, such statement is placed in user manual of the module (User_Manual_Ver1.pdf – section 5 and section6). Regarding label on the module itself, the word FCC ID: DZO-OSREFRMG21P in font size 4 takes up about 19mm. The module’s effective size is 17mm in length and width is only 12.9mm. Hence, it is not possible to have label with FCC ID on the module itself. Client’s signature Name: Robert J. O’Keefe Title: Senior Counsel Address: 200 Ballardvale Street, Wilmington, MA 01887 Telephone: 978 570-3401 Date: June 8, 2020

OSRAM SYLVAN IA 200 Ballardv ale Street Wilmington, MA 01887  (978) 570-3000 w w w .osram-americas.com FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P Top Side of the module OSRAM SYLVAN IA 200 Ballardv ale Street Wilmington, MA 01887  (978) 570-3000 w w w .osram-americas.com Bottom Side of the module

FCC ID: DZO-OSREFRMG21P Prediction of MPE limit at a given distance Equation from page 18 of OET Bulletin 65, Edition 97-01 where: S = power density P = power input to the antenna G = power gain of the antenna in the direction of interest relative to an isotropic radiator R = distance to the center of radiation of the antenna Maximum peak output power at the antenna terminal: 17.91 (dBm) Maximum peak output power at the antenna terminal: 61.80164001 (mW) Antenna gain(typical): 0.2 (dBi) Maximum antenna gain: 1.047128548 (numeric) Prediction distance: 20 (cm) Prediction frequency: 2450 (MHz) MPE limit for uncontrolled exposure at prediction frequency: 1 (mW/cm^2) Power density at prediction frequency: 0.012874 (mW/cm^2) Therefore device complies with FCC RF radiation exposure limits for general population in mobile exposure category (distance > 20cm) 2 4 R PG S p =

FCC ID: DZO-OSREFRMG21P Prediction of MPE limit at a given distance Equation from page 18 of OET Bulletin 65, Edition 97-01 where: S = power density P = power input to the antenna G = power gain of the antenna in the direction of interest relative to an isotropic radiator R = distance to the center of radiation of the antenna Maximum peak output power at the antenna terminal: 17.83 (dBm) Maximum peak output power at the antenna terminal: 60.67363296 (mW) Antenna gain(typical): 0.2 (dBi) Maximum antenna gain: 1.047128548 (numeric) Prediction distance: 20 (cm) Prediction frequency: 2450 (MHz) MPE limit for uncontrolled exposure at prediction frequency: 1 (mW/cm^2) Power density at prediction frequency: 0.012640 (mW/cm^2) Therefore device complies with FCC RF radiation exposure limits for general population in mobile exposure category (distance > 20cm) 2 4 R PG S p =

Bureau Veritas Consumer Products Serv ices Inc.is accredited by the American Association f or Laboratory Accreditation f or the specif ic scope of accreditation under Certif icate Number 1627-01. This report may contain data which is not cov ered by the A2LA accreditation. ____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 1 of 38 Test Report Bureau Veritas Consumer Products Services Inc. Report No EU0436-1 Client OSRAM SYLVANIA INC. Address 200 Ballardvale Street Wilmington, MA 01887 Phone 978-750-3865 Items tested iQ RF Controller FCC ID IC DZO-OSREFRMG21P 23566-OSREFRMG21P FRN 0021513163 Equipment Type Digital Transmission System Equipment Code Emission Designator DTS 2M32G1D FCC/IC Rule Parts CFR Title 47 FCC Part 15.247, RSS-247 Issue 2 Test Dates Mar 16, May 19 – 21, 2020 Results As detailed within this report Prepared by Benjamin Palazzi– EMC Engineer Authorized by Anna Vancheva – EMC Wireless Engineer Issue Date 5/26/2020 Conditions of Issue This Test Report is issued subject to the conditions stated in the ‘Conditions of Testing’ section on page 31 of this report. Test Report for OSRAM SYLVANIA INC.  Report No. EU0436-1 May 26, 2020 ______________________________________________________________________ ____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 2 of 38 Contents Contents .......................................................................................................................................2 Summary ......................................................................................................................................3 Test Methodology.........................................................................................................................4 Product Tested - Configuration Documentation ..........................................................................5 Statement of Conformity ..............................................................................................................6 Modifications Required for Compliance .......................................................................................6 Test Results .................................................................................................................................7 DTS (6dB) Bandwidth ...............................................................................................................7 99% Occupied Bandwidth ........................................................................................................9 Peak Output Power.................................................................................................................11 Peak Power Spectral Density .................................................................................................13 Conducted Bandedges ...........................................................................................................15 Conducted Spurious Emissions .............................................................................................21 Radiated Bandedges ..............................................................................................................20 Radiated Spurious Emissions ................................................................................................21 AC Line Conducted Emissions ..................................................................................................29 Measurement Uncertainty ..........................................................................................................32 Conditions of Testing .................................................................................................................33 Test Report for OSRAM SYLVANIA INC.  Report No. EU0436-1 May 26, 2020 ______________________________________________________________________ _____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 3 of 38 Summary This test report supports an application for certification of a transmitter operating pursuant to CFR Title 47 FCC Part 15.247, ISED Canada RSS-247 Issue 2. The EUT is iQ RF Controller (Model: OSREFRMG21P). This is a radio that can support dual protocols i.e., Zigbee and Bluetooth Low Energy (BLE). Zigbee operates in the 2405 – 2480MHz frequency. BLE radio operates in the 2402 – 2480MHz frequency range with DTS equipment code. Client declares that time division multiplexing is used between the Zigbee and BLE functions of the device. Therefore there’s no simultaneous transmission capability between Zigbee and BLE. This module is to be used within OSRAM products i.e., not authorized to be sold to third parties. The approved module will be used in several lighting products of OSRAM. Antenna: Internal PCB trace antenna with max 0.2dBi gain. We found that the product met the above requirements without modification. Test samples were received in good condition. Test Report for OSRAM SYLVANIA INC.  Report No. EU0436-1 May 26, 2020 ______________________________________________________________________ _____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 4 of 38 Test Methodology All testing was performed according to the following rules/procedures/documents: CFR Title 47 FCC Part 15.247, ISED Canada RSS-247 Issue 2, ISED Canada RSS-Gen Issue 5, FCC KDB 558074 D01 15.247 Measurement Guidance v05r02 and ANSI C63.10-2013. Radiated emissions were measured by rotati…

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Bureau Veritas Consumer Products Serv ices Inc.is accredited by the American Association f or Laboratory Accreditation f or the specif ic scope of accreditation under Certif icate Number 1627-01. This report may contain data which is not cov ered by the A2LA accreditation. ____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 1 of 38 Test Report Bureau Veritas Consumer Products Services Inc. Report No EU0436-1 Client OSRAM SYLVANIA INC. Address 200 Ballardvale Street Wilmington, MA 01887 Phone 978-750-3865 Items tested iQ RF Controller FCC ID IC DZO-OSREFRMG21P 23566-OSREFRMG21P FRN 0021513163 Equipment Type Digital Transmission System Equipment Code Emission Designator DTS 1M03F1D FCC/IC Rule Parts CFR Title 47 FCC Part 15.247, RSS-247 Issue 2 Test Dates May 19 – 21, 2020 Results As detailed within this report Prepared by Landu Nsalambi – EMC Engineer Authorized by Anna Vancheva – EMC Wireless Engineer Issue Date 1/29/2020 Conditions of Issue This Test Report is issued subject to the conditions stated in the ‘Conditions of Testing’ section on page 31 of this report. Test Report for OSRAM SYLVANIA INC.  Report No. EU0026-2 May 27, 2020 ______________________________________________________________________ ____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 2 of 38 Contents Contents .......................................................................................................................................2 Summary ......................................................................................................................................3 Test Methodology.........................................................................................................................4 Product Tested - Configuration Documentation ..........................................................................5 Statement of Conformity ..............................................................................................................6 Modifications Required for Compliance .......................................................................................6 Test Results .................................................................................................................................7 DTS (6dB) Bandwidth ...............................................................................................................7 99% Occupied Bandwidth ......................................................................................................10 Peak Output Power.................................................................................................................13 Peak Power Spectral Density .................................................................................................16 Conducted Bandedges ...........................................................................................................19 Conducted Spurious Emissions .............................................................................................21 Radiated Bandedges ..............................................................................................................25 Radiated Spurious Emissions ................................................................................................26 AC Line Conducted Emissions ..................................................................................................34 Measurement Uncertainty ..........................................................................................................32 Conditions of Testing .................................................................................................................33 Test Report for OSRAM SYLVANIA INC.  Report No. EU0026-2 January29, 2020 ______________________________________________________________________ _____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 3 of 38 Summary This test report supports an application for certification of a transmitter operating pursuant to CFR Title 47 FCC Part 15.247, ISED Canada RSS-247 Issue 2. The EUT is iQ RF Controller (Model: OSREFRMG21P). This is a radio that can support dual protocols i.e., Zigbee and Bluetooth Low Energy (BLE). Zigbee operates in the 2405 – 2480MHz frequency. BLE radio operates in the 2402 – 2480MHz frequency range with DTS equipment code. Client declares that time division multiplexing is used between the Zigbee and BLE functions of the device. Therefore there’s no simultaneous transmission capability between Zigbee and BLE. This module is to be used within OSRAM products i.e., not authorized to be sold to third parties. The approved module will be used in several lighting products of OSRAM. Antenna: Internal PCB trace antenna with max 0.2dBi gain. We found that the product met the above requirements without modification. Test samples were received in good condition. Test Report for OSRAM SYLVANIA INC.  Report No. EU0026-2 January29, 2020 ______________________________________________________________________ _____________________________________________________________ Bureau Veritas Consumer Products Services Inc. One Distribution Center Circle, #1  Littleton, MA  TEL (978) 486-8880  FAX (978) 486-8828 page 4 of 38 Test Methodology All testing was performed according to the following rules/procedures/documents: CFR Title 47 FCC Part 15.247, ISED Canada RSS-247 Issue 2, ISED Canada RSS-Gen Issue 5, FCC KDB 558074 D01 15.247 Measurement Guidance v05r02 and ANSI C63.10-2013. Radiated emissions were measured by rotating t…

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FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P 30MHz-1GHz Front 30MHz-1GHz Rear FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P 1-6GHz Front 1-6GHz Rear FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P 6-18GHz Front 6-18GHz Rear FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P 18-25GHz FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P FCC ID: DZO-OSREFRMG21P IC: 23566-OSREFRMG21P AC Line Conducted Antenna Port