TA8AKRC11856-1LTE Base station transceiver

Ericsson Internal EXHIBIT 13 1 (1) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson Approved Checked Date Rev Reference KI/EAB/FJR/VA Christer Gustavsson 2010-01-12 A TA8AKRC11856-1 Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Institute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden January 12, 2010 Subject: Certification for FCC ID: TA8AKRC11856-1 To Whom It May Concern: Ericsson AB requests a Grant of Certification (Type Acceptance) for the above mentioned FCC Identifier. This base station transceiver (Radio Unit – RUL 01 B13) is designed for use in 3GPP Long Term Evolution (LTE) within the Third Generation Partnership Project (3GPP) for the Universal Mobile Telephone System (UMTS 3G) mobile system standard (cellular telephone system). The transmitter will operate from 746 MHz to 756 MHz with 10 MHz Channel Bandwidth. The receiver circuit supports 777 MHz to 787 MHz. This base station transceiver (RU) supports modulation type QPSK, 16QAM and 64QAM. This base station is appropriate to use in different Ericsson radio base stations without re-measurement and re-filing when introducing a new base station type. The base station operates in the broadband PCS services as per 47 CFR Part 27 subpart F. It meets the requirements of 3GPP specification for operation in Universal Mobile Telephone System, UMTS 3G, in the radio access referred to as the Evolved UMTS Terrestrial Radio Access Network, E-UTRAN. This base station transceiver (RU) will in normal mode operate at a nominal power out of 20, 40 or 60 watts at the output connector. Ericsson AB requests confidentiality under CFR 0.459 according to attached letter. We further certify that the applicant nor any party to the application is subject to a denial of Federal benefits, that includes FCC benefits, pursuant to section 5301 of the Anti-Drug abuse Act of 1988, 21 U.S.C. Section 862. Ericsson AB accept by this request the agreement set out in the document "Bilaga SPCR 125 -Avtal om marknadskontroll för radioutrustning certifierad för USA-marknaden". If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Torshamnsgatan 21-23 (Färögatan 6) Kista, SE-164 80 Stockholm Sweden Telephone No.: +46 10 7175949 e-mail [email protected]

Ericsson Internal EXHIBIT 13 1 (1) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson Approved Checked Date Rev Reference KI/EAB/FJR/VA Christer Gustavsson 2010-01-12 PA1 TA8AKRC11856-1 Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Institute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden January 12, 2010 Subject: Request for Confidentiality To Whom It May Concern: We, Ericsson AB, hereby request that the Exhibits/Items listed below be withheld from public inspection in accordance with Sections 0.457 and 0.459 of the Commission’s Rules. This due to the following reasons: DS-CDMA Base Stations (BS) are designed strictly based on the technical specifications of the international project 3GPP (the 3 rd Generation Partnership Project). The competition in this field is very intense and a less advanced solution/design could get an unfair advantage by accessing the information as listed below from common domain. As we believe that we have implemented groundbreaking solutions and designs into our recent BS/Radio Unit (RU) compared to the previous BS/RU, the listed Exhibits/Items need to be protected from disclosure to our competitors in the industry. As the FCC records have in-depth information and a very wide distribution, we believe that you can understand our concerns. We are strong in our belief that all vendors in the industry need to compete by their own merits. We regard these Exhibits/Items to be our intellectual property and therefore as confidential information. As out BS are generally installed in restricted places, public access is not possible all thought some types of our BS under certain circumstances can be installed in an unrestricted place, but the doors on all of our BS’s are key-locked and can be opened only by authorized personnel. It is therefore individual modules within our BS that should not be revealed to the public. There are advanced technical and design solutions/information in the Exhibits/Items, as mentioned above, that we regard as Ericsson proprietary, with actual and potential patents pending. The information can be advantageous to our competitors as well as sources seeking ways to hack past the built in security functionality. These solutions or information thereof are not accessible even for our customers or partners unless non-disclosure agreements for particular item(s) have been signed. Confidential product information can be found in, but not necessarily limited to, internal photos of the BS and the RU, block diagrams, schematics diagrams, and parts lists as well as certain documents, such as the user’s manuals. Those documents can only be accessible by the customers who purchase out BS and accept the conditions and therefore are provided with unique information access tools. EXHIBIT 9 Internal Photos of Radio Unit EXHIBIT 4 Block Diagrams EXHIBIT 5 Schematic Diagrams EXHIBIT 8 Manuals EXHIBIT 10 Parts List EXHIBIT 12 Technical Circuit Description If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Torshamnsgatan 21-23 (Färögatan 6) Kista, SE-164 80 Stockholm Sweden Telephone No.: +46 10 7175949 Fax No.: +46 8 404 44 20 e-mail [email protected]

Confidentiality. Each party agrees that all confidential documents, work product and information (including all computer code, internal photographs of products, block diagrams, schematic diagrams, technical and/or user manuals, related materials, and the existence of this Agreement) received or otherwise obtained from the other party pursuant to this Agreement, whether before or after the Effective Date, will be, and will be deemed to have been, received in confidence and will be used only for the purpose of carrying out the obligations of, or as otherwise contemplated by, this Agreement. In addition, each party agrees that public access to all confidential equipment supplied will be restricted either by installation of the equipment in a restricted area or by physically securing the equipment by other means, including, but not limited to, using a key-lock that can only be opened by authorized personnel. Without the other party’s prior written consent, neither party may disclose any such information to any third party or grant access to the confidential equipment to any unauthorized person, and each party will disclose such information only to such of its officers, employees and agents that have a need to know such information for the purposes contemplated hereby. However, the provisions of this Section will not apply to any such information that (i) is or becomes generally available to the public without the fault or negligence of either party, (ii) is already in the possession of the receiving party without being subject to another confidentiality obligation, (iii) is or becomes available to the receiving party on a non-confidential basis from a source other than the disclosing party; provided that such source is not bound by a confidentiality obligation of the disclosing party, (iv) is required to be disclosed pursuant to an arbitration proceeding conducted in accordance with this Agreement, or (v) is required to be disclosed pursuant to a requirement of any governmental authority or any statute, rule or regulation; provided that the party required to disclose such information of the other party provide to the other party notice of such requirement of any such disclosure and cooperates with the other party to prevent or restrict any such disclosure to the extent allowed by applicable law.

Ericsson Internal EXHIBIT 13 1 (1) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson Approved Checked Date Rev Reference KI/EAB/FJR/VA (C Gustavsson) 2010-03-29 B TA8AKRC11856-1 Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Insitute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden Mars 29, 2010 Subject: Temperature Range Information for Certification for FCC ID: TA8AKRC11856-1 To Whom It May Concern: Enclosed are requests of a Grant of Certification (Type Acceptance) for the above-mentioned FCC Identifier from Ericsson AB. The Temperature Range for this base station transceiver (Radio Unit – RU) are designed together with the cabinet and other boards for use in a temperature range of 0º C to +50º C. The base station transceiver (RU) is equipped with a thermal sensor that shut down the exciter power amplifier in the RU in a controlled way at temperatures below -2º C and above + 52º C. The frequency stabilizing circuitry and the power amplifier are still in stand-by mode below and above these temperatures to be prepared to transmit with proper function if the environment temperature reaches the applicable temperature range again. There is also a non- destruction temperature range outside the range above where the base station is shut down totally. If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Torshamnsgatan 21-23 (Färögatan 6) Kista, SE-164 80 Stockholm Sweden Telephone No.: +46 10 7175949 Fax No.: +46 8 404 44 20 e-mail [email protected]

Date Page Exhibit 3 External photos 2010-03-26 1(3) FCC ID: TA8AKRC11856-1 Front side Rear side Date Page Exhibit 3 External photos 2010-03-26 2(3) FCC ID: TA8AKRC11856-1 Right side Left side Date Page Exhibit 3 External photos 2010-03-26 3(3) FCC ID: TA8AKRC11856-1 Bottom side Top side

Date Page Exhibit 1 ID label and placement 2010-03-26 1(1) FCC ID: TA8AKRC11856-1 The FCC ID label is located on the front. FCC ID: TA8AKRC11856‐1

Date Reference Page REPORT 2010-03-29 FX000131-F27 2 (2) FCC ID: TA8AKRC11856-1 Table of contents Description of the test object Appendix 1 Operation mode during measurements Appendix 1 Test setups Appendix 1 Purpose of test Appendix 1 RF power output Appendix 2 Occupied bandwidth Appendix 3 Band edge Appendix 4 Spurious emission at antenna terminals Appendix 5 Field strength of spurious radiation Appendix 6 Frequency stability Appendix 7 Receiver spurious emissions Appendix 8 External photos Appendix 9 Date Reference Page REPORT 2010-03-29 FX000131-F27 1 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Description of test object Equipment: LTE radio equipment (RUL) 700 MHz single carrier Frequency band TX: 746 – 756 MHz RX: 777 – 787 MHz Supported channel bandwidth configuration 10 MHz (50 RB) according 3GPP 36.141 section 5.6 Modulation and access scheme OFDMA in FDD OFDM subcarrier modulation System information and pilots use BPSK and QPSK. For payload data QPSK, 16QAM and 64QAM can be used. Maximum rated output power: Single carrier 1x 47.8 dBm (1x60 W) Number of antenna ports: TX/RX: 1 RX: 1 Nominal power voltage: -48 VDC Tested frequencies and EARFCNs Downlink 751.0 MHz, E-UTRA channel number 5230 Uplink 782.0 MHz, E-UTRA channel number 23230 Operation mode during measurements Measurements were performed with the test object transmitting test models as defined in 3GPP TS 36.141. Test model E-TM1.1 was used to represent QPSK, test model E-TM3.2 to represent 16QAM and test model E-TM3.1 to represent 64QAM payload modulation. The settings, single carrier E-TM1.1, channel bandwidth configuration 10 MHz, was found to be representative for all traffic scenarios when several settings with the different modulations were tested to find the worst case setting. This setting was used for all measurements unless noted otherwise. All measurements were performed with the test object configured for maximum transmit power. Conducted measurements The test object was powered with -48 VDC. TX measurements were done at connector RF A. RX measurements were done at connector RF B. Radiated measurements The test object was powered with -48 VDC. During the measurements output port RF A was via a RF attenuator connected to functional test equipment for supervision of the transmitted signal. Date Reference Page REPORT 2010-03-29 FX000131-F27 2 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Purpose of test The purpose of the tests is to verify compliance to the performance characteristics specified in applicable items of FCC CFR 47. References Measurements were done according to relevant parts of the following standards: ANSI 63.4-2003 ANSI/TIA/EIA-603-B-2002 3GPP TS 36.141 Measurement equipment Measurement equipment Calibration Due SP number Test site Tesla 2010-10 503 881 R&S FSIQ 40 2010-07 503 738 R&S FSQ 40 2010-07 504 143 R&S ESI 26 2010-07 503 292 High pass filter 2010-06 502 758 High pass filter 2011-03 504 199 RF attenuator 2010-06 504 159 RF attenuator 2010-08 900 299 RF attenuator 2010-06 900 115 RF step attenuator 2010-06 503 096 Boonton RF Peak power meter/analyzer 2010-09 503 144 Boonton Power sensor 56518-S/4 2012-02 503 146 Chase Bilog antenna CBL 6111A 2011-11 502 181 EMCO Horn Antenna 3115 2011-01 502 175 MITEQ Low Noise Amplifier 2010-08 503 285 Climate chamber 3 2012-05 503 546 Multimeter Fluke 87 2010-01 502 190 Testo 635 temperature and humidity meter 2011-03 504 203 Testo 625 temperature and humidity meter 2010-05 504 188 Rotronic temperature and humidity meter 2010-04 502 946 Date Reference Page REPORT 2010-03-29 FX000131-F27 3 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Reservation The test results in this report apply only to the particular test object as declared in the report. Delivery of test object The test object was delivered 2010-02-01. Manufacturer’s representative Anders Johansson, Ericsson AB Test engineers Jörgen Wassholm, Tomas Lennhager, Jonas Bremholt and Reinhold Reul Test participants Samir Catic, Christer Gustavsson and Johnny Berg, Ericsson AB Date Reference Page REPORT 2010-03-29 FX000131-F27 4 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Test set-up conducted TX measurements at port RF A Test object RUL 01 B13, KRC 118 56/1 Rev. R1B/A, S/N C823055227, FCC ID: TA8AKRC11856-1 with software CXP 102 051/1 Rev R19M Functional test equipment 1. SP test instrument according equipment list 2. Attenuator SP504159 3. DUL KDU 137 533/3 Rev R2B, SN (s)C823228904 4. Computer, SunFire x2200 5. Power Subrack, SXK 109 8115/1, Rev. R2A individual components see section ‘Components of Power Subrack’ below 6. Termination 50 ohm Date Reference Page REPORT 2010-03-29 FX000131-F27 5 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Test set-up conducted RX measurements at port RF B Test object RUL 01 B13, KRC 118 56/1 Rev. R1B/A, S/N C823055227, FCC ID: TA8AKRC11856-1 with software CXP 102 051/1 Rev R19M Functional test equipment 1. SP test instrument according equipment list 2. Attenuator SP503096 (below 1 GHz), DC-block (1 GHz and higher) 3. DUL KDU 137 533/3 Rev R2B, SN (s)C823228904 4. Computer, SunFire x2200 5. Power Subrack, SXK 109 8115/1, Rev. R2A individual components see section ‘Components of Power Subrack’ below 6. Attenuator & termination 50 ohm Date Reference Page REPORT 2010-03-29 FX000131-F27 6 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Test set-up radiated measurements Test object RUL 01 B13, KRC 118 56/1 Rev. R1B/A, S/N C823055227, FCC ID: TA8AKRC11856-1 with software CXP 102 051/1 Rev R19M Functional test equipment 1. Anritsu MS2691A, Signal Analyzer 50Hz-13.5 GHz, BAMS 1000710578 for supervision of the transmitted signal 2. Attenuator 3. DUL KDU 137 533/3 Rev R2B, SN (s)C823228904 4. Computer, SunFire x2200 5. Power Subrack, SXK 109 8115/1, Rev. R2A individual components see section ‘Components of Power Subrack’ below 6. Wooden frame Date Reference Page REPORT 2010-03-29 FX000131-F27 7 (7) FCC ID: TA8AKRC11856-1 Appendix 1 Test opject ports Interface: Type of port: Ground connection Ground Supply power -48 VDC DC P…

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