USH00003Cart Security and Retention Caster

CX01 USER MANUAL Table of Contents Product Description ............................................................................................................ 1 Trouble Shooting ................................................................................................................ 1 PRODUCT DESCRIPTION The CX01 CAPS 4.0 caster is a wireless security device for use in retail asset management applications. The CAPS 4.0 caster leverages the industry wireless standard IEEE 802.15.4 to seamlessly integrate w i t h other retail solutions. With CX01 CAPS 4.0 caster, security and managementof retail carts has never been more dependable. Figure 1: CX01 Assembly. Figure 2: CX01 Service Light TROUBLE SHOOTING Currently, all faulty or malfunctioning 4.0 casters are to be replaced when a malfunction occurs. This is to be done at the Carttronics service department located in Carlsbad, CA. Any field repairs must be done by a Carttronics trained technician with approval from Carttronics in writing. There are no user serviceable parts or functions associated with the CAPS 4.0 caster. A quick look at the bottom of the caster can determine electronic or mechanic malfunction by the blink pattern of the service light located near the seam in the middle of the caster. If the service light blinks twice every two seconds there is a faulty battery that must be replaced. If the service light blinks once a second there is either a mechanical fault or an electrical malfunction. Contained within the definition of electrical malfunction is radio transmission problems. FCC ID: USH00003 IC ID: 6834A-00003 WARNING Any changes or modifications made to the RX01 not aforementioned in the User Manual, or expressly approved b y t h e RX01 manufacturer, will void the user’s authority to operate the equipment. WARNING This equipment has been tested and found to comply with the limits for a Class B digital device, pursuant to Part 15 of the FCC Rules. These limits are designed to provide reasonable protection against harmful interference in a residential installation. This equipment generates, uses, and can radiate radio frequency energy and, if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. H o w ever, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on, the user is encouraged to try to correct the interference by one or more of the following measures: -Reorient or relocate the receiving antenna. -Increase the separation between the equipment and receiver -Connect the equipment into an outlet on a circuit different from that to which the receiver is connected. -Consult the dealer or an experienced radio/TV technician for help WARNING The antenna used for this transmitter must be installed to provide a separation distance of at least 20 cm from all persons and must not be co-located or operating in conjunction with any other antenna or transmitter in its final installation. The installers must be provided with antenna installation instructions and transmitter operating conditions for satisfying RF exposure compliance.

Equipment Authorization Division Federal Communications Commission 7435 Oakland Mills Road Columbia, MD 21046 RE: FCC ID: USH00003 RE: IC: 6835A-00003 REQUEST FOR CONFIDENTIALITY Pursuant to Sections 0.457 and 0.459 of the commission’s rules, we hereby request that the following documents be held confidential: • BOM • Block Diagram • Schematic • Operational Description These materials contain trade secrets and proprietary information and are not customarily released to the public. The public disclosure of this information might be harmful to the company and provide unjustified benefits to our competitors. Dated this 15th day of November 2006 By: Luke Seed Title: Mechanical Engineer Telephone: 1-858-642-7639 Applicant: Expertise Engineering

Nemko Canada Inc 303 River Road Ottawa K1V 1H2 Canada FCC ID# USH00003 IC ID# 6834A-00003 Authority to Act as Agent On our behalf, I appoint Nemko USA, 11696 Sorrento Valley Road, San Diego, CA to act as our agent in the preparation of this application for equipment certification. I certify that submitted documents properly describe the device or system for which equipment certification is sought. I also certify that each unit manufactured, imported or marketed, as defined in the Federal Communications Commission’s regulations will have affixed to it a label identical to that submitted for approval with this application. For instances where our authorized agent signs the application for certification on our behalf, I acknowledge that all responsibility for complying with the terms and conditions for certification, as specified by Nemko Canada Inc, still resides with Carttronics LLC.

CX01 Internal Photographs CX01 Product Housing CX01 External

FCC ID: USH00003 This device complies with Part 15 of the FCC rules. Operation is subject to the following twoconditions: (1) This device may not cause harmful interference, and (2) this device mustaccept any interference received, including interference that may cause undesired operation. IC: 6834A-00003 CX01 NO USER SERVICABLE PARTS Carttronics P/N: 50029-003 EMPACK, 4.0 STD REV. P/N: 50948-003 REV. A

4 1 2 3 5 NOTES: 1. ASSEMBLE AS SHOWN. 2. INSTALL LABELS IN LOCATION SHOWN. 3. HAND WRITE FIRMWARE REVISION IN PERMANENT BLACK INK ON FIRMWARE LABEL FOR FIRMWARE LOADED. REVISIONS REV.DESCRIPTIONDATEAPPROVED AINITIAL RELEASE8/10/2007 MATERIAL: FINISH: THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION. DO NOT DISCLOSE TO OR DUPLICATE FOR OTHERS EXCEPT AS AUTHORIZED BY CARTTRONICS. APPROVALS MONTH/DAY/YR DRAWN ENGINEER ENGINEERING CHECKER MFG ENG REGULATORY PICTORIAL, EMPACK, LABEL PLACEMENT SIZE B SCALE SH 1 OF 2 REV. DWG. NO. DO NOT SCALE DRAWING THIRD ANGLE PROJECTION SEE NOTES SEE NOTES 3:4 50913-000 A 50913-000-A-EmpackLabelPlcmnt A. ARCE SEED -- -- -- -- 7/20/2007 7/20/2007 -- -- -- -- CARTTRONICS PDM FILENAME A UNLESS OTHERWISE SPECIFIED DIMENSIONS ARE IN INCHES. TOLERANCES: X .125 ANGLES: X.X 1 X.X .02 X.XX .01 X.XXX .005 50913-000 REV: A TITLE (760) 707-1270 WWW.CARTTRONICS.COM 2042 CORTE DEL NOGAL, CARLSBAD, CA, USA A A .2 .44 INSTALL LARGE SERIAL NUMBER LABEL IN APPROXIMATE LOCATION SHOWN. 2. .1 .9 .25 1.38 SECTION A-A ROTATED 7 C.W. INSTALL SMALL SERIAL NUMBER LABEL IN APPROXIMATE LOCATION SHOWN. 2. INSTALL REF. FIRMWARE REVISION LABEL IN APPROXIMATE LOCATION SHOWN. 2. 3. .50 .43 2X .25 INSTALL BAR CODE LABEL IN APPROXIMATE LOCATION SHOWN. 2. INSTALL PRODUCT INFO LABEL IN APPROXIMATE LOCATION SHOWN. 2. THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION. DO NOT DISCLOSE TO OR DUPLICATE FOR OTHERS EXCEPT AS AUTHORIZED BY CARTTRONICS. PICTORIAL, EMPACK, LABEL PLACEMENT SIZE B SCALE SH 2 OF 2 REV. DWG. NO. 1:1 50913-000 A 50913-000-A-EmpackLabelPlcmnt (760) 707-1270 WWW.CARTTRONICS.COM CARTTRONICS PDM FILENAME A 50913-000 REV: A TITLE

Antenna Trace

Nemko USA, Inc. 11696 Sorrento Valley Rd., Suite F San Diego, CA 92121-1024 Phone (858) 755-5525 Fax (858) 452-1810 FCC Part 15 Subpart C, 15.249 : 28/11/2007 Test Report: 2007 118316 CX01 FCC Project number: 8316-1 Applicant: Carttronics LLC 2042 Corte Del Nogal Suite C Carlsbad, CA 92011 Equipment Under Test (EUT): Low Power Sensor Device Model: CX01 In Accordance With: FCC Part 15 Subpart C, 15.249 RSS 210 (Issue 7, June 2007) RSS-Gen (Issue 2, June 2007) FCC ID# USH00003 IC ID# 6834A-00003 Tested By: Nemko USA Inc. 11696 Sorrento Valley Road, Suite F San Diego, CA 92121 Authorized By: Alan Laudani, RF/EMC Test Specialist Date: November 2, 2007 Total Number of Pages: 25 Nemko USA, Inc. 11696 Sorrento Valley Road, Suite F, San Diego, CA 92121 Phone (858) 755-5525 Fax (858) 452-1810 Report Number: 2007 118316 CX01 FCC FCC ID: USH00003 Specification: FCC Part 15 Subpart C, 15.249 Page 2 of 25 Page 2 of 25 Section 1. Summary of Test Results General All measurements are traceable to national standards These tests were conducted on a sample of the equipment for the purpose of demonstrating compliance with Part 15; Subpart C. Radiated tests were conducted is accordance with ANSI C63.4-2003. Radiated emissions are made on an open area test site. A description of the test facility is on file with the FCC. This Radio Standards Specification (RSS) sets out the requirements for license exempt low-power intentional radiators. The applicable standard for low-power intentional radiators in Canada, corresponding to FCC Part 15 Subpart C, is RSS-210. The two are very closely harmonized in terms of permitted frequencies, types of operation, and other technical requirements. The test results reported in this report are deemed satisfactory evidence of compliance with Industry Canada Standard RSS-210. The assessment summary is as follows: Apparatus Assessed: Low Power Sensor Device Model CX01 Specification: FCC Part 15 Subpart C, 15.249 IC RSS-Gen (Issue 2, June 2007), IC RSS 210 (Issue 7, June 2007) Compliance Status: Complies Exclusions: None Non-compliances: None Report Release History: REVISION DATE COMMENTS - November 2, 2007 Prepared By: Ferdinand S. Custodio - November 2, 2007 Initial Release: Alan Laudani Nemko USA, Inc. 11696 Sorrento Valley Road, Suite F, San Diego, CA 92121 Phone (858) 755-5525 Fax (858) 452-1810 Report Number: 2007 118316 CX01 FCC FCC ID: USH00003 Specification: FCC Part 15 Subpart C, 15.249 Page 3 of 25 Page 3 of 25 Note that the results contained in this report relate only to the items tested and were obtained in the period between the date of initial receipt of samples and the date of issue of the report. This test report has been completed in accordance with the requirements of ISO/IEC 17025. Nemko USA Inc. authorizes the applicant to reproduce this report provided it is reproduced in its entirety and for use by the company’s employees only. Any use which a third party makes of this report, or any reliance on or decisions to be made based on it, are the responsibility of such third parties. Nemko USA Inc. accepts no responsibility for damages, if any, suffered by any third party as a result of decisions made or actions based on this report. TESTED BY: ___________________________________ Date: November 2, 2007 Ferdinand S. Custodio, EMC Test Engineer Nemko USA, Inc. 11696 Sorrento Valley Road, Suite F, San Diego, CA 92121 Phone (858) 755-5525 Fax (858) 452-1810 Report Number: 2007 118316 CX01 FCC FCC ID: USH00003 Specification: FCC Part 15 Subpart C, 15.249 Page 4 of 25 Page 4 of 25 TABLE OF CONTENTS Section 1. Summary of Test Results...............................................................................2 Section 2: Equipment Under Test..........................................................................................5 2.1 Product Identification.......................................................................................................5 2.2 Samples Submitted for Assessment.............................................................................5 2.3 Theory of Operation.........................................................................................................6 2.4 Technical Specifications of the EUT.............................................................................6 Section 3: Test Conditions......................................................................................................7 3.1 Specifications....................................................................................................................7 3.2 Deviations From Laboratory Test Procedures.............................................................7 3.3 Test Environment.............................................................................................................7 3.4 Test Equipment.................................................................................................................8 Section 4: Observations...........................................................................................................9 4.1 Modifications Performed During Assessment..............................................................9 4.2 Record Of Technical Judgements.................................................................................9 4.3 EUT Parameters Affecting Compliance........................................................................9 4.4 Test Deleted......................................................................................................................9 4.5 Additional Observations..................................................................................................9 Section 5: Results Summary.................................................................................................10 5.1 FCC Part 15 Subpart C and IC RSS-210 Equivalent: Test Results.......................10 Appendix A: Test Results..........................................................................…

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Spurious Emissions Setup (below 1GHz): Spurious Emissions Setup (above 1GHz and Fundamental): “X” Configuration “Y” Configuration “Z” Configuration