ZKJ-DSM04R01Connected Appliance Transceiver (CAT) Module

g GE Consumer & Industrial S.I. NO. SECT. PART PAGE REV. STANDING INSTRUCTION 300091 S003 P007 1 of 4 1 TITLE: INTERNAL ZIGBEE RADIO (CAT) REGULATORY MODULE INTEGRATION INSTRUCTIONS LATEST REVISION RECORD: SH. REV. SH. REV SH. REV. SH. REV. SH. REV. 1-4 1 ePDM – document # is GE2020-0565 APPROVALS: 3/6/2012 3/6/2012 NAME/TITLE: DATE NAME/TITLE: DATE Henry Kobraei / Design Engineer Brian Lenhart / Senior Consulting Engineer 3/6/2012 3/6/2012 NAME/TITLE: DATE NAME/TITLE: DATE Mike Finch / Program Manager – Home Energy Management Programs Rob Bultman / Platform Leader – Home Energy Management DISTRIBUTION: REVISIONS 1 3/5/2012 Henry Kobraei CR 2019-3741 g GE Consumer & Industrial S.I. NO. SECT. PART PAGE REV. STANDING INSTRUCTION 300091 S003 P007 2 of 4 1 TITLE: INTERNAL ZIGBEE RADIO (CAT) REGULATORY MODULE INTEGRATION INSTRUCTIONS 2 g GE CONSUMER AND INDUSTRIAL PRODUCTS APPLIANCE PARK LOUISVILLE, KENTUCKY This document contains proprietary and confidential information of General Electric (GE). The information contained herein shall be disclosed to others only after written consent of GE. The recipient must limit the utilization of the information contained therein to GEA directed work only. GE PROPRIETARY & CONFIDENTIAL g GE Consumer & Industrial S.I. NO. SECT. PART PAGE REV. STANDING INSTRUCTION 300091 S003 P007 3 of 4 1 TITLE: INTERNAL ZIGBEE RADIO (CAT) REGULATORY MODULE INTEGRATION INSTRUCTIONS 3 1 INTRODUCTION ................................................................................................................................................ 4 1.1 PURPOSE...................................................................................................................................................... 4 1.2 DEFINITIONS, ACRONYMS AND ABBREVIATIONS................................................................................................ 4 2 REGULATORY MODULE INTEGRATION INSTRUCTIONS ............................................................................ 4 g GE Consumer & Industrial S.I. NO. SECT. PART PAGE REV. STANDING INSTRUCTION 300091 S003 P007 4 of 4 1 TITLE: INTERNAL ZIGBEE RADIO (CAT) REGULATORY MODULE INTEGRATION INSTRUCTIONS 4 1 Introduction 1.1 Purpose This documents includes FCC/IC requirements that a product must satisfy if a product contains a modularly approved device under FCC 47CFR 15C and IC RSS-210 Issue 8. Most applications will only require a label on the product and warnings in the instruction manual. Products that contain multiple transmission sources and products in where the CAT device will be within 20cm of a user require special considerations. 1.2 Definitions, acronyms and abbreviations CAT – Connected Appliance Transceiver FCC – Federal Communications Commission IC – Industry Canada OEM – Original Equipment Manufacturer 2 Regulatory Module Integration Instructions Modified_Module Integration Instructions.doc

Regulatory Module Integration Instructions This module has been granted modular approval for mobile applications. OEM integrators for host products may use the module in their final products without additional FCC / IC (Industry Canada) certification if they meet the following conditions. Otherwise, additional FCC / IC approvals must be obtained. • The host product with the module installed must be evaluated for simultaneous transmission requirements. • The users manual for the host product must clearly indicate the operating requirements and conditions that must be observed to ensure compliance with current FCC / IC RF exposure guidelines. • To comply with FCC / IC regulations limiting both maximum RF output power and human exposure to RF radiation, use this module only with the included onboard antenna. • A label must be affixed to the outside of the host product with the following statements: This device contains FCCID: ZKJ-DSM04R01 This equipment contains equipment certified under ICID: 10229A-DSM04R01 The final host / module combination may also need to be evaluated against the FCC Part 15B criteria for unintentional radiators in order to be properly authorized for operation as a Part 15 digital device. Device Classifications Since host devices vary widely with design features and configurations module integrators shall follow the guidelines below regarding device classification and simultaneous transmission, and seek guidance from their preferred regulatory test lab to determine how regulatory guidelines will impact the device compliance. Proactive management of the regulatory process will minimize unexpected schedule delays and costs due to unplanned testing activities. The module integrator must determine the minimum distance required between their host device and the user’s body. The FCC provides device classification definitions to assist in making the correct determination. Note that these classifications are guidelines only; strict adherence to a device classification may not satisfy the regulatory requirement as near-body device design details may vary widely. Your preferred test lab will be able to assist in determining the appropriate device category for your host product and if a KDB or PBA must be submitted to the FCC. Note, the module you are using has been granted modular approval for mobile applications. Portable applications may require further RF exposure (SAR) evaluations. It is also likely that the host / module combination will need to undergo testing for FCC Part 15 regardless of the device classification. Your preferred test lab will be able to assist in determining the exact tests which are required on the host / module combination. FCC Definitions Portable: (§2.1093) — A portable device is defined as a transmitting device designed to be used so that the radiating structure(s) of the device is / are within 20 centimeters of the body of the user. Mobile: (§2.1091) (b) — A mobile device is defined as a transmitting device designed to be used in other than fixed locations and to generally be used in such a way that a separation distance of at least 20 centimeters is normally maintained between the transmitter’s radiating structure(s) and the body of the user or nearby persons. Per §2.1091d(d)(4) In some cases (for example, modular or desktop transmitters), the potential conditions of use of a device may not allow easy classification of that device as either Mobile or Portable. In these cases, applicants are responsible for determining minimum distances for compliance for the intended use and installation of the device based on evaluation of either specific absorption rate (SAR), field strength, or power density, whichever is most appropriate. Simultaneous Transmission Evaluation This module has not been evaluated or approved for simultaneous transmission as it is impossible to determine the exact multi-transmission scenario that a host manufacturer may choose. Any simultaneous transmission condition established through module integration into a host product must be evaluated per the requirements in KDB447498D01(8) and KDB616217D01,D03 (for laptop, notebook, netbook, and tablet applications). These requirements include, but are not limited to: • Transmitters and modules certified for mobile or portable exposure conditions can be incorporated in mobile host devices without further testing or certification when: • The closest separation among all simultaneous transmitting antennas is >20 cm, Or • Antenna separation distance and MPE compliance requirements for ALL simultaneous transmitting antennas have been specified in the application filing of at least one of the certified transmitters within the host device. In addition, when transmitters certified for portable use are incorporated in a mobile host device, the antenna(s) must be > 5 cm from all other simultaneous transmitting antennas. • All antennas in the final product must be at least 20 cm from users and nearby persons. OEM Instruction Manual Content Consistent with §2.909(a), the following text must be included within the user’s manual or operator instruction guide for the final commercial product (OEM-specific content is displayed in italics.) Operating Requirements and Conditions: The design of (Product Name) complies with U.S. Federal Communications Commission (FCC) guidelines respecting safety levels of radio frequency (RF) exposure for Mobile devices. Note: In the case where the Host / Module combination has been re-certified the FCCID shall appear in the product manual as follows: FCCID: (Include Standalone FCC ID) Mobile Device RF Exposure Statement (If Applicable): RF Exposure - This device is only authorized for use in a mobile application. At least 20 cm of separation distance between the transmitting antenna device and the user's body must be maintained at all times. Caution Statement for Modifications: CAUTION: Any changes or modifications not expressly approved by GE Appliance could void the use…

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Component Side Component Side (Shielding Removed) Back Side

Component Side Component Side (Shielding Removed) Back Side

Intertek Report Number: 100659649LEX-001 Issued: 4/26/2012 EMC Report for GE Appliance & Lighting on the CAT Module FCCID:ZKJ-DSM04R01; ICID:10229A-DSM04R01 1 RF Exposure Requirements (MPE Calculations) 1.1 Test Limits § 1.1310: The criteria listed in table 1 shall be used to evaluate the environmental impact of human exposure to radiofrequency (RF) radiation as specified in §1.1307(b), except in the case of portable devices which shall be evaluated according to the provisions of §2.1093 of this chapter. Part 1.1310 Limits for Maximum Permissible Exposure (MPE) Intertek Report Number: 100659649LEX-001 Issued: 4/26/2012 EMC Report for GE Appliance & Lighting on the CAT Module FCCID:ZKJ-DSM04R01; ICID:10229A-DSM04R01 1.2 Test Procedure The maximum equivalent isotropic radiated output power was calculated using the peak conducted output power (measured) and the manufacturer’s peak declared antenna gain in dBi. Calculation of EIRP: Peak conducted output power = 20.99dBm Peak declared antenna gain = 0.5dBi Peak EIRP = 20.99dBm + 0.5dBi = 21.49dBm (EIRP) Converting EIRP to milliwatts: EIRP(mW) = 10^(21.49/10) = 140.93 The EIRP in milliwatts was used to calculate the maximum RF exposure at a 20 cm distance as follows: Calculation of Maximum RF Exposure at 20cm: Maximum RF Exposure at 20cm = (EIRP in mW) / (4Pi(20cm) 2 ) Maximum RF Exposure at 20cm = 140.9mW / (4Pi(20cm) 2 ) Maximum RF Exposure at 20cm = 140.9mW / 5025.6cm 2 Maximum RF Exposure at 20cm = 0.03mW/cm 2 1.3 Results: The maximum RF exposure level (0.03mW/cm 2 ) is well below the limits for the general population described in the table above at a distance of 20cm (1 mW/cm 2 ).

This report is for the exclusive use of Intertek's Client and is provided pursuant to the agreement between Intertek and its Client. Intertek's responsibility and liability are limited to the terms and conditions of the agreement. Intertek assumes no liability to any party, other than to the Client in accordance with the agreement, for any loss, expense or damage occasioned by the use of this report. Only the Client is authorized to permit copying or distribution of this report and then only in its entirety. Any use of the Intertek name or one of its marks for the sale or advertisement of the tested material, product or service must first be approved in writing by Intertek. The observations and test results in this report are relevant only to the sample tested. This report by itself does not imply that the material, product, or service is or has ever been under an Intertek certification program. EMC Report for GE Appliance & Lighting on the CAT Module Page 1 of 43 731 Enterprise Drive Lexington, KY 40510 Telephone: 859-226-1000 Facsimile: 859-226-1040 www.intertek-etlsemko.com TEST REPORT Report Number: 100659649LEX-001 Project Number: G100659649 Report Issue Date: 4/26/2012 Product Name: CAT Module Model Number Tested: 265D1887G002 FCCID: ZKJ-DSM04R01 ICID: 10229A-DSM04R01 FCC Standards: Title 47 CFR Part 15 Subpart B and C Industry Canada Standards: RSS-210 Issue 8 & RSS-GEN Issue 3 Tested by: Client: Intertek Testing Services NA, Inc. 731 Enterprise Drive Lexington, KY 40510 GE Appliance & Lighting AP35-1403-02 Louisville, KY 40225 Report prepared by Report reviewed by Bryan Taylor, Team Leader James Sudduth, Assistant Chief Engineer Intertek Report Number: 100659649LEX-001 Issued: 4/26/2012 EMC Report for GE Appliance & Lighting on the CAT Module FCCID:ZKJ-DSM04R01 Page 2 of 43 TABLE OF CONTENTS 1 Introduction and Conclusion .............................................................................................................. 3 2 Test Summary ...................................................................................................................................... 3 3 Description of Equipment Under Test ............................................................................................... 4 4 Peak Conducted Power ....................................................................................................................... 6 5 Occupied Bandwidth ........................................................................................................................... 7 6 Conducted Spurious Emissions....................................................................................................... 12 7 Power Spectral Density ..................................................................................................................... 18 8 Radiated Spurious Emissions (Transmitter) ................................................................................... 22 9 Radiated Spurious Emissions (Receiver)........................................................................................ 34 10 AC Powerline Conducted Emissions ........................................................................................... 37 11 Antenna Requirement per FCC Part 15.203 ................................................................................. 40 12 Measurement Uncertainty.............................................................................................................. 42 13 Revision History ............................................................................................................................. 43 Intertek Report Number: 100659649LEX-001 Issued: 4/26/2012 EMC Report for GE Appliance & Lighting on the CAT Module FCCID:ZKJ-DSM04R01 Page 3 of 43 1 Introduction and Conclusion The tests indicated in section 2 were performed on the product constructed as described in Section 3. The remaining test sections are the verbatim text from the actual data sheets used during the investigation. These test sections include the test name, the specified test method, a list of the actual test equipment used, documentation photos, results and raw data. No additions, deviations, or exclusions have been made from the standard(s) unless specifically noted. Based on the results of our investigation, we have concluded the product tested complied with the requirements of the standard(s) indicated. The results obtained in this test report pertain only to the item(s) tested. All testing was performed at the Intertek office located at 731 Enterprise Drive, Lexington Kentucky, 40510. The radiated emission test site is a 10-meter semi-anechoic chamber. The chamber meets the characteristics of CISPR 16-1 and ANSI C63.4. For measurements, a remotely controlled flush-mount metal-top turntable is used to rotate the EUT a full 360 degrees. A remote controlled non-conductive antenna mast is used to scan the antenna height from one to four meters. The test site is listed with the FCC under Registration Number 485103. The test site is listed with Industry Canada under Site Number IC 2042M-1. 2 Test Summary Page Test full name FCC Reference IC Reference Result 6 Peak Conducted Power § 15.247(b)(3)(4) RSS210 A8.4 (4) Pass 7 Occupied Bandwidth § 15.247(a)(2) RSS210 A8.2(A) Pass 12 Conducted Spurious Emissions § 15.247(d) RSS210 (A8.5) Pass 18 Power Spectral Density § 15.247(e) RSS210 A8.2(B) Pass 22 Radiated Spurious Emissions (Transmitter) § 15.247(d), § 15.209, and § 15.205 RSS-210 (2.2) Pass 34 Radiated Spurious Emissions (Receiver) § 15.109 RSS-Gen (7.2.3) Pass 37 AC Powerline Conducted Emissions § 15.207 RSS-Gen (7.2.2) Pass 40 Antenna Requirement per FCC Part 15.203 § 15.203 RSS-Gen (7.1.4) Pass Intertek Report Number: 100659649LEX-001 Issued: 4/26/2012 EMC Report for GE Appliance & Lighting on the CAT Module FCCID:ZKJ-DSM04R01 Page 4 of 43 3 Description of Equipment Under Test Equipment Under Test Manufacturer GE Appliance & Lighting Model…

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Radiated Emissions (Absorber in place for testing above 1GHz) Radiated Emissions Conducted Emissions Conducted Emissions at Antenna Port