TA8AKRC11864-2WCDMA/GSM Base station transceiver

Ericsson Internal EXHIBIT 13 1 (1) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson TA8AKRC11864-2 Approved Checked Date Rev Reference EAB/FJR/VA Christer Gustavsson 2010-12-06 A Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Institute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden December 6, 2010 Subject: Certification for FCC ID: TA8AKRC11864-2 To Whom It May Concern: Ericsson AB requests a Grant of Certification (Type Acceptance) for the above mentioned FCC Identifier. This base station transceiver (Radio Unit – RUS 01 B5) is designed for use in GSM and WCDMA 850 MHz cellular telephone system. The transmitter will operate from 869 MHz to 894 MHz. The receiver circuit supports 824 MHz to 849 MHz. This base station transceiver (RU) supports modulation type GMSK and 8PSK for GSM, and QPSK, 16QAM and 64QAM for WCDMA. This base station transceiver (RU) is appropriate to use in different Ericsson radio base stations without re-measurement and re-filing when introducing a new base station type. The base station operates in the broadband PCS services as per 47 CFR Part 22 subpart H. It meets the requirements of 3GPP specification for operation in GSM and WCDMA cellular systems. This base station transceiver (RU) will in normal mode operate at a nominal power out of 20, 40 or 60 watts at the output connector. The Exhibit 8 user manuals submitted with this application is generic and may cover multiple products. This application is only valid for the model specified in the Exhibit 12 circuit description. Ericsson AB requests confidentiality under CFR 0.459 according to attached letter. We further certify that the applicant nor any party to the application is subject to a denial of Federal benefits, that includes FCC benefits, pursuant to section 5301 of the Anti-Drug abuse Act of 1988, 21 U.S.C. Section 862. Ericsson AB accept by this request the agreement set out in the document "Bilaga SPCR 125 -Avtal om marknadskontroll för radioutrustning certifierad för USA-marknaden". If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Isafjordsgatan 10 Kista, SE-164 40 Stockholm, Sweden Telephone No.: +46 10 7175949 e-mail: [email protected]

Ericsson Internal EXHIBIT 13 1 (2) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson TA8AKRC11864-2/287AB-AS118642 Approved Checked Date Rev Reference EAB/FJR/VA Christer Gustavsson 2010-11-23 A1 Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Institute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden Industry Canada Certification and Engineering Bureau 3701 Carling Avenue, Bldg.94 P.O. Box 11490, Station “H” Ottawa, Ontario K2H 8S2 Canada November 23, 2010 Subject: Request for Confidentiality To Whom It May Concern: We, Ericsson AB, hereby request that the Exhibits/Items listed below be withheld from public inspection in accordance with Sections 0.457 and 0.459 of the Commission’s Rules. This due to the following reasons: DS-CDMA and GSM Base Stations (BS) are designed strictly based on the technical specifications of the international project 3GPP (the 3rd Generation Partnership Project). The competition in this field is very intense and a less advanced solution/design could get an unfair advantage by accessing the information as listed below from common domain. As we believe that we have implemented groundbreaking solutions and designs into our recent BS/Radio Unit (RU) compared to the previous BS/RU, the listed Exhibits/Items need to be protected from disclosure to our competitors in the industry. As the FCC and IC records have in-depth information and a very wide distribution, we believe that you can understand our concerns. We are strong in our belief that all vendors in the industry need to compete by their own merits. We regard these Exhibits/Items to be our intellectual property and therefore as confidential information. As out BS are generally installed in restricted places, public access is not possible all thought some types of our BS under certain circumstances can be installed in an unrestricted place, but the doors on all of our BS’s are key-locked and can be opened only by authorized personnel. It is therefore individual modules within our BS that should not be revealed to the public. There are advanced technical and design solutions/information in the Exhibits/Items, as mentioned above, that we regard as Ericsson proprietary, with actual and potential patents pending. The information can be advantageous to our competitors as well as sources seeking ways to hack past the built in security functionality. These solutions or information thereof are not accessible even for our customers or partners unless non-disclosure agreements for particular item(s) have been signed. Confidential product information can be found in, but not necessarily limited to, internal photos of the BS and the RU, block diagrams, schematics diagrams, and parts lists as well as certain documents, such as the user’s manuals. Those documents can only be accessible by the customers who purchase out BS and accept the conditions and therefore are provided with unique information access tools. EXHIBIT 9 Internal Photos of Radio Unit Ericsson Internal EXHIBIT 13 2 (2) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson TA8AKRC11864-2/287AB-AS118642 Approved Checked Date Rev Reference EAB/FJR/VA Christer Gustavsson 2010-11-23 A1 EXHIBIT 4 Block Diagrams EXHIBIT 5 Schematic Diagrams EXHIBIT 8 Manuals EXHIBIT 10 Parts List EXHIBIT 12 Technical Circuit Description If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Isafjordsgatan 10 Kista, SE-164 40 Stockholm Sweden Telephone No.: +46 10 7175949 e-mail: [email protected]

Ericsson Internal EXHIBIT 13 1 (1) Prepared (also subject responsible if other) No. EAB/FJR/VA Christer Gustavsson TA8AKRC11864-2/287AB-AS118642 Approved Checked Date Rev Reference EAB/FJR/VA Christer Gustavsson 2010-11-09 A Federal Communications Commission Authorization & Evaluation Division 7435 Oakland Mills Road Columbia, Maryland 21046 Attention: Equipment Authorization Branch SP Technical Research Institute of Sweden Brinellgatan 4 Box 857 S-501 15 Borås Sweden Industry Canada Certification and Engineering Bureau 3701 Carling Avenue, Bldg.94 P.O. Box 11490, Station “H” Ottawa, Ontario K2H 8S2 Canada November 09, 2010 Subject: Temperature Range Information for Certification for FCC ID: TA8AKRC11864-2 and IC ID: 287AB-AS118642 To Whom It May Concern: Enclosed are requests of a Grant of Certification (Type Acceptance) for the above-mentioned FCC / IC Identifier from Ericsson AB. The Temperature Range for this base station transceiver (Radio Unit – RU) is designed together with the cabinet and other boards for use in a temperature range of 0º C to +50º C. The base station transceiver (RU) is equipped with a thermal sensor that shut down the exciter power amplifier in the RU in a controlled way at temperatures below -2º C and above + 52º C. The frequency stabilizing circuitry and the power amplifier are still in stand-by mode below and above these temperatures to be prepared to transmit with proper function if the environment temperature reaches the applicable temperature range again. There is also a non- destruction temperature range outside the range above where the base station is shut down totally. If additional information is needed, please contact me on the below listed number. Christer Gustavsson Staff Engineer, Regulatory Programs Ericsson AB FCC Registration Number (FRN): 0013476155 Isafjordsgatan 10 Kista, SE-164 40 Stockholm Sweden Telephone No.: +46 10 7175949 e-mail: [email protected]

Confidentiality. Each party agrees that all confidential documents, work product and information (including all computer code, internal photographs of products, block diagrams, schematic diagrams, technical and/or user manuals, related materials, and the existence of this Agreement) received or otherwise obtained from the other party pursuant to this Agreement, whether before or after the Effective Date, will be, and will be deemed to have been, received in confidence and will be used only for the purpose of carrying out the obligations of, or as otherwise contemplated by, this Agreement. In addition, each party agrees that public access to all confidential equipment supplied will be restricted either by installation of the equipment in a restricted area or by physically securing the equipment by other means, including, but not limited to, using a key-lock that can only be opened by authorized personnel. Without the other party’s prior written consent, neither party may disclose any such information to any third party or grant access to the confidential equipment to any unauthorized person, and each party will disclose such information only to such of its officers, employees and agents that have a need to know such information for the purposes contemplated hereby. However, the provisions of this Section will not apply to any such information that (i) is or becomes generally available to the public without the fault or negligence of either party, (ii) is already in the possession of the receiving party without being subject to another confidentiality obligation, (iii) is or becomes available to the receiving party on a non-confidential basis from a source other than the disclosing party; provided that such source is not bound by a confidentiality obligation of the disclosing party, (iv) is required to be disclosed pursuant to an arbitration proceeding conducted in accordance with this Agreement, or (v) is required to be disclosed pursuant to a requirement of any governmental authority or any statute, rule or regulation; provided that the party required to disclose such information of the other party provide to the other party notice of such requirement of any such disclosure and cooperates with the other party to prevent or restrict any such disclosure to the extent allowed by applicable law.

Date Page Exhibit 3 External photos 2010-11-30 1(3) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Front side Rear side Date Page Exhibit 3 External photos 2010-11-30 2(3) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Left side Right side Date Page Exhibit 3 External photos 2010-11-30 3(3) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Bottom side Top side

Date Page Exhibit 1 ID label and placement 2010-11-30 1(1) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Test object front side FCC ID: TA8AKRC11864‐2 IC: 287AB‐AS118642 IC MODEL NO: AS118642

Date Reference Page REPORT 2010-12-20 FX018755-F22 2 (2) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Table of contents Description of the test object Appendix 1 Operation mode during measurements Appendix 1 Test setups Appendix 1 Purpose of test Appendix 1 RF power output Appendix 2 Occupied bandwidth Appendix 3 Band edge Appendix 4 Spurious emission at antenna terminals Appendix 5 Field strength of spurious radiation Appendix 6 Frequency stability Appendix 7 Receiver spurious emissions Appendix 8 External photos of the test object Appendix 9 Date Reference Page REPORT 2010-12-20 FX018755-F22 1 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Description – Test object Equipment: RUS 01 B5 radio equipment 850 MHz single and multi carrier operating in GSM mode. Antenna ports: RF A: TX/RX port RF B: RX port Frequency range: TX: 869.2 – 893.8 MHz RX: 824.2 – 848.8 MHz Modulations: GMSK and 8-PSK Nominal output power: (Maximum) Single carrier: 1x 47.8 dBm (1x 60W) Multi carrier: 2x 44.8 dBm (2x 30W) / Carrier 4x 41.8 dBm (4x 15W) / Carrier Nominal power voltage: -48 VDC Tested channels Frequency (MHz) Channel ARFCN Downlink Uplink B 128 869.2 824.2 B+1 129 869.4 824.4 B+5 133 870.2 825.2 B+10 138 871.2 826.2 B+15 143 872.2 827.2 M 190 881.6 836.6 T-15 236 890.8 845.8 T-10 241 891.8 846.8 T-5 246 892.8 847.8 T-1 250 893.6 848.6 T 251 893.8 848.8 Used RF configurations Unless noted otherwise, following configurations were used: Single Carrier (One carrier configuration): Cell 1 1 1 Channel B M T Multi Carrier 1x2 (Two carrier configuration): Cell 1 2 Channels B B+10 Channels T T-10 Multi Carrier 1x4 (Four carrier configuration): Cell 1 2 3 4 Channels B B+5 B+10 B+15 Channels T T-5 T-10 T-15 Date Reference Page REPORT 2010-12-20 FX018755-F22 2 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Operation mode during measurements Unless otherwise stated, all measurements were performed with the test object transmitting pseudorandom data in all timeslots and settings for maximum transmitter output power applicable for each configuration. Both modulations GMSK and 8-PSK were tested. Occupied bandwidth and frequency error were only measured with single carrier configuration. Conducted measurements The test object was mounted into an RBS 6201 cabinet and powered by the cabinets internal -48 VDC. All RF conducted TX measurements were performed at antenna port RF A, with antenna port RF B terminated into 50 ohm. All RX measurements were performed at antenna port RF B, with the test object transmitting at maximum output power at antenna port RF A. Radiated measurements The test object was tested stand-alone. It was powered with -48 VDC. All measurements were performed with the test object configured for maximum transmitter output power at port RF A. The port RF A was via a RF attenuator terminated into 50 ohm outside the shielded chamber. Antenna port RF B was unterminated. The modulation 8-PSK was found to be representative for worst case setting for the radiated measurements. This configuration represented worst case for radiated spurious emission measurements. Purpose of test The purpose of the tests is to verify compliance to the performance characteristics specified in applicable items of FCC CFR 47 and Industry Canada RSS-132. References Measurements were done according to relevant parts of the following standards: ANSI 63.4-2003 ANSI/TIA/EIA-603-C-2004 J-STD007A Vol 1 ANSI/TIA/EIA 136-280-D-2002 CFR 47 part 2, October 1 st , 2009 CFR 47 part 22, October 1 st , 2009 RSS-Gen Issue 3 RSS-132 Issue 2 Date Reference Page REPORT 2010-12-20 FX018755-F22 3 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Measurement equipment Measurement equipment Calibration Due SP number Semi anechoic chamber, Edison 2011-07 504 114 Rohde & Schwarz FSIQ 40 2011-07 503 738 Rohde & Schwarz FSQ 40 2011-07 504 143 Rohde & Schwarz ESI 26 2011-08 503 885 EMI measurement computer - - Software: R&S EMC32, ver. 6.30.10 - 503 745 R&S EMI test receiver ESIB 26 2011-08 503 885 High pass filter 2011-07 502 758 High pass filter 2011-07 503 739 High pass filter 2011-07 503 740 High pass filter 2011-07 504 199 RF attenuator 2011-07 504 159 RF attenuator 2011-08 900 233 Boonton RF Peak power meter/analyzer 2011-10 503 144 Boonton Power sensor 56518-S/4 2012-10 503 145 Antenna Schaffner CBL 6143 2013-04 504 079 Horn antenna EMCO 3115 2011-02 501 548 Std gain antenna FLANN 16240-25 - 503 939 Std gain antenna FLANN 18240-25 - 503 900 Low Noise Amplifier, Miteq 2011-07 503 285 μComp Nordic, Low Noise Amplifier 2011-07 504 160 Climate chamber 2 2010-11 501 031 Multimeter Fluke 87 2011-03 502 190 Testo 625 temperature and humidity meter 2011-04 504 117 Testo 635 temperature and humidity meter 2011-03 504 203 Uncertainties Measurement and test instrument uncertainties are described in the quality assurance documentation ”SP-QD 10885”. The measurement uncertainties can be found in the table below. The uncertainties are calculated with a coverage factor k=2 (95% level of confidence). Reservation The test results in this report apply only to the particular test object as declared in the report. Delivery of test object The test object was delivered 2010-10-26. Test engineers Tomas Lennhager, Jonas Bremholt and Reinhold Reul, SP Test participants Christer Hjorth, Ericsson AB (partially) Date Reference Page REPORT 2010-12-20 FX018755-F22 4 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Test set-up conducted measurements TX Test object 1. RUS 01 B5, KRC 118 64/2, revision R1B, SN C823824655 and C823824694 (this unit was only used for spurious emission measurements above 15 GHz) FCC ID: TA8AKRC11864-2 and IC: 287AB-AS118642 with software CXP 1040007/04, revision R29E Functional test equipment 2. DUG 20 01, product KDU 137 569/1, revision R1E, C823533972 3. PDU 02 01, product BMG 980 336/4, revision R2A, SN BJ31528316 4. RBS 6201 cabinet, BAMS 1000778792, see below for hardware details 5. RBS Master 2, product LPY 107 1007…

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Date Reference Page REPORT 2010-12-21 FX020450-F22 2 (2) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Table of contents Description of the test object Appendix 1 Operation mode during measurements Appendix 1 Test setups Appendix 1 Purpose of test Appendix 1 RF power output Appendix 2 Occupied bandwidth Appendix 3 Band edge Appendix 4 Spurious emission at antenna terminals Appendix 5 Field strength of spurious radiation Appendix 6 Frequency stability Appendix 7 Receiver spurious emissions Appendix 8 External photos Appendix 9 Date Reference Page REPORT 2010-12-21 FX020450-F22 1 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Description – Test object Equipment: Radio equipment RUS 01 B5 running in WCDMA mode supporting single and multi carrier. Antenna ports: 1 TX/RX port and 1 RX port Frequency range: TX: 871.4 – 891.6 MHz RX: 826.4 – 846.6 MHz Modulations: QPSK, 16QAM and 64QAM Nominal output power: (Maximum) Single carrier: 1x 47.8 dBm (1x 60W) Multi carrier: 2x 44.8 dBm (2x 30W) 4x 41.8 dBm (4x 15W) Channel bandwidth: 4.2 to 5 MHz (configurable in steps of 100/200 kHz) Channel spacing: 4.4 to 5 MHz (configurable in steps of 100/200 kHz) Nominal power voltage: -48 VDC Tested channels Downlink Uplink Channel Frequency* UARFCN Frequency* UARFCN B 871.4 4357 826.4 4132 B+5 876.4 4382 831.4 4157 B+10 881.4 4407 836.4 4182 B+15 886.4 4432 841.4 4207 M 881.6 4408 836.6 4183 T-15 876.6 4383 831.6 4158 T-10 881.6 4408 836.6 4183 T-5 886.6 4433 841.6 4208 T 891.6 4458 846.6 4233 * Frequency in MHz Operation mode during measurements Measurements were performed with the test object transmitting the Test models which are defined in 3GPP TS 25.141. Test model 1 (TM1) uses the QPSK modulation only, Test model 5 (TM5) includes the 16QAM modulation and Test model 6 (TM6) includes the 64QAM modulation. The settings below were found to be representative for all traffic scenarios when several settings with the different modulations, channel bandwidths and the number of carriers were tested to find the worst case setting. These settings were used for all measurements if not otherwise noted. Single carrier TM1: 64 DPCH:s at 30 ksps (SF=128) Multi carrier TM1: 32 DPCH:s at 30 ksps (SF=128) in each carrier (Two carriers activated) Channel bandwidth 5 MHz Conducted measurements The test object was powered with -48 VDC. All RF conducted measurements were performed with the test object configured for maximum transmit power. All TX measurements were done at the RF A connector and the RX measurements were done on the RF B connector. Date Reference Page REPORT 2010-12-21 FX020450-F22 2 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Radiated measurements The test object was powered with -48 VDC. All measurements were performed with the test object configured for maximum transmit power. The configuration represents worst case for radiated spurious emission measurements. The RF output power port was via a RF attenuator connected to functional test equipment for supervision. The RRUS unit was allocated to the following UARFCN: Single Carrier: (One carrier configuration) Cell 1 1 1 Channel B M T Multi Carrier: (Two carrier configuration) Cell 1 2 Channel B B+10 Channel T-10 T Multi Carrier: (Four carrier configuration) Cell 1 2 3 4 Channel B B+5 B+10 B+15 Channel T T-5 T-10 T-15 Purpose of test The purpose of the tests is to verify compliance to the performance characteristics specified in applicable items of FCC CFR 47 and Industry Canada RSS-132. References Measurements were done according to relevant parts of the following standards: ANSI 63.4-2003 ANSI/TIA/EIA-603-B-2002 CFR 47 part 2, October 1 st , 2009 CFR 47 part 22, October 1 st , 2009 3GPP TS 25.141, version 8.9.0 RSS-Gen Issue 3 RSS-132 Issue 2 Date Reference Page REPORT 2010-12-21 FX020450-F22 3 (7) FCC ID: TA8AKRC11864-2 IC: 287AB-AS118642 Appendix 1 Measurement equipment Measurement equipment Calibration Due SP number Test site Tesla 2012-10 503 881 R&S FSIQ 40 2011-07 503 738 R&S FSQ 40 2011-07 504 143 R&S ESI 26 2011-08 503 292 High pass filter 2011-07 504 199 High pass filter 2011-07 503 739 High pass filter 2011-07 503 740 RF attenuator 2011-07 504 159 RF attenuator 2011-08 900 233 RF step attenuator 2012-07 503 096 Boonton RF Peak power meter/analyzer 2011-10 503 144 Boonton Power sensor 56518-S/4 2012-10 503 145 Chase Bilog Antenna CBL 6111A 2011-10 503 182 EMCO Horn Antenna 3115 2011-01 502 175 Std.gain horn FLANN model 16240-25 - 503 939 Std.gain horn FLANN model 20240-20 - 503 674 μComp Nordic, Low Noise Amplifier 2011-07 504 160 MITEQ Low Noise Amplifier 2011-06 503 285 Temperature chamber 2 2013-11 501 031 Multimeter Fluke 87 2011-03 502 190 Testo 625, Temperature and humidity meter 2011-08 504 188 Testo 635 Temperature and humidity meter 2011-03 504 203 Uncertainties Measurement and test instrument uncertainties are described in the quality assurance documentation ”SP-QD 10885”. The measurement uncertainties can be found in the table below. The uncertainties are calculated with a coverage factor k=2 (95% level of confidence). Reservation The test results in this report apply only to the particular test object as declared in the report. Delivery of test object The test object was delivered 2010-11-30. Manufacturer’s representative Samir Catic, Ericsson AB Test engineers Tomas Lennhager, Jörgen Wassholm , Reinhold Reul and Jonas Bremholt T REPORT FCC ID: TA IC: 287AB-A Test set-up Test o 1. RUS 0 Upgra (FCC Func t 2. PDU 0 3. DU un Upgra Config DU: D Config DU 1: DU 2: 4. ERN C 5. Fast E 6. Compu 7. NTP s 8. 10 MH 9. SP tes 10. Atten u 11. RBS 6 T A8AKRC118 AS118642 conducted object 01 B5, KRC ade package: ID: TA8AK R tional test eq 02 01, BMG nits with Soft ade package: guration sing DUW 30 01 K guration mul DUW 30 01 DUW 30 01 C SIM 127, B Ethernet switc uter, Sunblad server, Symm Hz reference, t instrument uator 6201 cabinet, 864-2 d measurem 118 64/2 wit CXP 901 68 RC11864-2 quipment 980336/4, R ftware Basic CXP 901 6 8 gle c…

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