AS5BBTRX-03LTE 9442 RRH2X40-07L

APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 QUALIFICATIONS AND CERTIFICATIONS SECTION 2.911(d) APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 June 1, 2010 SECTION 2.911(d) QUALIFICATION OF ENGINEER (who performed or supervised the Tests). Dheena D. Moongilan is a Distinguished Member of Technical Staff, Alcatel-Lucent. He received his BSEE, and MSEE from Madras University, India and another MSEE from Illinois Institute of Technology, Chicago, Illinois. He was trained in FCC testing procedures by his former Supervisor, Donald N. Heirman. He has 26 years of EMC testing experience. He is a NARTE certified EMC Engineer, certificate #EMC-00/1022-NE. SECTION 2.911(d) CERTIFICATION OF TECHNICAL TEST DATA I hereby certify that the technical test data are the results of tests performed or supervised by me. Dheena Moongilan Distinguished Member of Technical Staff Global Product Compliance Laboratory MH 5A-115, Alcatel-Lucent 600, Mountain Avenue Murray Hill, NJ 07974-0636 Tel: 908 582 5539 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 MANUFACTURERS ─ IDENTIFIER SECTION 2.1033 (c) 1 and 2 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 MANUFACTURERS IDENTIFIER SECTION 2.1033(c) 1 The full name and mailing address of the manufacturer of the device and the applicant for certification: RESPONSE: APPLICATION: Alcatel-Lucent 600-700 Mountain Avenue Murray Hill, NJ 07974 Attention: Rudolf J Pillmeier SECTION 2.1033(c) 2 FCC Identifier: RESPONSE: LTE “9442 RRH2X40-70L” to be operated under Part 27 of the FCC Rules. FCC Identifier: AS5 FCC ID: AS5BBTRX-03 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 EMISSIONS, FREQUENCY RANGE, POWER LEVEL SECTION 2.1033 (c) (4), (5), (6) and (7) APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 EMISSIONS, FREQUENCY RANGE, POWER LEVEL SECTION 2.1033(c) (4) Type or types of emission: RESPONSE: The “9442 RRH2X40-70L” capable of amplifying transmission involving the following types of emissions: Measured Emission type: 8M95F9W for 10 MHz Bands 4M48F9W for 5 MHz Bands SECTION 2.1033(c) (5) Frequency Range RESPONSE: FCC 27.5 c (1) Block Transmit Frequency Range FCC 27.5(c) (1) MHz Actual Frequency Used in Tests MHz Bandwidth MHz A 728 - 734 729.0 - 734.0 5 B 734 - 740 734.5 – 739.5 5 C 740 - 746 740.0 -745.0 5 A+B 728 - 740 729.5 – 739.5 10 B+C 734 - 746 734.5 – 744.5 10 SECTION 2.1033(c) (6) Range of operating power values or specific operating power levels, and description of any means provided for variation of operating power. RESPONSE: The “9442 RRH2X40-70L” is capable of operating from 0.002 to 40 watts. The output power is measured at the External Antenna Connection (EAC) output connector of the “9442 RRH2X40- 70L” cabinet. The power is under continuous software control. The short term peak power due to channel activity fluctuations is 40W +0.3/-1dB. SECTION 2.1033(c) (7) Maximum power rating as defined in the applicable part(s) of the rules. APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 RESPONSE: The maximum average power output of the ““9442 RRH2X40-70L cabinet EAC port is 2x40 watts (MIMO). The radio transmitter is operated under 47 CFR 27. There were 2 External antenna port (EAC) ports and the ports were randomly selected for all antenna port conducted tests.

Global Product Compliance Laboratory 600-700 Mountain Avenue Building 5A, Room 115 Murray Hill, NJ 07974-0636 Telephone No. 908-582-5539 July 12, 2010 Subject: Revised Confidential Treatment Request for Schematics, Internal Photographs, Circuit Description, and User’s Manual Reference: FCC ID: AS5BBTRX-03 Dear Examiner: Pursuant to 47 CFR 0.457(d) and 47 CFR 0.459 of the FCC Rules, this is our revised confidential treatment request that the following documents be kept confidential and be withheld from public inspection. The information contain in these documents which is submitted to the FCC are considered a trade secret and not routinely available to the public. The reason the material should be withheld from public inspection is the exhibits listed contain schematics, detailed block diagrams, detailed operational descriptions, and parts lists that are proprietary. This information is not publicly available. The ‘9442 RRH2X40-07L’ FCC ID AS5BBTRX-03 will not be sold to the general public, but restricted to network operators. The ‘User’s Manual’ is descriptive technical manual and contains Alcatel-Lucent Proprietary information and is provided to the network operators only. The general public does not have access to User’s Manual of ‘9442 RRH2X40-07L’. Every page of the User’s Manual is conspicuously marked “Alcatel-Lucent– Proprietary.” Furthermore, the User’s Manual states on Page 178: “This unit is only to be installed in restricted access locations.” Disclosure of internal photographs could reveal to a competitor certain proprietary design, parts information and manufacturing techniques. Disclosure of Internal photographs could cause Alcatel-Lucent substantial competitive harm. The Internal photographs, Schematics, Circuit descriptions and Block Diagrams contain Alcatel-Lucent Proprietary information. Therefore, Alcatel-Lucent requests to treat the following as confidential: (1) User’s Manual (2) Internal photographs (3) Schematics, Circuit descriptions and Block Diagrams Thank you for your attention in this matter Sincerely, Dheena Moongilan Distinguished Member of Technical Staff Alcatel-Lucent Room MH-5A-115

APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 External Photographs SECTION 2.1033 (c ) 12 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of left APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of Front APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of Right side APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of left side with Solar-shield APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of Right side with Solar Panel APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of Front with Solar Panel APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of Rear Side APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-03 Photograph of top

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 FCC ID Label APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Photograph of FCC ID Label Affixed on RRH2X40-70L APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 FCC ID Label on RRH2x40-70L APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 FCC ID Label on RRH2x40-AWS Solar Shield APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 FCC ID Label Drawing APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Section 2.1033 (c) (9) PARTS LIST/TUNE-UP PROCEDURE Tune-Up Procedure Parts List Included. There are no manual tune up required and power and frequency changes are performed using software. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 List of major components and subassemblies contained in the LTE 9442 RRH2X40-07L. Name Function Code Apparatus Code (Artmaster) Comcode Series Serial Number Remote Radio Head 9442 RRH2X40-07L RRH700 201334828 P1 S0:1 10W329Z10007 Remote Head Radio RHR700 BNJ128 (AMP1) 201330792 P1 S0:3 09W352X60008 Power Amplifier PA700 45WA07 109728188 SP1 10W327X80003 Filter LFP-UL-16 KS_24797 list 13 849125786 P2M 10U302919228 Power Supply PSU_LTE_48V2.0 KS 24818 List 4 849127972 P1 09AB56000181 Protection Board P&S PRTN BRD BNJ202 P2 201348257 S0:1 09W360X30028

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 TEST REPORT APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 MEASUREMENT PER SECTION 2.1033 (C) (14) OF THE RULES SECTION 2.1033 (c) (14) The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. RESPONSE: The following pages include the data required for the AS5BBTRX-03, measured in accordance with the procedures set out in Section 2. 1033 (c) (14) of the Rules. Each required measurement and its corresponding exhibit number are: Measurement: 1 Section 2.1046 RF Power Output - See Measurement 3 Measurement: 2 Section 2.1047 Modulation Characteristics Measurement: 3 Section 2.1049 (a) Emissions Bandwidth (b) Occupied Bandwidth Measurement: 4 Section 2.1051 Spurious Emissions at Antenna Terminals Measurement: 5 Section 2.1053 Field Strength of Spurious Radiation Measurement: 6 Section 2.1055 Measurement of Frequency Stability Section 2.1057 Frequency Spectrum to be Investigated APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Measurement 1 FCC Section 2.1046 RF Power output Refer to Measurement 3 Occupied Bandwidth Measurement during that measurement RF Output was continuously monitored. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Measurement 2 FCC Section 2.1047 Modulation Characteristics APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 The modulation techniques used are explained in the submission as part section 2.1033 (c) (13). The RF signal at the antenna port was demodulated and verified for correctness of modulation signal used before each test was performed. The attached plot of graphs show the modulation components: In phase (I) and Quadrature (Q) components. (1) Quadrature Phase Shift Keying (QPSK) modulation scheme uses 2 bits are transmitted simultaneously (one per channel) and a symbol can be represented by 2 bits. Therefore there are 2 2 = 4 states (Binary 00 to 11). The theoretical bandwidth is 2bits/second/Hz. (2) 16 Quadrature amplitude modulation (QAM): In 16QAM, there 16-states. There are four I values and four Q values, therefore 4 bits are available for represent a symbol. Therefore there are 2 4 = 16 states (Binary 0000 to 1111). The theoretical bandwidth is 4bits/second/Hz. (3) 16 Quadrature amplitude modulation (QAM): In 64QAM: The 64QAM is similar to 16QAM and there will be 64 states and 6 bits are available to represent a symbol. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 QPSK MODULATION APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 LTE 9442 RRH2x40-07L FCC Part 27.53 Block A+B; QPSK Modulation; PWR: 40 (2x40W MIMO) FCCID: AS5BBTRX-03 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 16QAM MODULATION APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 LTE 9442 RRH2x40-07L FCC Part 27.53 Block A+B; 16QAM Modulation; PWR: 40 (2x40W MIMO) FCCID: AS5BBTRX-03 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 64QAM MODULATION APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 LTE 9442 RRH2x40-07L FCC Part 27.53 Block A+B; 64QAM Modulation; PWR: 40 (2x40W MIMO) FCCID: AS5BBTRX-03 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Measurement 3 FCC Section 2.1049 (a) Emissions Bandwidth Measurement (b) Occupied Bandwidth Measurement showing spurious Emissions 100 kHz close to Block edges. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Spectrum Bandwidth Measurement For Emissions Type FCC approves two measurement methods for Spectrum Bandwidth. (A) 99% Bandwidth (B) 26 dB Band width. Both methods were used to measure the bandwidth at modulations and highest is recorded. The modulations used are: 1. QPSK 2. 16 QAM 3. 64 QAM Highest Bandwidth is used for Emissions type designation: 8.95 MHz for 10 MHz Bandwidth, and 4.482 MHz for 5 MHz Bandwidth. Therefore: Measured Emission type: 8M95F9W for 10 MHz Bandwidth. Measured Emission type: 4M48F9W for 5 MHz Bandwidth. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 MEASUREMENT OF OCCUPIED BANDWIDTH (A) 99% POWER BANDWIDTH Reviewed By: DDM Date: 4/29/2010 APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 MEASUREMENT OF OCCUPIED BANDWIDTH For Emissions Type The emissions bandwidth is not provided in the section 27.53 for 700 MHz bands. The occupied bandwidth of the Long Term Evolution (LTE) 9442 RRH2x40-07L were measured using the Rohde & Schwarz ESI Spectrum Analyzer/Receiver designed to measure 99% power bandwidth. The measurements were made on blocks A, A+B, B, B+C, and C of the LTE 9442 RRH2x40-07L with 5 MHz and 10 MHz bandwidths. The measurements were made on a “LTE 9442 RRH2x40-07L ” cabinet in the following modulation configurations: 1. QPSK 2. 16 QAM 3. 64 QAM This measurement also determines emission type. Results: The plots are provided for QPSK, 16QAM and 64QAM modulations of 5 MHz and 10 MHz band of the LTE 9442 RRH2x40-07L . The Measured 99% power bandwidth is 8.95 MHz for 10 MHz band and 4.48 MHz for 5 MHz band. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 Block: A Channel: 5035 5 MHz Bandwidth 729 – 734 MHz (99% Power Bandwidth) APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 A 1RM UnitdBm RF Att 10 dBRBW 30 kHz SWT 28 ms VBW 300 kHz IN1 52 dB Offset Ref Lvl 46 dBm Ref Lvl 46 dBm 1 MHz/Center 731.5 MHzSpan 10 MHz 1AVG -50 -40 -30 -20 -10 0 10 20 30 40 -54 46 1 T1 T2 Marker 1 [T1] 25.29 dBm 732.75250501 MHz 1 [T1] 25.29 dBm 732.75250501 MHz OPB 4.44889780 MHz T1 [T1] 19.73 dBm 729.26553106 MHz T2 [T1] 20.58 dBm 733.71442886 MHz Title: 99% POWER BANDWIDTH; Test Engineer: SEG Comment A: LTE 9442 RRH2X40-07L 700L, -48VDC, Block A; 729 - 734 MHz; PWR: 40W, QPSK, FCC Part 27.53, FCCID: A55BBTRX-03 Date: 16.APR.2010 07:47:07 APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-03 A 1RM UnitdBm RF Att 10 dBRBW 30 kHz SWT 28 ms VBW 300 kHz IN1 52 dB Offset Ref Lvl 46 dBm Ref Lvl 46 dBm 1 MHz/Center 731.5 MHzSpan 10 MHz 1AVG -50 -40 -30 -20 -10 0 10 20 30 40 -54 46 1 T1 T2 Marker 1 [T1] 25.61 dBm 732.05110220 MHz 1 [T1] 25.61 dBm 732.05110220 MHz OPB 4.44889780 MHz T1 [T1] 22.48 dBm 729.26553106 M…

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