AS5BBTRX-21PCS LTE 9764 Metro Cell Outdoor Transceiver System

APPLICANT: Alcatel-Lucent USA Inc. -13 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 13 Exhibit 6 – Instruction Book Confidential SECTION 2.1033(c) (3) A copy of the installation and operating instructions to be furnished the user. A draft copy of the instructions may be submitted if the actual document is not available. The actual document shall be furnished to the FCC when it becomes available. Response: The installation and operating instructions for the Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 is attached. The Installation Manual in this exhibit, Alcatel-Lucent 9764 Metro Cell Outdoor LTE 2x1W and 2x2W Hardware Installation, 3MN-01707-0002-RJZZA Issue 3.05 | October 2014, is not furnished to the user, except under very exceptional and very limited circumstances. This manual contains highly proprietary circuit, equipment and architecture descriptions that must not be made available for public inspection. The cover/title page is explicitly labeled: “Alcatel-Lucent – Internal Proprietary – Use pursuant to Company instruction ”. This information is proprietary both to Alcatel- Lucent and to Alcatel- Lucent’s contracted manufacturer/supplier. (ALCATEL-LUCENT USA CONFIDENTIAL PROPRIETARY INFORMATION) Title page Alcatel-Lucent9764 Metro Cell Outdoor LTE 2x1W and 2x2W HardwareInstallation 3MN-01707-0002-RJZZA Issue 3.05 | October 2014 Alcatel-Lucent–Internal Proprietary – Use pursuant to Company instruction Proprietary Use pursuant to Company instruction D RAFT D RAFT Legal notice Legalnotice Alcatel,Lucent,Alcatel-LucentandtheAlcatel-LucentlogoaretrademarksofAlcatel-Lucent.Allothertrademarksarethepropertyoftheirrespective owners. Theinformationpresentedissubjecttochangewithoutnotice.Alcatel-Lucentassumesnoresponsibilityforinaccuraciescontainedherein. Copyright©2014Alcatel-Lucent.Allrightsreserved. Containsproprietary/tradesecretinformationwhichisthepropertyofAlcatel-Lucentandmustnotbemadeavailableto,orcopiedorusedbyanyoneoutside Alcatel-Lucentwithoutitswrittenauthorization. Proprietary Use pursuant to Company instruction Alcatel-Lucent–Internal Proprietary – Use pursuant to Company instruction D RAFT D RAFT Contents Aboutthisdocument Purpose ..........................................................................................................................................................................................xiiixiii What'snew ...................................................................................................................................................................................xiiixiii Intendedaudience ......................................................................................................................................................................xivxiv Supportedsystems .....................................................................................................................................................................xivxiv Howtousethisdocument .......................................................................................................................................................xivxiv Safetyinformation .....................................................................................................................................................................xivxiv Prerequisites .................................................................................................................................................................................xivxiv Conventionsused .........................................................................................................................................................................xvxv Relatedinformation .................................................................................................................................................................xviixvii Documentsupport ......................................................................................................................................................................xixxix Technicalsupport .......................................................................................................................................................................xixxix Howtoorder ..................................................................................................................................................................................xxxx Howtocomment ..........................................................................................................................................................................xxxx 1Safetystatements Overview ......................................................................................................................................................................................1-11-1 Structureofsafetystatements ...............................................................................................................................................1-21-2 Safety ...........................................................................................................................................................................................1-41-4 Safety-specifichazards .........................................................................................................................................................1-51-5 Productsafety .............................................................................................................................................................................1-91-9 2Productoverview Overview ......................................................................................................................................................................................2-12-1 Functionaldescription ...................................…

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APPLICANT: Alcatel-Lucent USA Inc. -2 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 2 Primary Administrative Contact Rudolf J. Pillmeier Technical Manager FCC Compliance Test Group Global Product Compliance Laboratory Building 28-114H 600 Mountain Avenue Murray Hill, NJ 07974 Phone: 908-582-2810 email: [email protected] Filing Engineer W. Steve Majkowski NCE CDMA Filing Lead FCC Compliance Test Group FCC Compliance Test Group Global Product Compliance Laboratory Building 28-114J 600 Mountain Avenue Murray Hill, NJ 07974 Phone 908-582-3782 email: [email protected] Att. Table of Contents for the PCS LTE 9764 Metro Cell Outdoor Transceiver System Product Certification Report APPLICANT: Alcatel-Lucent USA Inc. -3 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 3 TABLE OF CONTENTS Cover Letter Request for Confidentiality Exhibit # FCC Rule Number Description Exhibit 1 Section 2.1033(a) FCC Form 731 Exhibit 2 Section 2.911 (d) Qua lifications and Certifications Exhibit 3 Section 2.1033(c) (1,2,4,5,6,7) Manufacturer, FCC Identifier, Emission, Frequency Range and RF Power Range Exhibit 4 Section 2.1033(c) (8,9) Active Circuit Devi ces Drive Levels, Tune-Up procedure (Confidential) Exhibit 5 Section 2.1033(c) (10) Complete Circuit Diagrams (Confidential) Exhibit 6 Section 2.1033(c) (12,3) Instruction Book (Confidential) Exhibit 7 Section 2.1033(c) (10, 13) Block Diagram, Operati onal Description, Circuitry for determining frequency (Confidenti al) Exhibit 8 Section 2.1033(c) (11) Drawing of the Identification Label Exhibit 9a Section 2.1033(c) (12) External Photographs of the Equipment Exhibit 9b Section 2.1033(c) (12) Internal Photographs of the Equipment Exhibit 10 Section 2.1033(c) (10, 13) Description of Modulation System , Test Report Exhibits Exhibit # FCC Rule Number Description of Test Report Exhibits Exhibit 11 Section 2.1033(c) (14) Listing of Required Measurements Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Meas urement of Frequency Stability Exhibit 18 Photographs of The Test Setups

APPLICANT: Alcatel-Lucent USA Inc. -21 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 21 EXHIBIT 9A: EXTERNAL PHOTOGRAPHS SECTION 2.1033 (c) (12) Photographs (8"xlO") of the equipment of sufficient clarity to reveal equipment construction and layout, including meters, if any, and labels for controls and meters and sufficient views of the internal construction to define component placement and chassis assembly. Insofar as these requirements are met by photographs or drawings contained in the instruction manuals supplied with the product certification request, additional photographs are necessary only to complete the required showing. Response: The external photographs of the Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 as installed. APPLICANT: Alcatel-Lucent USA Inc. -22 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 22 PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 Rear Side View Front View Top View Bottom View APPLICANT: Alcatel-Lucent USA Inc. -24 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 24 Internal Photographs Front Internal of MCO Front Internal of Dock

APPLICANT: Alcatel-Lucent USA Inc. -18 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 18 EXHIBIT 8: FCC ID LABEL SAMPLE AND LOCATION INFORMATION SECTION 2.1033(c) (11) also SECTION 2.925 (a) (1) A photograph or drawing of the equipment identification plate or label showing the information to be placed thereon. Response: The the drawing of the equipment identification label of the PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 is attached. A photograph showing label location and drawing of the equipment identification plate of the PCS LTE 9764 Metro Cell Outdoor Transceiver System as installed is attached. APPLICANT: Alcatel-Lucent USA Inc. -19 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 19 Equipment Identification Label Location: PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21

APPLICANT: Alcatel-Lucent USA Inc. -23 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 23 EXHIBIT 9B: INTERNAL PHOTOGRAPHS SECTION 2.1033 (c) (12) Photographs (8"xlO") of the equipment of sufficient clarity to reveal equipment construction and layout, including meters, if any, and labels for controls and meters and sufficient views of the internal construction to define component placement and chassis assembly. Insofar as these requirements are met by photographs or drawings contained in the instruction manuals supplied with the product certification request, additional photographs are necessary only to complete the required showing. Response: The internal photographs of the Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 are attached. APPLICANT: Alcatel-Lucent USA Inc. -25 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 25 Digital Analog and Power Amplifier Top View APPLICANT: Alcatel-Lucent USA Inc. -26 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 26 Digital Analog and Power Amplifier Board Bottom View APPLICANT: Alcatel-Lucent USA Inc. -27 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 27 Modem Top View APPLICANT: Alcatel-Lucent USA Inc. -28 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 28 Modem Bottom View APPLICANT: Alcatel-Lucent USA Inc. -29 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 29 PSU_ PSU_ APPLICANT: Alcatel-Lucent USA Inc. -30 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 30 PSU

APPLICANT: Alcatel-Lucent USA Inc. -9 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 9 Exhibit 3 FCC REQUIRED INFORMATION The following information is presented in the content and format requested by the FCC: Section 2.1033 (c)(1): The full name and mailing address of the manufacturer of the device and the applicant for certification. Manufacturer: Alcatel-Lucent USA Inc. Building 28-114H 600-700 Mountain Avenue, P.O. Box 636 New Providence, 07974-0636 Attention: Rudolf J Pillmeier Applicant: Alcatel-Lucent USA Inc. Building 28-114H 600-700 Mountain Avenue, P.O. Box 636 New Providence, 07974-0636 Attention: Rudolf J Pillmeier Phone: 908 582 2810 email: [email protected] Alcatel-Lucent USA Inc. will be the manufacturer of this product. The AS5BBTRX-21 will only be marketed under the Alcatel-Lucent trademark. Section 2.1033(c)(2): FCC Identifier: AS5BBTRX-21 Section 2.1033(c)(4):Type or types of emission: 5M00F9W This designator is requested for authorization of 5 MHz bandwidth LTE Transmission This Transceiver System supports multiple LTE and other technologies. The subject of this certification request for operation using the Long Term Evolution modulation format (LTE) for a 5 MHz emission bandwidth carrier (5M00F9W). The transceiver can be configured for the various technologies by varying the digital information provided from the baseband channel electronics alone without physical, hardware or circuit changes to the transceiver. Section 2.1033(c)(5): Frequency range, Transmit: 1930–1990 MHz PCS Blocks A-D-B-E-F-C Section 2.1033(c)(6): Range of operating power values or specific operating power levels, and description of any means provided for variation of operating power. The Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 is capable of producing continuous 5 MHz emission bandwidth RF carriers (5M00F9W) at a mean power level which range from: 0.02 W up to 2W maximum (+33.0 dBm) at each of its two antenna transmit terminals. The carrier output power level of the PCS LTE 9764 Metro Cell Outdoor Transceiver System is adjustable digitally over a 20 dB range. The transmit filters provides RF feedback to the transceivers in the form of CLGC (Closed Loop Gain Control) and Alcatel-Lucent’s proprietary Enhanced Digital Pre-Distortion (EDPD) technology to provide constant output power over temperature. The features are controlled by software. APPLICANT: Alcatel-Lucent USA Inc. -10 - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 10 Exhibit 3 FCC REQUIRED INFORMATION continued Section 2.1033(c)(7): Maximum power rating as defined in the applicable part (s) of the rules. The maximum continuous RF output power available at each of the two antenna transmit terminals is 2 W (+33.0 dBm). Section 2.1033 (c)(10): A description of all circuitry and devices for determining and stabilizing frequency. The Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-21 is a 20 MHz bandwidth digital transceiver designed to operate in the Broadband PCS frequency spectrum. This application specifically addresses the transceiver utilizing a 5 MHz carrier emission bandwidth LTE signal. Frequency stability of the LTE carrier frequency is achieved with an accuracy better than the rated ± 0.05 ppm by reference frequency locking using a proprietary phase- locked-loop (PLL) circuitry. External reference timing is provided by locking to GPS disciplined reference signals. The 9764 MCO LTE module contains a GPS integrated module providing phase synchronization. As a hardware variant, the 9764 MCO LTE module can be configured with a GPS connector on the back which can be used to connect an optional external GPS antenna. .

APPLICANT: Alcatel-Lucent USA Inc. - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 33 FCC Test Report Alcatel-Lucent PCS LTE 9764 Metro Cell Metro Dock Outdoor Transceiver System FCC ID: AS5BBTRX-21 APPLICANT: Alcatel-Lucent USA Inc. - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 34 11. Exhibit 11 FCC Filing Test Report 11.1 Listing of Required Measurements The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. Response: In Alcatel-Lucent’s PCS LTE 9764 Metro Cell Outdoor Transceiver System / FCC ID: AS5BBTRX- 21, the lowest clock frequency is the 10 MHz reference oscillator. Conducted spurious measurements were performed over the range of 10 MHz to 20 GHz which is above the tenth harmonic of the transmit frequency range. The following pages document the data required for the Product Certification authorization of the PCS LTE 9764 Metro Cell Outdoor Transceiver System / FCC ID: AS5BBTRX-21, measured in accordance with the procedures set out in Section 2.1041 of the Rules. The Unit under Test, UUT Herein, was identified as serial number ALLU- ST143440030. Each required measurement and its corresponding exhibit number are: FCC Filing Exhibit FCC Regulation Description Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Measurement of Frequency Stability 11.2 Test Equipment 11.2.1 Antenna Port Measurements Test Equipment The following Equipment used for RF Power, Modulation, Occupied bandwidth, Conducted Spurious and Radiated Spurious Measurements. Antenna Port Measurements Test Equipment Equipment Description Reference Num Calibration Date Power Meter: Agilent N1912A P Series Power Meter E949 03/26/2014 Power Head Agilent N1921A 0.05-18 GHz Wideband Power Sensor E950 02/12/2014 EMC Receiver / SA Rohde & Schwarz ESIB-40 E907 / 1000101 09/20/2013 (2yr) Code Domain Analyzer Agilent E4440A PSA with 896012A VSA Software. E935/ MY45304655 09/16/2014 Computer Controller: EG Technology, Intel Pentium PC w/WIN 2000 OS POR-2, 4 & 6 N/A Low Pass Filter: 10 MHz-1.93 GHz, Custom manufactured E980 LPF-12 08/25/14 High Pass Filters: 3.99-20 GHz, Custom manufactured | E988 PCS HPF-12 10/17/14 11.2.2 Antenna Port Measurements Test Coupler The RF Test coupler used for antenna port conducted testing is maintained calibration verified as a unit. The individual components are listed below. It is identified as White LP 50W-Mule-Lim for White-Low Power-50W- Multi Use Laboratory Equipment (MULE)-Low Intermod. Equipment Description Reference Num Calibration Date Directional Coupler: HP 772D 2-18 GHz s/n 772D 08/25/14 Attenuator, Variable HP 8494B DC-18 GHz digital attenuator MY42140028 08/25/14 Attenuator, Variable HP 8495B DC-18 GHz digital attenuator MY42140034 08/25/14 Attenuator, Fixed MCE/Weinschel 6528-30-34 LIM 150W BN4170 08/25/14 Test Cables: Low loss test cables custom mfg. White A, B & C 08/25/14 APPLICANT: Alcatel-Lucent USA Inc. - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 35 11.2.3 Radiated Spurious Emissions Equipment Manufacturer Model Number Serial Number Type Description GPCL ID Last Cal Interval A.H. Systems Inc. SAS-521-2 457 Bilogical Antenna 25 - 2000 MHz E766 12/26/2012 24 Hewlett Packard 8593E 3911A04009 Spectrum Analyzer 9 KHz-22 GHz E375 2/18/2013 24 Sonoma Instrument Co. 310N 186744 Amplifier 9 kHz-1GHz E812 8/21/2013 12 Weinschel 2-6 BW2239 Attenuator 6 dB DC-18GHz 5 Watt E890 6/5/2013 24 Hewlett Packard 8449B 3008A01270 Pre- Amplifier Preamplifier 1-26.5 GHz E376 12/22/2013 24 Rohde & Schwarz ESIB40 100100 Test Receiver 20Hz to 40 GHz E908 6/12/2013 24 EMCO 3115 9903-5769 Horn Antenna Double Ridged Horn 1-18 GHz E393 1/30/2013 24 ETS Lindgren 3117 135194 Horn Antenna Double-Ridged Waveguide Horn 1-18 GHz E1074 11/19/2012 24 EMC Test Systems 3116 2539 Horn Antenna Double Ridged Horn 18-40 GHz E513 3/22/2013 24 APPLICANT: Alcatel-Lucent USA Inc. - FCC ID: AS5BBTRX-21 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 36 12. Exhibit 12 MEASUREMENT OF RADIO FREQUENCY POWER OUTPUT 12.1 SECTION 2.1046 Measurements required: RF power output For 5 MHz LTE transmit carrier operation, the PCS LTE 9764 Metro Cell Outdoor Transceiver System is specified to provide a continuous maximum power output of 2 Watt at each of its two transmit antenna terminals (33 dBm +2/-4 dB for each of the carriers). It also has a minimum power output at the antenna terminals of 0.02 Watts (13.0 dBm +2 / -4 dB). This power capability was demonstrated across the PCS downlink Band of 1930 MHz to 1990 MHz. In order to adequately evaluate performance, the occupied bandwidth was measured with each of the sub-carrier modulation factors and co-plotted. The applied signal from an PCS LTE 9764 Metro Cell Outdoor Transceiver System / AS5BBTRX-21, met the recommended characteristics as defined in 3GPP TS 36.211 V9.1.0 (2010-03) titled: 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation (Release 9). The power was set to the specified 2 W maximum at each measurement frequency to verify the spectral performance at that power level at each specific frequency of interest. Power was also verified for the QPSK and 64QAM modulation configurations. The 99%/-26dB signal bandwidth was measured using the setup of Figure 14A for channels 50. The measurement performed with a resolution bandwidth of 300 kHz verified the signal is within the parameters of the emissions des…

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