AS5BBTRX-23B13 RRH 4X30

APPLICANT: Alcatel-Lucent USA Inc. -1 - FCC ID: AS5BBTRX-23 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 1 Subject: REQUEST FOR CONFIDENTIALITY for FCC Product Certification under FCC ID: AS5BBTRX-23, for the B13 RRH 4x30 Date: March 10, 2015 From: Rudolf J. Pillmeier Alcatel-Lucent USA Inc. Building 28-114H 600 Mountain Avenue Murray Hill, NJ 07974 Telephone: 908-582-2810 [email protected] Mr. Sid Sanders, President Timco Engineering, Inc. 849 N.W. State Road 45, P. O. Box 370 Newberry, Florida 32669 Dear Mr. Sanders: On behalf of Alcatel-Lucent, I hereby request that the following exhibits, included in this Application for Certification, under FCC ID: AS5BBTRX-23, covering the Alcatel-Lucent B13 RRH 4x30, be maintained as permanent confidential information and not be made available for public inspection at any time. Exhibit # FCC Rule Section Exhibit Title Exhibit 4 Section 2.1033(c) (12, 3) Installation and Operating Instructions Exhibit 6 Section 2.1033(c) (10) Complete Circuit Schematic Diagrams Exhibit 7 Section 2.1033(c) (10, 13) Description of Circuitry and Devices for Determining and Stabilizing Frequency and for Limiting Modulation and Power and Description of the Digital Modulation System Exhibit 9 Section 2.1033(c) (12) Internal Photographs of the Equipment These exhibits contain Alcatel- Lucent proprietary information that is considered to be trade secrets, with possible patents pending, and the property of Alcatel-Lucent, pursuant to the provisions of Parts 0.457(d) and 0.459 of the Commission’s Rules. These exhibits also contain design and trade secret information that is highly proprietary to Alcatel-Lucent and our contracted manufacturer/supplier. Exhibits 6 and 7 are highly proprietary and contain design information that are not available for public inspection. This information is proprietary both to Alcatel- Lucent and to Alcatel- Lucent’s contracted manufacturer/supplier. The Installation and Operating Instructions in Exhibit 4, is furnished by sale only to licensed customers and for use by their professional technicians under the control of a Non Disclosure Agreement (NDA). This manual contains Alcatel- Lucent proprietary information about circuits, equipment, features and architecture descriptions that are not available for public inspection and is only released under the control of a Non Disclosure Agreement. These products are installed in a limited access location either on the top of a large tower (or in a fenced enclosure / building) such that it is only serviceable by professional designated technicians under a Non-Disclosure Agreement. The views represented by the internal photos in Exhibit 9, are not accessible to the public or to field service technicians. This product is not field repairable and is returned to the manufacturer for repair. This device is always installed in a limited access location either mounted on top of large tower or inside a customers fenced enclosure or building. All sales for these devices are under a NDA restricting the disclosure of the propriety information, including internal photos to all users. A copy of the Non disclosure agreement is enclosed. This information meets the requirements, as specified in KDB 726920 D01 Confidentiality Request Procedures v01r01, for permanent confidential status.

APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 1 of 6 EXHIBIT 9a Section 2.1033 (c) (12) PHOTOGRAPHS OF THE EQUIPMENT Photographs (8 x 10) of the equipment of sufficient clarity to reveal equipment construction and layout, including meters, if any, and labels for controls and meters and sufficient views of the internal construction to define component placement and chassis assembly. Insofar as these requirements are met by photographs or drawings contained in instruction manuals supplied with the certification request, additional photographs are necessary only to complete the required showing. Response The following pages contain the required external photographs of the AS5BBTRX-23, B13 RRH 4X30, subject of this application. Seven External photos in total were submitted, which include: 1) External Front View of the RRH with Solar shield 2) External Front View of the RRH without Solar shield 3) External Rear View of the RRH without Solar shield 4) External Top View of the RRH 5) External Bottom View of the RRH 6) External Right Side View of the RRH 7) External Left Side View of the RRH APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 2 of 6 External Front View of the RRH with Solar shield External Front View of the RRH without Solar shield APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 3 of 6 External Rear View of the RRH without Solar shield APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 4 of 6 External Top View of the RRH External Bottom View of the RRH APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 5 of 6 External Right Side View of the RRH APPLICANT: Alcatel-Lucent, USA FCCID: AS5BBTRX-23 Page 6 of 6 External Left Side View of the RRH

APPLICANT: Alcatel-Lucent, USA EXHIBIT 8 FCCID: AS5BBTRX-23 Page 1 of 3 EXHIBIT 8 Section 2.1033 (c) (11) FCC IDENTIFICATION LABEL COMCODE : 3JR53395AAAA Rev 04 (IJREV: 3) IDEAL JACOBS (XM): ISO 9001:2008, 14001:2004 REGISTERED SPEC DRAWING FOR REFERENCE ONLY (DO NOT USE FOR REPRODUCTION) ORIGINAL ARTWORK USE FOR REPRODUCTION COMPOSITE Cust. Rev#: Title: Engineer: --- Job#:Dwg. Date: ---P14----- Client: ASB Materials: Inks: Text: P/N(Comcode):3JR53395AAAA 04 10mil velvet/matte polycarbonate 8B35 with 3M 467. Subsurface print Black, Safety Yellow, PMS 266C and Cool Gray 1 as per OS20000. Match. Die Strike: .02” B13 RRH4X30 Label All units are in millimeters • Tolerance is: 2 places .25mm • Symbology agrees with: ISO 1101 and ISO 1302 Certifications: Labels shall meet UL and CSA requirements where applicable. Vendor must be UL and/or CSA approved. Documentation verifying the vendorʼs certifications for the material shall be provided by the vendor with each package/container. Labels are RoHS compliant. Ideal Jacobs Corporation • 515 Valley Street • Maplewood, NJ 07040 • 973-275-5100 • FAX: 973-275-5161 • email: [email protected] Ideal Jacobs (Xiamen) Corporation • 319 East Hubin Road • Xiamen, Fujian 361012 • 0592-506-4000 • FAX: 0592-507-4000 • email: [email protected] IJREVDESCRIPTIONDATECHECKEDDRAWNDATEAPPROVED 1Initial release. ---CCJX06-25-14--- 2Updated to match Rev 02 Drawing. ---CC/IOLJX/DOL02-11-15--- 3Updated to match Rev 04 Drawing. ---CCJX02-28-15--- 4X R1.50 0.00 0.00 35.00 85.00 For Operating Temperature Ratings Reference The Site Preparation Document This device complies with Part 15 of the FCC Rules. Operation is subject to the condition that this device does not cause harmful interference. B13 RRH4x30 3JR53395AAAA Manufactured by Alcatel-Lucent Type 4 Enclosure IJC FCC ID: AS5BBTRX-23 Power DC Input: -48V 15A SELV Source For Operating Temperature Ratings Reference The Site Preparation Document This device complies with Part 15 of the FCC Rules. Operation is subject to the condition that this device does not cause harmful interference. B13 RRH4x30 3JR53395AAAA Manufactured by Alcatel-Lucent Type 4 Enclosure IJC FCC ID: AS5BBTRX-23 Power DC Input: -48V 15A SELV Source APPLICANT: Alcatel-Lucent, USA EXHIBIT 8 FCCID: AS5BBTRX-23 Page 3 of 3 EXHIBIT 8 Section 2.1033 (c) (11) FCC IDENTIFICATION LABEL FCC Identification Label Location

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 EXHIBIT 5 Section 2.1033 (c)(8) DC VOLTAGES AND CURRENTS The dc voltage applied to and dc currents into the several elements of the final radio frequency amplifying device for normal operation over the power range. Response The B13 RRH 4X30 nominally uses the following maximum voltage and minimum currents. The nominal input of the B13 RRH 4X30 is -48VDC. The 48V is achieved using DC to DC converter. Stage Voltage Current Final Stage 48V 3.5A Section 2.1033 (c)(9) TUNE-UP PROCEDURE Turn-up procedure over the power range, or at specific operating power levels. Response The Alcatel-Lucent B13 RRH 4X30, subject of this application, cannot be “tuned-up” by the user. There are no user tune-up features. All tuning is performed by the manufacturer during, and as part of, the manufacturing process. The B13 RRH 4x30 units are tested and verified with 60W (47.8dBm) power at EAC1 & 2 with +/- 0.3dB tolerance in the factory. Section 2.1033 (c)(10) CIRCUITRY AND DEVICES FOR SUPPRESSION OF SPURIOUS RADIATION A description of all circuitry and devices provided for suppression of spurious radiation. Response The B13 RRH 4X30, subject of this application, was designed in adherence to the proper Electromagnetic Compatibility (EMC) guidelines extending from the combination of ALU proprietary Enhanced Digital Pre- Distortion (EDPD) firmware-SW algorithm and Filter module used to suppress spurious emissions.

APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-23 EXHIBIT 3 MANUFACTURERS ─ IDENTIFIER SECTION 2.1033 (c) 1 and 2 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-23 MANUFACTURERS IDENTIFIER SECTION 2.1033(c) 1 The full name and mailing address of the manufacturer and the applicant of the device for certification: RESPONSE: APPLICATION: Alcatel-Lucent 600-700 Mountain Avenue Murray Hill, NJ 07974 Attention: Rudolf J Pillmeier SECTION 2.1033(c) 2 FCC Identifier: RESPONSE: The Alcatel-Lucent B13 RRH 4X30 operated under Part 27 and OET Rules 662911 D01 and D02 of the FCC Rules. FCC Identifier: AS5BBTRX-23 APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-23 EMISSIONS, FREQUENCY RANGE, POWER LEVEL SECTION 2.1033 (c) (4), (5), (6) and (7) APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-23 EMISSIONS, FREQUENCY RANGE, POWER LEVEL SECTION 2.1033(c) (4) Type or types of emission: RESPONSE: The “B13 RRH 4X30” is capable of amplifying transmission involving the following types of emissions: Measured Emission type: BW (MHz) Emissions Designation 10 9M00F9W . SECTION 2.1033(c) (5) Frequency Range RESPONSE: Upper C - Band PCS Blocks Tx Frequency (MHz) Rx Frequency (MHz) Bandwidth (MHz) C 746 - 756 777 - 787 10 SECTION 2.1033(c) (6) Range of operating power values or specific operating power levels, and description of any means provided for variation of operating power. RESPONSE: The “B13 RRH 4X30”, is capable of operating from 0.002 to 60 watts/port, 2x60 MIMO mode. The nominal transmit output power for each Tx path shall be translation settable over a range of 16 dB. For 2T case, that is from 60 W down to 1.5 W. Tx output power is controlled by digital step attenuator via software. The gain of the Tx path is adjusted by a FPGA to account for gain variations in the Tx chain over the operating temperatures and frequency ranges. Moreover, the FPGC provides fine output power control with a high resolution. The Tx chain parameters are carefully characterized during the manufacturing process and provide high accuracy of setting the Tx power and maintaining it over operating frequency and temperature ranges. APPLICANT: Alcatel-Lucent. FCC ID: AS5BBTRX-23 SECTION 2.1033(c) (7) Maximum power rating as defined in the applicable part(s) of the rules. RESPONSE: Presently, the B13 RRH 4X30 only supports 2x60W configuration. Its maximum average power output is 60 watts per carrier and 120watts per unit (2x60 MIMO). The radio transmitter is operated under 47 CFR 27 and OET Rules 662911 D01 and D02. There were 4 External antenna port (EAC) ports and ports 3 and 4 were dedicated for 4x30W configuration.

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 INTRODUCTION: Application for Original Equipment Certification under FCC ID: AS5BBTRX-23 for Alcatel-Lucent Remote Radio Head (RRH) 4x30W Base Station, Operating in the Miscellaneous Wireless Communications Services, 746 - 756 MHz, with LTE Technology. In accordance with Parts 2 and 27 of the Commission’s Rules and Regulations, we are submitting data to show compliance with the requirements of the Commission for the certification of the Alcatel-Lucent B13 RRH 4X30, henceforth RRH 4x30, under FCC ID AS5BBTRX-23, for operation in the domestic 700 Upper band C (Tx: 746-756 MHz and Rx 777-787 MHz), i.e., E-UTRAN band 13, with Long Term Evolution (LTE) technology. The RRH 4x30 has four antenna ports. The RRH 4x30 supports 2x60W MIMO with 2 transmit and 2 receive streams or 4x30W MIMO with 4 transmit and 4 receive streams. The maximum output power of the 2x60 or 4x30 configurations is 120 watts or 50.8dBm per unit. The RRH 4X30 was powered by a DC power supply with -48VDC. This product is configured to operate with 2x60W MIMO. The RRH 4x30 consists of a Control Unit board (CU), Power Amplifier Board (PA), Power Module and RF Filter. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 TEST REPORT APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 SUB-EXHIBIT 11.1 MEASUREMENT PER SECTION 2.1033 (C) (14) OF THE RULES SECTION 2.1033 (c) (14) The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. RESPONSE: The following pages include the data required for the AS5BBTRX-23, measured in accordance with the procedures set out in Section 2. 1033(c)(14) of the Rules. Each required measurement and its corresponding exhibit number are: Sub-Exhibit 11.2 Section 2.1046 RF Power Output - See Sub-Exhibit 4 Sub-Exhibit 11.3 Section 2.1047 Modulation Characteristics Peak-to-Average ratio (PAR) Sub-Exhibit 11.4 Section 2.1049 27.53(c) (a) Emissions Bandwidth (b) Occupied Bandwidth/Band Edge spurious Emissions Sub-Exhibit 11.5 Section 2.1051 27.53(c) Spurious Emissions at Antenna Terminals Sub-Exhibit 11.6 Section 2.1053, 27.53 (c) (f) Field Strength of Spurious Radiation Sub-Exhibit 11.7 Sub-Exhibit 11.8 Section 2.1055, 27.54 Section 2.947 (d) Measurement of Frequency Stability Test Instruments Used for Test – See Test Report APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 Sub-Exhibit 11.2 FCC Section 2.1046 RF Power output Refer to Sub-Exhibit 11.4 Occupied Bandwidth Measurements. During that measurement RF Output was continuously monitored. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 Sub-Exhibit 11.3 FCC Section 2.1047 Modulation Characteristics & Measurement of Peak-to-Average ratio (PAR) APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 Section 2.1047 Modulation Characteristics The modulation techniques used are explained in the submission as part section 2.1033 (c) (13). The RF signal at the antenna port was demodulated and verified for correctness of modulation signal used before each test was performed. The attached plots of graphs show the modulation components: In phase (I) and Quadrature (Q) components. (1) Quadrature Phase Shift Keying (QPSK) modulation scheme uses 2 bits are transmitted simultaneously (one per channel) and a symbol can be represented by 2 bits. Therefore there are 2 2 = 4 states (Binary 00 to 11). The theoretical bandwidth is 2bits/second/Hz. (2) 16 Quadrature amplitude modulation (QAM): In 16QAM, there are 16-states. There are four I values and four Q values, therefore 4 bits are available for represent a symbol. Therefore there are 2 4 = 16 states (Binary 0000 to 1111). The theoretical bandwidth is 4bits/second/Hz. (3) 64 Quadrature amplitude modulation (QAM): 64QAM is similar to 16QAM, there will be 64 states and 6 bits are available to represent a symbol. Measurement of Peak-to-Average ratio (PAR) The peak-to-average (PAR) has been verified per KDB 971168 procedures for the peak-to-averages ratio at 0.1% probability. The PAR does not exceed 13 dB. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 B13 RRH 4X30 FCC Part 27 Block: C (746 - 756 MHz) Modulation: QPSK PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG B13 RRH 4X30 FCC Part 27 Block: C (746 - 756 MHz) Modulation: 16QAM PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 B13 RRH 4X30 FCC Part 27 Block: C (746 - 756 MHz) Modulation: 64QAM PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 B13 RRH 4X30 Modulation: QPSK FCC Part 27 Block: C (746 - 756 MHz) PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 B13 RRH 4X30 Modulation: 16QAM FCC Part 27 Block: C (746 - 756 MHz) PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 B13 RRH 4X30 Modulation: 64QAM FCC Part 27 Block: C (746 - 756 MHz) PWR: 60W (2x60W MIMO) FCCID: AS5BBTRX-23 TEST ENGINEER: SEG APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 Sub-Exhibit 11.4 FCC Section 2.1049 (a) Emissions Bandwidth Measurement (b) Occupied Bandwidth Measurement showing spurious Emissions close to Block edges. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 Emissions Bandwidth Measurement FCC approved two (2) measurement methods for Emissions Bandwidth. (A) 99% Power Bandwidth. (B) 26dB Bandwidth The 99% power bandwidth method was used to measure the bandwidth at different modulations and highest is recorded. The modulations used are: 1. QPSK 2. 16 QAM 3. 64 QAM The Highest measured 99% Power Bandwidth was used for Emissions type designation. The measured bandwidth was 9.00 MHz for a 10 MHz Bandwidth carrier. Therefore, Emission designator is: 9M00F9W for 10 MHz Bandwidth. APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 MEASUREMENT OF EMISSIONS BANDWIDTH 99% POWER BANDWIDTH APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 (b) MEASUREMENT OF EMISSIONS BANDWIDTH The occu…

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APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 TABLE OF CONTENTS Exhibit 1 731 Form Exhibit 2 Section 2.911 (d) Attestation Statement Exhibit 3 Section2.1033 (c) (1, 2, 4-7) Manufacturer, Applicant, Identifier, Emission Types, Frequency Range, Operating Power Range and Adjustment and Maximum Power Rating Exhibit 4 Section 2.1033 (c) (3) Installation and Operating Instructions -> Confidential Exhibit 5 Section 2.1033 (c) (8, 9, 10) DC Voltages and Currents; Tune-up Procedure; Circuitry and Devices for Suppression of Spurious Radiation Exhibit 6 Section 2.1033 (c) (10) Circuit Schematic Diagrams -> Confidential Exhibit 7 Section 2.1033 (c) (10, 13) Description of Circuitry and Devices for Determining and Stabilizing Frequency and for Limiting Modulation and Power and Description of the Digital Modulation System -> Confidential Exhibit 8 Section 2.1033 (c) (11) Equipment Identification Label Exhibit 9 Section 2.1033 (c) (12) Internal Photographs of the Equipment -> Confidential Exhibit 9a Section 2.1033 (c) (12) External Photographs of the Equipment Exhibit 10 Setup Photos Exhibit 11 TEST REPORT Sub-exhibit 11.1 Section 2.1033 (c) (14) Required Measurement Data Sub-exhibit 11.2 Section 2.1046 Measurements Required: RF Power Output Sub-exhibit 11.3 Section 2.1047 Measurements of Modulation Characteristics Sub-exhibit 11.4 Section 2.1049, 27.53(c ) Measurements Required: Occupied Bandwidth and Out- of- Band Emissions Sub-exhibit 11.5 Section 2.1051, 27.53(c) Measurements Required: Spurious Emissions at Antenna Terminal Sub-exhibit 11.6 Section 2.1053, 27.53 Measurements Required: Field Strength of Spurious Radiation Sub-exhibit 11.7 Section 2.1055, 27.54 Measurement of Frequency Stability Sub-exhibit 11.8 Section 2.947(d) Test Instruments Used for Test – See Test Report Page 1 of 1

APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 EXHIBIT 10 PHOTOGRAPH(S) OF EUT ARRANGEMENT DURING OCCUPIED BANDWIDTH/SPURIOUS EMISSIONS TESTING APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 EXHIBIT 10 PHOTOGRAPH(S) OF EUT ARRANGEMENT DURING RADIATED SPURIOUS EMISSIONS TESTING APPLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 EXHIBIT 10 PHOTOGRAPH(S) OF EUT ARRANGEMENT DURING SPURIOUS RADIATED EMISSIONS TESTING PLICANT: Alcatel-Lucent FCC ID: AS5BBTRX-23 EXHIBIT 10 PHOTOGRAPH(S) OF EUT ARRANGEMENT DURING SPURIOUS RADIATED EMISSIONS TESTING