AS5BBTRX-17AWS LTE 9764 Metro Cell Outdoor Transceiver System

APPLICANT: Alcatel-Lucent USA Inc. -9 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 9 Exhibit 3 FCC REQUIRED INFORMATION The following information is presented in the content and format requested by the FCC: Section 2.1033 (c)(1): The full name and mailing address of the manufacturer of the device and the applicant for certification. Manufacturer: Alcatel-Lucent USA Inc. Building 28-114H 600-700 Mountain Avenue, P.O. Box 636 New Providence, 07974-0636 Attention: Rudolf J Pillmeier Applicant: Alcatel-Lucent USA Inc. Building 28-114H 600-700 Mountain Avenue, P.O. Box 636 New Providence, 07974-0636 Attention: Rudolf J Pillmeier Phone: 908 582 2810 email: [email protected] Alcatel-Lucent USA Inc. will be the manufacturer of this product. The AS5BBTRX-17 will only be marketed under the Alcatel-Lucent trademark. Section 2.1033(c)(2): FCC Identifier: AS5BBTRX-17 Section 2.1033(c)(4):Type or types of emission: 10M00F9W This designator is requested for authorization of 10 MHz bandwidth LTE Transmission This Transceiver System supports multiple LTE and other technologies. The subject of this certification request for operation using the Long Term Evolution modulation format (LTE) for a 10 MHz emission bandwidth carrier (10M00F9W). The transceiver can be configured for the various technologies by varying the digital information provided from the baseband channel electronics alone without physical, hardware or circuit changes to the transceiver. Section 2.1033(c)(5): Frequency range, Transmit: 2110–2155 MHz All AWS Blocks Section 2.1033(c)(6): Range of operating power values or specific operating power levels, and description of any means provided for variation of operating power. The Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 is capable of producing continuous 10 MHz emission bandwidth RF carriers (10M00F9W) at a mean power level which range from: 0.05 W up to 5W maximum (+37.0 dBm) at each of its two antenna transmit terminals. The carrier output power level of the AWS LTE 9764 Metro Cell Outdoor Transceiver System is adjustable digitally over a 20 dB range. The transmit filters provides RF feedback to the transceivers in the form of CLGC (Closed Loop Gain Control) and Alcatel-Lucent’s proprietary Enhanced Digital Pre-Distortion (EDPD) technology to provide constant output power over temperature. The features are controlled by software. APPLICANT: Alcatel-Lucent USA Inc. -10 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 10 Exhibit 3 FCC REQUIRED INFORMATION continued Section 2.1033(c)(7): Maximum power rating as defined in the applicable part (s) of the rules. The maximum continuous RF output power available at each of the two antenna transmit terminals is 5 W (+37.0 dBm). Section 2.1033 (c)(10): A description of all circuitry and devices for determining and stabilizing frequency. The Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 is a 20 MHz bandwidth digital transceiver designed to operate in the Broadband AWS frequency spectrum. This application specifically addresses the transceiver utilizing a 10 MHz carrier emission bandwidth LTE signal. Frequency stability of the LTE carrier frequency is achieved with an accuracy better than the rated ± 0.05 ppm by reference frequency locking using a proprietary phase- locked-loop (PLL) circuitry. External reference timing is provided by locking to GPS disciplined reference signals. The 9764 MCO LTE module contains a GPS integrated module providing phase synchronization. As a hardware variant, the 9764 MCO LTE module can be configured with a GPS connector on the back which can be used to connect an optional external GPS antenna. .

APPLICANT: Alcatel-Lucent USA Inc. -2 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 2 Primary Administrative Contact Rudolf J. Pillmeier Technical Manager FCC Compliance Test Group Global Product Compliance Laboratory Building 28-114H 600 Mountain Avenue Murray Hill, NJ 07974 Phone: 908-582-2810 email: [email protected] Filing Engineer W. Steve Majkowski NCE CDMA Filing Lead FCC Compliance Test Group Global Product Compliance Laboratory Building 28-114J 600 Mountain Avenue Murray Hill, NJ 07974 Phone 908-582-3782 email: [email protected] Att. Table of Contents for the AWS LTE 9764 Metro Cell Outdoor Transceiver System Product Certification Report APPLICANT: Alcatel-Lucent USA Inc. -3 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 3 TABLE OF CONTENTS Cover Letter Request for Confidentiality Exhibit # FCC Rule Number Description Exhibit 1 Section 2.1033(a) FCC Form 731 Exhibit 2 Section 2.911 (d) Qua lifications and Certifications Exhibit 3 Section 2.1033(c) (1,2,4,5,6,7) Manufactures, FCC Identifier, Emission, Frequency Range and RF Power Range Exhibit 4 Section 2.1033(c) (8,9) Active Circuit Devi ces Drive Levels, Tune-Up procedure (Confidential) Exhibit 5 Section 2.1033(c) (10) Complete Circuit Diagrams (Confidential) Exhibit 6 Section 2.1033(c) (12,3) Instruction Book (Confidential) Exhibit 7 Section 2.1033(c) (10, 13) Block Diagram, Operati onal Description, Circuitry for determining frequency (Confidenti al) Exhibit 8 Section 2.1033(c) (11) Drawing of the Identification Label Exhibit 9a Section 2.1033(c) (12) External Photographs of the Equipment Exhibit 9b Section 2.1033(c) (12) Internal Photographs of the Equipment Exhibit 10 Section 2.1033(c) (10, 13) Description of Modulation System , Test Report Exhibits Exhibit # FCC Rule Number Description of Test Report Exhibits Exhibit 11 Section 2.1033(c) (14) Listing of Required Measurements Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Meas urement of Frequency Stability Exhibit 18 Photographs of The Test Setups

APPLICANT: Alcatel-Lucent USA Inc. -1 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 1 EXHIBIT 9A: EXTERNAL PHOTOGRAPHS SECTION 2.1033 (c) (12) Photographs (8"xlO") of the equipment of sufficient clarity to reveal equipment construction and layout, including meters, if any, and labels for controls and meters and sufficient views of the internal construction to define component placement and chassis assembly. Insofar as these requirements are met by photographs or drawings contained in the instruction manuals supplied with the product certification request, additional photographs are necessary only to complete the required showing. Response: The external photographs of the Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 as installed. APPLICANT: Alcatel-Lucent USA Inc. -2 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 2 AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 Rear View Front View APPLICANT: Alcatel-Lucent USA Inc. -3 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 3 Right Side Left Side APPLICANT: Alcatel-Lucent USA Inc. -4 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 4 Top View Bottom View

APPLICANT: Alcatel-Lucent USA Inc. -18 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 18 EXHIBIT 8: FCC ID LABEL SAMPLE AND LOCATION INFORMATION SECTION 2.1033(c) (11) also SECTION 2.925 (a) (1) A photograph or drawing of the equipment identification plate or label showing the information to be placed thereon. Response: The drawing of the equipment identification label of the AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 is attached. A photograph showing label location and drawing of the equipment identification plate of the AWS LTE 9764 Metro Cell Outdoor Transceiver System as installed is attached. APPLICANT: Alcatel-Lucent USA Inc. -20 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 20 Equipment Identification Label Location: AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17

APPLICANT: Alcatel-Lucent USA Inc. -5 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 5 EXHIBIT 9B: INTERNAL PHOTOGRAPHS SECTION 2.1033 (c) (12) Photographs (8"xlO") of the equipment of sufficient clarity to reveal equipment construction and layout, including meters, if any, and labels for controls and meters and sufficient views of the internal construction to define component placement and chassis assembly. Insofar as these requirements are met by photographs or drawings contained in the instruction manuals supplied with the product certification request, additional photographs are necessary only to complete the required showing. Response: The internal photographs of the Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 are attached. APPLICANT: Alcatel-Lucent USA Inc. -6 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 6 Internal Photographs Front Internal of PA Board APPLICANT: Alcatel-Lucent USA Inc. -7 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 7 Rear Internal of PA Board APPLICANT: Alcatel-Lucent USA Inc. -8 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 8 Front Internal of PA Board with Shield APPLICANT: Alcatel-Lucent USA Inc. -9 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 9 Front Internal of PA Board with Shield APPLICANT: Alcatel-Lucent USA Inc. -10 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 10 Front Internal of Transmit Filter APPLICANT: Alcatel-Lucent USA Inc. -11 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 11 Rear Internal of Transmit Filter APPLICANT: Alcatel-Lucent USA Inc. -13 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 13 Front Internal of DA Board APPLICANT: Alcatel-Lucent USA Inc. -14 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 14 Rear Internal of DA Board APPLICANT: Alcatel-Lucent USA Inc. -15 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. – Proprietary Use Pursuant to Company Instructions .15 Front of Power Supply Rear of Power Supply

APPLICANT: Alcatel-Lucent USA Inc. -36 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 36 FCC Test Report for Alcatel-Lucent USA Inc. AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 APPLICANT: Alcatel-Lucent USA Inc. -37 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 37 Exhibit 11 Listing of Required Measurements SECTION 2.1033(c)(14) The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. Response: AWS LTE 9764 Metro Cell Outdoor Transceiver System FCC ID: AS5BBTRX-17 The lowest clock frequency in the Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System / FCC ID: AS5BBTRX-17 is the 10 MHz reference oscillator. Conducted spurious measurements were performed over the range of 10 MHz to 21.6 GHz which is above the tenth harmonic of the transmit frequency range. The following pages include the data required for the Product Certification authorization of the AWS LTE 9764 Metro Cell Outdoor Transceiver System / FCC ID: AS5BBTRX-17, measured in accordance with the procedures set out in Section 2.1041 of the Rules. Each required measurement and its corresponding exhibit number are: Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Measurement of Frequency Stability APPLICANT: Alcatel-Lucent USA Inc. -38 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 38 Exhibit 12 MEASUREMENT OF RADIO FREQUENCY POWER OUTPUT SECTION 2.1046 Measurements required: RF power output. For 10 MHz LTE transmit carrier operation, the AWS LTE 9764 Metro Cell Outdoor Transceiver System is specified to provide a continuous maximum power output of 5 Watt at each of its two transmit antenna terminals (37 dBm +2/-4 dB for each of the carriers). It also has a minimum power output at the antenna terminals of 0.05 Watts (17.0 dBm +2 / -4 dB). This power capability was demonstrated across the AWS downlink Band of 2110 MHz to 2155 MHz. In order to adequately evaluate performance, the occupied bandwidth was measured with each of the sub-carrier modulation factors and co-plotted. The applied signal from an AWS LTE 9764 Metro Cell Outdoor Transceiver System / AS5BBTRX-17, met the recommended characteristics as defined in 3GPP TS 36.211 V9.1.0 (2010-03) titled: 3rd Generation Partnership Project; Technical Specification Group Radio Access Network; Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Channels and Modulation (Release 9). The power was set to the specified 5 W maximum at each measurement frequency to verify the spectral performance at that power level at each specific frequency of interest. Power was also verified for the QPSK and 64QAM modulation configurations. . The test arrangements used to measure the radio frequency power output of the Alcatel-Lucent’s AWS LTE 9764 Metro Cell Outdoor Transceiver System / AS5BBTRX-17 is on the following page. Measurements were made respectively at each frequency where Occupied Bandwidth measurements were performed and compliance was documented. APPLICANT: Alcatel-Lucent USA Inc. -39 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 39 Exhibit 12 RF Power Test Configuration APPLICANT: Alcatel-Lucent USA Inc. -40 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. - Proprietary Use pursuant to Company Instructions. 40 Exhibit 12 continued TEST EQUIPMENT The following Equipment used for RF Power, Modulation, Occupied bandwidth, Conducted Spurious and Radiated Spurious Measurement s Equipment Description Reference Number Calibration Date Power Meter: Agilent N1912A P Series Power Meter E949 01/02/2013 Power Head Agilent N1921A 0.05-18 GHz Wideband Power Sensor E950 01/30/2013 EMC Spectrum Analyzer Rohde & Schwarz FSEM-30 E927 / 167437 04/24/2013 EMC Receiver / SA Rohde & Schw arz ESIB-40 E936 / 166737 06/04/2013 Code Domain Analyzer Agilent E4440A PSA with 896012A VSA Software. E935/ MY45304655 1/29/2013 Computer Controller: EG Technology, Intel Pentium PC w/WIN 2000 OS POR-2, 4 & 6 N/A Low Pass Filter: 10 MHz-1.93 GHz, Custom manufactured E980 AWS LPF-12 05/15/13 High Pass Filters: 1.99-20 GHz, Custom ma nufactured | E988 AWS HPF-10 05/15/13 Multi Use Laboratory Equipment (MULE) RF Test coupler The equipment below is maintained and verified as a unit as: White 50W-Mule-Lim 15 February 2013 Directional Coupler: HP 772D 2-18 GHz s/n 772D Attenuator, Variable HP 8494B DC-18 GHz digital attenuator MY42140028 Attenuator, Variable HP 8495B DC-18 GHz digital attenuator MY42140034 Attenuator, Fixed MCE/Weinschel 6528-30-34 LIM 150W BN4170 Test Cables: Low loss test cables custom mfg. Radiated Spurious Measurement Equipment Description Manufacturer-Model Serial # Last Cal Date Spectrum Analyzer 9kHz-22GHz Hewlett Packard 8593E E454 2/19/2013 EMI Test Receiver, (20Hz to 40 GHz) Rohde & Schwarz, - ESIB40 E567 7/2/2013 Bilogical Antenna, 25 - 2000 MHz A.H. Systems Inc. SAS-521-2 E602 10/1/2012/ 24 mo interval Amplifier, 9 KHz-1GHz Sonoma Instrument Co.- 310N E512 1/28/2013 Attenuator, 6 dB DC-18GHz 5 Watt Weinschel,- 2-6 E887 3/1/2013 Pre-Amplifier, Preamplifier 1-26.5 GHz Hewlett Packard, - 8449B E1151 10/17/2013 Double-Ridged Waveguide Horn, 1-18 GHz ETS Lindgren, - 3117 E1073 9/9/2012/ 24 mo interval High Pass Filter, PCS 2.85GHz - 18.05GHz Trilithic - 5HC2850/ 18050-1.8-KK E1116 11/21/2013 Test Receiver EMI (20Hz to 40 GHz) Rohde & Schwarz - ESIB40 E704 3/7/2013 Double Ridged Horn 18-40 GHz EMC Test Systems - 3116 E513 3/22/2013 APPLICANT: Alcatel-Lucent USA Inc. -41 - FCC ID: AS5B…

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APPLICANT: Alcatel-Lucent USA Inc. -98 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. – Proprietary Use Pursuant to Company Instructions .98 Exhibit 18 Photographs of The Test Setups The following photographs document the test setups. Radiated Emissions Test Photograph A 18-22 GHz 9764 MetroCell Configured in a Field Type Installation APPLICANT: Alcatel-Lucent USA Inc. -99 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. – Proprietary Use Pursuant to Company Instructions .99 Radiated Emissions Test Photograph B 30 MHz – 1 GHz Rear View of 9764 MetroCell Configured in a Field Type Installation APPLICANT: Alcatel-Lucent USA Inc. -100 - FCC ID: AS5BBTRX-17 Alcatel-Lucent USA Inc. – Proprietary Use Pursuant to Company Instructions .100 Conducted Test Setup Photograph for RF Power, OBW, Conducted Spurious and Modulation