AS5ONEBTS-07BROADBAND PCS CDMA EDPD TRANSCEIVER SYSTEM

APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 1 EXHIBIT 3: FCC REQUIRED INFORMATION (PART 2.1033) The following information is presented in the content and format requested by the FCC: Section 2.1033 (c)(1): The full name and mailing address of the manufacturer of the device and the applicant for certification. Manufacturer: Lucent Technologies 6200 E Broad St Columbus, OH 43213-1569 U S Applicant: Lucent Technologies 101 Crawfords Corner Road, Holmdel, NJ 07733-3030 Room 4C-621 Attention: Cynthia Donovan Section 2.1033(c)(2): FCC Identifier AS5ONEBTS-07 Section 2.1033(c)(4): Type or types of emission: 1M25F9W Section 2.1033(c)(5): Frequency range Transmit: 1930–1990 MHz Section 2.1033(c)(6): Range of operating power values or specific operating power levels, and description of any means provided for variation of operating power. RESPONSE: The PCS CDMA EDPD Transceiver System has a maximum power output at its antenna terminals of 20 Watts (43.01dBm) for a single carrier, 40 Watts (46.02 dBm) for two carriers, and a maximum power output of 60 Watts (+47.78 dBm) for three carriers. The steady state range of power adjustment at the output is 30 dB and is accomplished via a digitally controlled attenuators in the UCR-1900. The minimum power is therefore 30 dB below the maximum (+13.01dBm) power for a single carrier across the Broadband PCS down-link Band (1930-1990 MHz). When operated the overall integrated transmitter will maintain its rated output power within the FCC allowable accuracy of +2 / -4 dB. The power is under continuous software control. The DDpx filters provides the RF feedback to the Enhanced Test and Diagnostic Unit (ETDU) which provides a sampling monitor of the output of the transmit amplifiers and feeds it back to the UCR for system software processing and distortion cancellation. The system software along with the system components are integrated as a system to enable Closed Loop Gain Control (CLGC) to provide constant power over temperature, and (2) Lucent’s proprietary Digital Pre Distortion (DPD) technology which enables software to communicate between the transceiver, power amplifier and the transmit filter to achieve this goal. Section 2.1033(c)(7): RESPONSE: The PCS CDMA EDPD Transceiver System has a maximum power output at its antenna terminals of 20 Watts (43.01dBm) for a single carrier, 40 Watts (46.02 dBm) for two carriers, and a maximum power output of 60 Watts (+47.78 dBm) for three carriers. Lucent Technologies Inc. - Proprietary 1 Use pursuant to Company Instructions.

APPLICANT: Lucent Technologies, Inc. FCC ID: AS5ONEBTS-07 Subject: REQUEST FOR CONFIDENTIALITY for FCC Product Certification under FCC ID: AS5ONEBTS-07, of the FLEXENT® PCS CDMA Transceiver System with Enhanced Digital Pre-Distortion (EDPD) Date: February 20, 2004 From: 67 Whippany Road Whippany, NJ 07981 Rudolf J. Pillmeier Telephone: 973-386-3837 E-Mail: [email protected] Mr. Sid Sanders, President Timco Engineering, Inc. 849 N.W. State Road 45, P. O. Box 370 Newberry, Florida 32669 Dear Mr. Sanders: On behalf of Lucent Technologies, I hereby request that the following exhibits, included in this Application for Certification, under FCC ID: AS5ONEBTS-07, covering the Lucent Technologies Inc. FLEXENT® PCS CDMA Transceiver System with Enhanced Digital Pre-Distortion (EDPD), be maintained as confidential information and not be made available for public inspection at any time. Exhibit # FCC Rule Section Exhibit Title Exhibit 4 Section 2.1033(c) (8,9) Active Circuit Devices Drive Levels, Tune-Up procedures Exhibit 5 Section 2.1033(c) (10) Complete Circuit Diagrams Exhibit 6 Section 2.1033(c) (12,3) Internal Photographs and Instruction Book Exhibit 7 Section 2.1033(c) (10) Circuitry for determining frequency and suppression of spurious These exhibits contain Lucent Technologies proprietary information that is considered to be trade secrets, with possible patents pending, and the property of Lucent Technologies, pursuant to the provisions of Part 0.457(d) of the Commission’s Rules. These exhibits also contain design information that is highly proprietary to Lucent’s contracted manufacturer/supplier. Exhibits 4,5,6 and 7 are highly proprietary and contain critical design information that can not be made available for public inspection. This information is proprietary both to Lucent Technologies and to Lucent’s contracted manufacturer/supplier. The Instruction Manual, Flexent® CDMAModular Cell 4.0 Operations, Administration and Maintenance - Release 22.0, included in Exhibit 6, is not furnished to the user, except under very exceptional and very limited circumstances. This manual contains highly proprietary circuit, equipment and architecture descriptions that must not be made available for public inspection. The cover/title page is explicitly labeled “Unpublished and Not for Publication”. Thank you for your consideration in this matter. Sincerely, Rudolf J. Pillmeier Technical Manager FCC/EMC Compliance Test Group Whippany, NJ Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions.

APPLICANT: LUCENT TECHNOLOGIES 1 FCC ID: AS5ONEBTS-07 EXHIBIT 9: EXTERNAL PHOTOGRAPHS Lucent Flexent® OneBTS™ PCS CDMA EDPD Transceiver System incorporating the PCS UMTS-CDMA Radio (UCR1900), BNJ27, the P2PAM power amplifier, and the 20 MHz wideband, low loss, Dual Duplex (DDpx) bandpass filters. View: Lucent Flexent® OneBTS™ PCS CDMA EDPD Modular Cell 4.0- Front View Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions. APPLICANT: LUCENT TECHNOLOGIES 2 FCC ID: AS5ONEBTS-07 View: Lucent Flexent® OneBTS™ PCS CDMA EDPD Modular Cell 4.0- Rear View Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions. APPLICANT: LUCENT TECHNOLOGIES 3 FCC ID: AS5ONEBTS-07 View: Lucent Flexent® OneBTS™ PCS CDMA EDPD Modular Cell 4.0- Front View Open Door Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions. APPLICANT: LUCENT TECHNOLOGIES 4 FCC ID: AS5ONEBTS-07 Lucent Flexent® OneBTS™ PCS CDMA EDPD Modular Cell 4.0- Front View Open Door Photograph of Test Configuration Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions.

APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 1 EXHIBIT 8: FCC ID LABEL SAMPLE AND LOCATION INFORMATION SECTION 2.1033(c) (11) also SECTION 2.925 (a) (1) A photograph or drawing of the equipment identification plate or label showing the information to be placed thereon. The FCC ID label representing the Flexent® OneBTS™ PCS CDMA Transceiver System with Enhanced Digital Pre- Distortion (EDPD) for installation in the Modular Cell 4.0 wireless base station will be displayed on the Broadband PCS UMTS-CDMA Radio (UCR1900), BNJ27, and shall be in accordance with the following depiction as shown: Lucent Technologies PCS CDMA-EDPD Transceiver System FCC ID: AS5ONEBTS-07 Approximate Label Placement PCS UMTS-CDMA Radio (UCR1900), BNJ27B The Actual Label Drawing is attached. Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions.

APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 Exhibit 5a - System Description Enhanced Digital Predistortion (EDPD) Response: The block diagrams attached to this exhibit are considered to be highly proprietary both to Lucent Technologies and to Lucent’s contracted manufacturer/supplier. It contains critical design information that can not be made available for public inspection. It’s distribution is restricted solely for Lucent employees with “a need to know”. Lucent Technologies requests that this information be held confidential and it must not be made available for public inspection. Lucent Technologies FLEXENT
OneBTS PCS 4.0 Modular Cell with Enhanced Digital Predistortion (EDPD) incorporates the PCS UMTS-CDMA Radio (UCR1900), BNJ27; the P2PAM power amplifier; the 20 MHz wideband, low loss, A/D Dual Duplex (DDpx) bandpass filters, and the Enhanced Test and Diagnostic Unit (ETDU). This PCS CDMA EDPD Transceiver System is the subject of this application for certification. The PCS CDMA EDPD Transceiver System consists of two principle RF active component circuit packs: (1) the UMTS-CDMA Radio (UCR1900), Model BNJ27, which was previously authorized by the Federal Communications Commission under FCC ID: AS5ONEBTS-04, and (2) the P2PAM power amplifier. The block diagrams are attached to this exhibit and are requested to be held as confidential information in compliance with the request for confidentiality submitted with this initial filing for the PCS CDMA EDPD Transceiver System. Operational Description The Lucent Technologies PCS CDMA Transceiver System with Enhanced Digital Pre-Distortion is a system that evaluates the output signal from the amplifier and via digital signal processing compensates it by digitally pre-distorting the signal prior to the radio RF stage in order to enhance overall system performance. For EDPD, the UCR’s digital hardware performs complex correction on the combined multi-carrier signal to pre-distort each I and Q sample at its baseband frequency. This pre-distorted signal is affected by natural distortion during amplification in such a way that the fully-amplified RF signal is significantly more linear than it would have been without EDPD. The more linear signal means lower spectral growth and an improved FCC compliance margin. The System Block diagram attached below shows two typical layouts of a EDPD Transceiver. This shows both a single P2PAM and Dual P2PAM/ MCA configuration. In each case the Dual duplex filter sends a calibrated transmit waveform to the ETDU. The ETDU receives, samples and digitizes the signal from the amplifier output and conveys the information to the UCR for EDPD signal processing. Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions. 1 APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 Lucent Technologies Inc. - Proprietary Use pursuant to Company Instructions. 2 RF Transmit Path RF Transmit Path - - 5 Carrier 5 Carrier 2 P A M UCR 0 2 UCR 0 3 2 P A M 2 P A M E-_TDU x x Filter Filter Dual Duplex A B RF Transmit Path RF Transmit Path - - 5 Carrier 5 Carrier 2 P A M UCR 0 2 UCR 0 3 UCR 0 3 2 P A M 2 P A M 2 P A M 2 P A M E-_TDU xx xx Filter Filter Dual Duplex A B Filter Filter Dual Duplex A B A B

APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 1 EXHIBIT 7: FCC REQUIRED INFORMATION PART 2.1033(c)(10) Section 2.1033 (c)(10) A description of all circuitry and devices for determining and stabilizing frequency. Lucent Technologies’ Flexent® PCS CDMA EDPD Transceiver System, which is incorporated into the FLEXENT® OneBTS® Modular Cell 4.0 wireless base station, designed to operate in the Broadband PCS frequency band. Frequency stability of the carrier frequency is achieved with an accuracy better than the rated ± 0.05 ppm by the 15 MHz reference frequency generated by a highly stable Rubidium oscillator module (OMR) plus proprietary phase locked loop circuitry (PLL). A complete description of the system is fully documented in the supplied manual, Flexent® CDMA Modular Cell 4.0 Operations, Administration and Maintenance Release 22.0. This manual has been requested for confidentiality. Section 2.1033 (c)(10): Description of circuitry and devices for suppression of spurious radiation. Spurious emissions radiated from the FLEXENT® OneBTS® Modular Cell 4.0 wireless base station are suppressed by implementing sound Electromagnetic Compatibility (EMC) design practices extending from the circuit board level to the system level: 1) RF shielding on coaxial cables, 2) RF shielding “cans” mounted on the circuit packs, 3) effective grounding, and 4) effective transmit and receive bandpass filters for the Broadband PCS frequency band. The Tx filter incorporated in this Flexent® PCS CDMA EDPD Transceiver System is a 20 MHz wideband, low loss, Dual Duplex (DDpx) design with a combined A/D, B/E or F/C frequency spectrum which together cover the 1930-1990 MHz frequency band. Characteristic Plot of these 20 MHz wideband, low loss, Dual Duplex (DDpx) filter showing the transmit path are presented below. Dual Duplex (DDpx) Transmit Filter Passband Characteristics for PCS Blocks A & D Lucent Technologies Inc. - Proprietary 1 Use pursuant to Company Instructions. APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 2 Dual Duplex (DDpx) Transmit Filter Passband Characteristics for PCS Blocks B & E OneBTS 1900 Dual Dx Low Loss, FCI, BE Block, Bench Data -120 -100 -80 -60 -40 -20 0 1750180018501900195020002050 Frequency(MHz) A m pl i t ude (dB ) Dual Duplex (DDpx) Transmit Filter Passband Characteristics for PCS Blocks F & C Lucent Technologies Inc. - Proprietary 2 Use pursuant to Company Instructions.

APPLICANT: LUCENT TECHNOLOGIES FCC ID: AS5ONEBTS-07 1 LUCENT TECHNOLOGIES CONFIDENTIAL EXHIBIT 7: FCC REQUIRED INFORMATION PART 2.1033(c)(10) Section 2.1033 (c)(10) A description of all circuitry and devices for determining and stabilizing frequency. Lucent Technologies’ Flexent® PCS CDMA EDPD Transceiver System, which is incorporated into the FLEXENT® OneBTS® Modular Cell 4.0 wireless base station, designed to operate in the Broadband PCS frequency band. Frequency stability of the carrier frequency is achieved with an accuracy better than the rated ± 0.05 ppm by the 15 MHz reference frequency generated by a highly stable Rubidium oscillator module (OMR) plus proprietary phase locked loop circuitry (PLL). A complete description of the system is fully documented in the supplied manual, Flexent® CDMA Modular Cell 4.0 Operations, Administration and Maintenance Release 22.0. This manual has been requested for confidentiality. Section 2.1033 (c)(10) PARTS LIST The FLEXENT® OneBTS® Modular Cell 4.0 wireless base station incorporates the PCS UMTS-CDMA Radio (UCR1900), BNJ27; the P2PAM power amplifier; and the 20 MHz wideband, low loss, A/D Dual Duplex (DDpx) bandpass filters, which comprise the Lucent Technologies’ Flexent® PCS CDMA EDPD Transceiver System that is the subject of this application for certification. There is no document that provides a separate listing of parts and components. The schematic diagrams show the parts used on the circuit packs. They will be on file with the Federal Communications Commission (FCC) and will be held as confidential information in compliance with the request for confidentiality submitted with this initial filing. Section 2.1033 (c)(10): Description of circuitry and devices for suppression of spurious radiation. Spurious emissions radiated from the FLEXENT® OneBTS® Modular Cell 4.0 wireless base station are suppressed by implementing sound Electromagnetic Compatibility (EMC) design practices extending from the circuit board level to the system level: 1) RF shielding on coaxial cables, 2) RF shielding “cans” mounted on the circuit packs, 3) effective grounding, and 4) effective transmit and receive bandpass filters for the Broadband PCS frequency band. The Tx filter incorporated in this Flexent® PCS CDMA EDPD Transceiver System is a 20 MHz wideband, low loss, Dual Duplex (DDpx) design with a combined A/D, B/E or F/C frequency spectrum which together cover the 1930-1990 MHz frequency band. Characteristic Plots of these 20 MHz wideband, low loss, Dual Duplex (DDpx) filter showing the transmit path are presented below. Lucent Technologies Inc. - Proprietary 1 Use pursuant to Company Instructions.

APPLICANT: Lucent Technologies Inc. -1 - FCC ID: AS5ONEBTS-07 FCC Product Certification Test Report for Lucent Technologies Inc. PCS CDMA-EDPD Transceiver i.e FLEXENT
OneBTS TM PCS CDMA 4.0 Modular Cell with Enhanced Digital Predistortion (EDPD) Exhibits 11 - 17 W. Steve Majkowski Lucent Technologies Inc. Whippany FCC Compliance Laboratory [email protected] Lucent Technologies Inc. - Proprietary 1 Use pursuant to Company Instructions. APPLICANT: Lucent Technologies Inc. -2 - FCC ID: AS5ONEBTS-07 Exhibit 11 SECTION 2.1033(c)(14) Required Test Data The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. RESPONSE: The lowest clock frequency in the FLEXENT
OneBTS PCS 4.0 Modular Cell with Enhanced Digital Predistortion (EDPD) is the 10 MHz signal in the rubidium reference oscillator. Conducted spurious measurements were performed over the range of 10 kHz to 20GHz which is above the tenth harmonic of the transmit frequency range. The following pages include the data required for the Product Certification authorization of the PCS CDMA-EDPD Transceiver / FCC ID: AS5ONEBTS-07, measured in accordance with the procedures set out in Section 2.1041 of the Rules. Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Measurement of Frequency Stability Lucent Technologies Inc. - Proprietary 2 Use pursuant to Company Instructions. APPLICANT: Lucent Technologies Inc. -2 - FCC ID: AS5ONEBTS-07 Exhibit 12 SECTION 2.1046 MEASUREMENT OF RADIO FREQUENCY POWER OUTPUT The test arrangements used to measure the radio frequency power output of the PCS CDMA-EDPD Transceiver/ AS5ONEBTS-07 is on the following pages. Measurements were made respectively at each frequency where Occupied Bandwidth measurements were performed. The use of the PCS CDMA-EDPD Transceiver is for one to three CDMA carriers. This requires that the J4 power level be calibrated for the specific channel of use. The test configuration, Figure 12a, allowed the measurement of output power for each channel investigated for Occupied Bandwidth. These included the upper and lower Block edges for each PCS Block. The PCS CDMA-EDPD Transceiver system has a maximum power output at the antenna terminals of 20.0 Watts (43.01 dBm) +2 / -4 dB, it also has a minimum power output at the antenna terminals of 0.010 Watts (10.01 dBm +2 / -4 dB, across the PCS downlink Band (1930.00-1990.00 MHz). The signal applied to the PCS CDMA-EDPD Transceiver is defined in Table 12.1 and is "Table 6.5.2-1 Base Station Test Model, Nominal" from 3GPP2 C.S0010-0, December 1999, Recommended Minimum Performance Standards for cdma2000 Spread Spectrum Base Stations,. The power was reset to a minimum of 20.0 Watts at each measurement frequency to verify the spectral performance at that power level at each specific frequency of interest. The attenuation range was also verified. The specific Frequencies and channels and set power level was documented on each "Occupied Bandwidth" sheet. TypeNumber of Channels Fraction of Power (Linear) Fraction of Power (dB) Comments Pilot10.2000-7.0Walsh 0 Sync10.0471-13.3 Walsh 32, always 1/8 rate Paging10.1882-7.3 Walsh 1, full rate only Traffic6 0.09412 each -10.3 each Variable Walsh Assignments, full rate only TABLE 12.1 Base Station Test Model, Nominal RESULTS: The PCS CDMA-EDPD Transceiver/ AS5ONEBTS-07 was configured in the test setup shown in Figure 12A. For each of the PCS channels tested the PCS CDMA-EDPD Transceiver/ AS5ONEBTS-07 delivered a minimum of 20.0 Watts +2/-0 dB when measured at the J4 output connection. This data is recorded on the Occupied Bandwidth Data Sheets for “Left edge” and “Right Edge” of each frequency Block. Data is presented for all PCS Blocks. Lucent Technologies Inc. - Proprietary 2 Use pursuant to Company Instructions. APPLICANT: Lucent Techno lo g i es Inc. - 3 - FCC ID: AS5 O NEB T S-0 7 L u cent T echnologies I n c. - Proprietary Us e pu rs u a n t to C o m p an y In s t ru ction s . 3 Exhibit 12 R F P o we r Te st C o nfigur at ion R O H D E & S C H W A R Z S pec t r u m A n al y z er F S E M 30 T est C onfi g u r a t i o n Fo r R F P o w e r , O ccup i e d B a ndw i d t h and Co ndu c t e d S puri o us R ohde & S c hw a r t z E S M I , F S E M or E S I R e c e i v er / S p ec t r um A n a l y z e r Po w e r Se ns o r Al l p a t h s Ca l i b r a t e d to J 4 C o n n e c ti o n 43. 0 1 dB m Po w e r Me t e r H P - 7 72 D D i rec t i o n a l C oupl e r I n c i d ent Re f l e c t e d Ou t p u t Po rts J4 Ag i l e n t E4 4 4 5 A C ode D o m a i n A n a l yze r Dua l Dupl ex T r ans m i t Fi l t er P 2 P A M A S 5 O N E B T S - 0 2 , 0 5 , 0 7 Ou t p u t 2: 1 O u t p ut 1~ 3 c a r r i e rs 1: 2 U C R- 1 900 AS 5O N E BT S-0 4 Re f e r enc e F r equenc y T i m i ng U n i t ( C T U , R b - O sc & X o - O sc ) UC R - 1 900 AS 5ON EBTS- 0 4 UC R # 1 UC R # 6 ET D U Ou t p u t 1~ 2 ca r r ie r In p u t P 2 P A M A S5 O N E B T S - 0 2 , 0 5 , 0 7 P 2 P A M A S 5 O N E B T S- 0 2 , 0 5 , 0 7 Di g i t a l ED PD & CL G C Fe e d b a c k RF Luc en t F L E X E N T
O neB T S P C S CD M A - E D P D T r ans c e i v er i n 4. 0 M O D U L A R CE LL GP I B Te s t C ont r o l l e r Lu c e n t C a r r i er r e j e c t hi g h pas s or l o w p a s s fil t e r f o r ou t o f band condu ct ed s pur i ous m eas ur em en t s 15 M H z - Di g i t a l Re f e r e n c e GP S In p u t PC S C D M A - E D P D T r an s c ei v e r S y st em A S 5O N E BT S - 07 P C S C D M A - E DP D 4. 0 M O DULA R CE LL T e s t F i g u r e W S M 2 / 21/ 04 APPLICANT: Lucent Technologies Inc. -4 - FCC ID: AS5ONEBTS-07 Exhibit 12 continued Measurement Equipment used in Figure 12 For Measureme…

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