AS5ONEBTS-25PCS High Efficiency EDPD P4PAM Transceiver System

APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 EXHIBIT -2 QUALIFICATIONS AND CERTIFICATIONS SECTION 2.911(d) APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 April 5, 2010 SECTION 2.911(d) QUALIFICATION OF ENGINEER (who performed or supervised the Tests). Dheena D. Moongilan is a Distinguished Member of Technical Staff, Alcatel-Lucent. He received his BSEE, and MSEE from Madras University, India and another MSEE from Illinois Institute of Technology, Chicago, Illinois. He was trained in FCC testing procedures by his former Supervisor, Donald N. Heirman. He has 25 years of EMC testing experience. He is a NARTE certified EMC Engineer, certificate #EMC-00/1022-NE. SECTION 2.911(d) CERTIFICATION OF TECHNICAL TEST DATA I hereby certify that the technical test data are the results of tests performed or supervised by me. Dheena Moongilan Distinguished Member of Technical Staff Global Product Compliance Laboratory MH 5A-115, Alcatel-Lucent 600, Mountain Avenue Murray Hill, NJ 07974-0636 Tel: 908 582 5539

Global Product Compliance Laboratory MH 5A-115, Alcatel-Lucent 600, Mountain Avenue Murray Hill, NJ 07974-0636 Tel: 908 582 5539 April 5, 2010 Subject: Confidential Treatment for User’s Manual - FCC ID: AS5ONEBTS-25 Dear Examiner: The ‘PCS High Efficiency EDPD P4PAM Transceiver System’ FCC ID AS5ONEBTS-25 will not be sold to the general public, but restricted to network operators. The ‘User’s Manual’ is provided to the network operators under a non-disclosure agreement. The general public does not have access to User’s Manual of ‘PCS High Efficiency EDPD P4PAM Transceiver System’. The Internal photographs, Schematics, and Circuit descriptions contain Alcatel-Lucent Proprietary information. Therefore I would like to request you to treat the following as confidential. (1) User’s Manual (2) Internal photographs (3) Schematics, Circuit descriptions Thanks. Sincerely, Dheena Moongilan Distinguished Member of Technical Staff Room MH-5A-115

APPLICANT: Alcatel-Lucent FCC ID: AS5ONEBTS-25 Alcatel-Lucent - Proprietary Use pursuant to Company Instructions. Federal Communications Commission Office of Engineering and Technology Equipment Authorization Division Application Processing Branch 7435 Oakland Mills Road Alcatel-Lucent USA Inc. MH 5A-115, Global Product Compliance Laboratory 600-700 Mountain Avenue P.O. Box 636 Murray Hill NJ, 07974-0636, USA Columbia, MD 21046 March 19, 2010 Dear Examiner: Alcatel-Lucent’s PCS High Efficiency EDPD P4PAM Transceiver System is the subject of this request for FCC Product Certification under FCC ID: AS5ONEBTS-25 as a CDMA Base Station Transceiver at 80 Watts of total power per amplifier. One and two multi carrier amplifier configurations of the P4PAM Transceiver system are utilized in the 9228 Base Station Macro System (Formally PCS FLEXENT 4.0 and 4.0B Modular Cells). The P4PAM Transceiver system uses Alcatel- Lucent’s patented Enhanced Digital Predistortion (EDPD), PCS Multi-Carrier Radios (MCR-1900 FCC ID: AS5ONEBTS-09) and Dual Duplex Transmit filters to form an integrated transceiver system. Alcatel-Lucent’s P4PAM Transceiver System (P4PAM) (1900 MHz) is designed to operate in the North America Region (NAR) Broadband Personal Communications Service (1900 MHz). The P4PAM Transceiver System can be configured for various digital modulations systems. This application is for Code Domain Multiple Access (CDMA) only. Future use for other modulation systems and the remainder of the PCS band will be processed by application for an FCC via a Class II Change as is appropriate. Configured for CDMA the P4PAM Transceiver System can be configured and operated for one to eleven CDMA carriers at 80 Watts of total composite RF power per amplifier. One and two amplifier configurations are presented in this application. The MCR-1900 which was previously filed under AS5ONEBTS-09 (without the use of EDPD) provides the generation and stabilization of the transmit signal has not changed. The RF power rating is based the 3-second average, employing the Aggregate Overload Control (AOC) algorithm. Enhanced Digital Predistortion (EDPD) and Closed Loop Gain Control (CLGC) are features that are enabled for each carrier. The single CDMA carrier has a 1.25 MHz bandwidth, with an emission designator at 1M25F9W, based on measurement of the Necessary Bandwidth. The CDMA modulation capability demonstrated includes: 1) up to 40 active channels, consisting of 37 voice + 3 control channels. This FCC Product Certification Filing applies to the 1M25F9W CDMA Emissions designator to be authorized under FCC ID: AS5ONEBTS-25. The measurement exhibits attached to this application demonstrate full compliance with FCC Part 24 Subpart E – Broadband PCS following the procedural requirements specified in FCC Part 2 Subpart J – Equipment Authorization Procedures. The data, summarized below, is in the form presently used by the Commission’s Radio Equipment List. Equipment Identification: AS5ONEBTS-25 Rules Part Number: Part 24, Subpart E – Broadband PCS Frequency Range: Transmit 1950–1965 MHz (PCS Block B) Output Power: 0.08 to 80 Watts Total Power per amplifier (2 to 11 CDMA carriers) Frequency Tolerance: ± 0.05 ppm Emission Designator: 1M25F9W Attached are the FCC Form 731 (Application for Equipment Authorization – Radio Frequency Devices), the required measurement data and exhibits specific to this request for initial equipment authorization of the PCS P4PAM EDPD Transceiver System. The technical or non-technical contact at Alcatel-Lucent will comply with any request for additional information should the need arise. The attached exhibits with the applicable FCC Rule section are assembled and presented in APPLICANT: Alcatel-Lucent -2 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. accordance with the Table of Contents attachment. Included is a formal letter requesting confidentiality for the following exhibits: (1) User’s Manual (2) Internal photographs (3) Schematics, Circuit descriptions and Block Diagrams Should there be any questions or procedural issues please feel free to contact me by email and/or phone. Sincerely, Dheena Moongilan Distinguished Member of Technical Staff Global Product Compliance Laboratory Phone: (908) 582 5539 Email: [email protected] APPLICANT: Alcatel-Lucent -3 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. TABLE OF CONTENTS Cover Letter Request for Confidentiality Exhibit # FCC Rule Number Description Exhibit 1 Section 2.1033(a) FCC Form 731 Exhibit 2 Section 2.911 (d) Qualifications and Certifications Exhibit 3 Section 2.1033(c) (1,2,4,5,6,7) Manufacturer, Applicant, FCC Identifier, Emission, Frequency Range and RF Power Range Exhibit 4 Section 2.1033(c) (8,9) Active Circuit Devices Drive Levels, Tune-Up procedure Exhibit 5 Section 2.1033(c) (10) Complete Circuit Diagrams (Confidential) Exhibit 6 Section 2.1033(c) (12,3) Users Manual (Confidential) Exhibit 7 Section 2.1033(c) (10) Circuitry for determining frequency and Suppression of Spurious Exhibit 8 Section 2.1033(c) (11) Drawing of the Identification Label and Label Photograph Exhibit 9 Section 2.1033(c) (12) Photographs of the Equipment External (Confidential) Photograph of the Equipment Internal Exhibit 10 Section 2.1033(c) (13) Operational Description (Description of Modulation System) Test Report Exhibits Exhibit # FCC Rule Number Description of Test Report Exhibits Exhibit 11 Section 2.1033(c) (14) Listing of Required Measurements Exhibit 11a Section 2.1033(c ) (8) Measurement of DC Power Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Exhibit 17 Section 2.1055 Mea…

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APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 EXHIBIT - 9A External Photographs SECTION 2.1033 (c ) 12 APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph of Front APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph of left Side APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph of Left Side APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph of Bottom APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph of Bottom

APPLICANT: Alcatel-Lucent FCC ID: AS5ONEBTS-25 EXHIBIT -8 FCC ID Label Section 2.1033(c) (11) MAR-TEK INDUSTRIES: ISO 9001:2000 REGISTERED COMCODE: 849130687 ISSUE#: 1 WORK#: 1 Title: 849130687 Amplifier FCC Label Designer: W.PELOSI Drawn: SRJ Checked: Date: 03-03-2010 Date: 03-03-2010 Date: Approved: Date: Client: Alcatel-Lucent - 64WPPAM - Walt Pelosi Material Specifications: Font Info: Comcode No.: 849130687 Artmaster Issue#: 1w1 2mil silver back white polyester, graphics print black with permanent pressure sensitive adhesive Drawing Issue#: Mar-Tek Industries • 3545-G South Platte River Drive • Englewood, CO 80110 • tele: 973-293-0165 • fax: 973-293-0164 • email: [email protected] 8 pt Frugiter Roman, 7 pt Helvetica Bold, 9 pt Helvetica Medium Die Strike: .02” AM ISSUE DESCRIPTIONDATEDRAWN 1w1Initial Release.03-03-2010S. JENSEN Certifications: ALL INFORMATION CONTAINED IN THIS DOCUMENT IS THE PROPERTY OF ALCATEL-LUCENT All units are in millimeters • Tolerance is: 2 places .25mm • Symbology agrees with: ISO 1101 and ISO 1302 Labels are RoHS compliant and conform to Alcatel-Lucent banned substance and environmental hazardous substance requirements in QPS 20.248 & IAA 00266 0035 ASZZA. Artmaster Must Be Obtained By: Label shall meet UL and CSA requirements where applicable. Vendor must be UL and/or CSA approved. Documentation verifying the vendor’s certifications for the material shall be provided by the vendor with each package/container. R 1.50 TYP 0.00 25.40 0.00 50.80 SPEC DRAWING - FOR REFERENCE ONLY - (DO NOT USE FOR REPRODUCTION) ORIGINAL ARTWORK - USE FOR REPRODUCTION - COMPOSITE ORIGINAL ARTWORK - USE FOR REPRODUCTION - DIE LINE AS5ONEBTS-25FCC ID:AS5ONEBTS-25FCC ID: 849130687 Power Amplifier 849130687 Power Amplifier APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25 Photograph Showing FCCID APPLICANT: Alcatel-Lucent. FCC ID: AS5ONEBTS-25

APPLICANT: Alcatel-Lucent FCC ID: AS5ONEBTS-25 EXHIBIT - 4 Section 2.1033 (c) (9) PARTS LIST/TUNE-UP PROCEDURE Tune-Up Procedure Parts List Included. There are no manual tune up required and power and frequency changes are performed using software. List of parts Contained in Macrocell used for Testing 9228 Base Station Macro - 1900 MHz Product ID Description Order Qty 300913407 FI-CAB, FRESHAIR FILTER, OD MOD4.0B 1 300821147 FI-HDWR, TOP SOLAR SHIELD, MOD 4.0/4.0B 1 300917853 FI-KIT, COMMON MATERIAL, FAF, PRIMARY 1 300917879 FI-KIT, MAT, FAF CABINET, +24V, 4.0B 1 300913423 FI-HDWR, LIGHT, 23V DC, 20 WATT 1 300918810 FI-MODULE DIGITAL SHELF MODCELL 4.0 CONV 1 300532124 FI-44WWIOU4 CPK INPUT OUTPUT UNIT 1 300678299 FI-CBL FILT ALARM PWR 3 300532223 FI-KIT TDU BLANK PLATE 1 300811148 FI-CPK, UNIVRSL RADIO CONTR II (URCII) 3 300934924 FI-CPK, UNTS CDMA RADIO, MCRb, PCS 6 300531928 FI-KS24510L1A CPK 24V COMMON PWR CONF-A 4 300531969 FI-KS24510L2A CPK 24V COMMON PWR CONF-B 4 300827730 FI-HDWR, SEC-B MOUNTING, 4.0B 1 300827763 FI-HDWR, SEC-B T1/E1 PROT OD 4.0/4.0B 1 300827755 FI-CBL, SEC-B TO URC II, 1X 1 300827771 FI-HDWR URCII T1/E1 PRI PROT OD 4.0/4.0B 1 300532140 FI-HDWR BLANK PLATE FOR CPK SLOT 2N-20MM 3 300735693 FI-44WW27B CPK CDMA CTU II GPS-EXT 1 300960267 FI-CPK, CDMA MODEM UNIT (CMU-V) 10 301033288 FI-CTU-II L5 GPS, OMQM-24- 44WW92 1 300744562 FI-CBL, RF GPS TO CTU, MOD 4.0 1 300532264 FI-MOD KS24564L4A RB OSC 1 300993375 FI-FLTR, 44MHZAWS & 60MHZPCS, QUPLEX 3 300532165 FI-HDWR BLANK PLATE FOR CPK SLOT 1N-50MM 1 301050282 FI-AMP, 64WPPAM, 24V, 19009 300768587 FI-KIT, CBL OUTDOOR 24V, MODCELL 4.0B 18 301052080 FI-KIT PCS 5CAR TX COMB/SPLT LOW LOSS 3 300768611 FI-CBL, RX MCR TO FILTER, MODCELL 4.0B 21 300788635 FI-CBL, TX, N TO N, OD 4.0B 1 300423423 FI-CBL RF MULTI CAR LENGTH-B 3 300961992 FI-CBL, RF, TX, LOW POWER6 Power Equipment 300779352 PRIMARY 24V RECTIFIER SHELF ASSEMBLY, PRIMARY CABINET WITH NAR AC INPUT 1

APPLICANT: Alcatel-Lucent -1 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. TEST REPORT APPLICANT: Alcatel-Lucent -2 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. Exhibit 11 Listing of Required Measurements Section 2.1033(c)(14) The data required by Section 2.1046 through 2.1057, inclusive, measured in accordance with the procedures set out in Section 2.1041. Each required measurement and its corresponding exhibit number are listed below along with the overall results: Exhibit # Applicable FCC Rule FCC Requirement Title Test Result Exhibit 12 Section 2.1046 Measurement of Radio Frequency Power Output Compliant Exhibit 13 Section 2.1047 Measurement of Modulation Characteristics Compliant Exhibit 14 Section 2.1049 Measurement of Occupied Bandwidth Compliant Exhibit 15 Section 2.1051 Measurement of Spurious Emissions at Antenna Compliant Exhibit 16 Section 2.1053 Field Strength of Spurious Radiation Compliant Exhibit 17 Section 2.1055 Measurement of Frequency Stability Compliant Exhibit 18 Section 2.1057(a)(1)(b)(c) Frequency spectrum to be investigated. APPLICANT: Alcatel-Lucent -3 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. Exhibit 12 MEASUREMENT OF RADIO FREQUENCY POWER OUTPUT SECTION 2.1046 Measurements required: RF power output. The test arrangements used to measure the radio frequency power output of the PCS P4PAM EDPD Transceiver System / FCC ID: AS5ONEBTS-25 is on the following page. Measurements were made respectively at each frequency where Occupied Bandwidth measurements were performed. This FCC Product Certification FCC Product Certification Filing is for use of the PCS P4PAM EDPD Transceiver System with CDMA modulation for one and two amplifier configurations at 80 W total power per amplifier. Demonstration of compliance with the operation using the two carrier per single amplifier and four carriers per dual amplifier configurations was demonstrated in PCS B Block. A future Class II Change will follow for all PCS Blocks. There is no retuning or change in hardware necessary for operation in any PCS Block. This testing requires that the Antenna Connection (J4-Antenna Interface cable Connector) power level be calibrated for the specific channel of use. The test configuration, Figure 12a, allowed the measurement of output power for each channel investigated for Occupied Bandwidth. These included the upper and lower Block edges and at the center channel for each Block. In the PCS P4PAM EDPD Transceiver System / FCC ID: AS5ONEBTS-25 system has a maximum power output of 80 Watts total at the antenna terminals (49.03 dBm/c +2/-4 dB for a single amplifier). It also has a minimum power output at the antenna terminals of 0.080 Watts/c (19.03 dBm +2 / -4 dB), across the PCS downlink B Band (1950.00-1965.00 MHz). The base station test model channel parameters signal applied to the PCS P4PAM EDPD Transceiver System is defined in Table 12.1. The power was reset to the specified 80 W per amplifier distributed evenly for the number of carriers at each measurement frequency. This was performed to verify the spectral performance at that power level at each specific frequency of interest. The attenuation range was also verified. The specific Frequencies and channels and set power level was documented on each "Occupied Bandwidth" sheet. The applied signal, from a PCS P4PAM EDPD Transceiver System, met the recommended characteristics per "Table 6.5.2-1 Base Station Test Model, Nominal" from 3GPP2 C.S0010-C v2.0, 24 February 2006, Recommended Minimum Performance Standards for cdma2000 Spread Spectrum Base Stations, as defined below in table 12.1. Type Number of Channels Fraction of Power (Linear) Fraction of Power (dB) Comments Forward Pilot 1 0.2000 -7.0 Code channel W 0 64 Sync 1 0.0471 -13.3 Code channel W 32 64 ; always 1/8 rate Paging 1 0.1882 -7.3 Code channel W 1 64 ; full rate only Traffic M = 37 0.5647/M = 0.015262 -2.48 - 10 log(M) = -18.1620 Variable Walsh assignments, full rate only TABLE 12.1 Base Station Test Model, Nominal for Main Path Type Number of Channels Fraction of Power (Linear) Fraction of Power (dB) Comments Transmit Diversity Pilot 1 0.2000 -7.0 Code channel W 16 128 Traffic M = 37 0.5647/M = 0.015262 -2.48 - 10 log(M) = -18.1620 Variable Walsh code channel assignments, full rate only TABLE 12.2 Base Station Test Model, Nominal for Transmit Diversity Path APPLICANT: Alcatel-Lucent -5 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. Exhibit 12 RF Power Test Configuration MCR #1MCR #6 PCS P4PAM CDMA-EDPD TransceiverSystem AS5ONEBTS-25 160 W 1~11c 1~11c Dual Amp160WConfiguration MCR-1900 AS5ONEBTS-09 Single Amp80WConfiguration MCR-1900 AS5ONEBTS-09 Reference Frequency TimingUnit (CTU, Rb-Osc & Xo-Osc) GPSInput 15 MHzDigitalReference Test Configuration For RF Power, Occupied Bandwidth and Conducted Spurious Alcatel-Lucent P4PAM Transceiver AS5ONEBTS-25in PCS 9228 Macro (4.0B Modular Cell) Rohde & SchwartzESIB or FSEMReceiver/Spectrum Analyzer Dual DuplexTransmit Filter Agilent E4406A VSATransmitter Tester APPLICANT: Alcatel-Lucent -6 - FCC ID: AS5ONEBTS-25 Alcatel-Lucent. - Proprietary Use pursuant to Company Instructions. Exhibit 12 continued Equipment used for RF Power, Modulation, Occupi ed bandwidth and Conducted Spurious Measurements Equipment Description Number Cal Date Power Meter: Agilent N1912A P Series Power Meter 82-11299434 19-Oct-09 Power Head Agilent N1921A 0.05-18 GHz Wideband Power Sensor 82-11295743 19-Oct-09 Spectrum Analyzer: Rohde & Schwarz FSEM-30 167437 31-Oct-08 EMI Test Receiver Rohde & Schwar z ESIB-40 100101 / FAT 1503607 20-Oct-09 Computer Controller: EG Technology, Intel Pentium PC w/ WIN XP OS POR-2, 6 & 7 n/a EMC Test Software TILE, Quantum Change, Version 3.4.K.14 n/a Printer: HP Model 4500DN Printer N/A n/a Low Pass Filters: 10 MHz-1.93 GHz, Custom manufactured PCSLPF-11 1…

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