MES1USB Smart Card

FCC ID: MES1 1 USER MANUAL This is a copy of the page where the FCC statement is included; this statement is supplied in the package of the product. This device complies with part 15 of the FCC rules. Operation is subject to the following two conditions: (1) This device may not cause harmful interference, and (2) this device must accept any interference received, including interference that may cause undesired operation. Regulatory Information Notice for the USA: FCC Statement Federal Communications Commission (FCC) Radio Frequency Interference Statement (USA Only) This equipment has been tested and found to comply with the limits for a class B digital device, pursuant to Part 15 of FCC Rules. These limits are designed to provide reasonable protections against harmful interference in a residential installation. This equipment generates, uses and can radiate radio frequency energy and, if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on, the user is encouraged to try one of more of the following measures: ‡ Relocate the radio or television antenna. ‡ Plug the equipment away from the radio or television. ‡ Plug the equipment into a different electrical outlet, so that the equipment and the radio or television are on separate electrical circuits. ‡ Make sure that all your peripheral devices are also FCC Class B certified. ‡ Make sure you use only shielded cables to connect peripheral devices to your equipment. ‡ Consult your equipment dealer, or an experienced radio / television technician for help. WARNING: The system verification tests were conducted with GEMPLUS supported peripheral devices. Changes or modifications not expressly approved by GEMPLUS could void the user's authority to operate the equipment. Don’t use USB extension cable with this product. "Accessories for use with UL Listed Computers having limited power or Class II output"

FCC ID: MES1 1 BLOCK DIAGRAM OF EQUIPMENT 1.1 Clock list of Gem e-Seal product Crystal oscillator: 4 MHz Data rate: - 12MHz for USB - No clock or signal higher than 108 MHz 1.2 Block diagram of Gem e-Seal product SIM CARD Interface 4 MHz Clock USB from / to host 5V from USB 4 MHz Data Link 12 MHz CPU USB Interface Full Speed

FCC ID: MES1 1 EXTRERNAL PHOTOS OF TESTED EUT 1.1 General view of Gem e seal General view,

FCCID : MES1 1. PRODUCT LABELING 1.1. FCC ID label This is a photo of the label indelibly printed on the product. Because there is not enough room to set the FCC statement on a conspicuous place on the case, it will be on the FCC statement document (see §1.2). Size: 12 x 2mm 1.2. Location of the label on EUT FCC information are set on the rear face of the product (see picture). FCCID will be at that location FCCID : MES1 1.2.1. User's guide Just below, is a copy of the notice supplied in the package of the product. This device complies with part 15 of the FCC rules. Operation is subject to the following two conditions: (1) This device may not cause harmful interference, and (2) this device must accept any interference received, including interference that may cause undesired operation. Regulatory Information Notice for the USA: FCC Statement Federal Communications Commission (FCC) Radio Frequency Interference Statement (USA Only) This equipment has been tested and found to comply with the limits for a class B digital device, pursuant to Part 15 of FCC Rules. These limits are designed to provide reasonable protections against harmful interference in a residential installation. This equipment generates, uses and can radiate radio frequency energy and, if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception, which can be determined by turning the equipment off and on, the user is encouraged to try one of more of the following measures: ‡ Relocate the radio or television antenna. ‡ Plug the equipment away from the radio or television. ‡ Plug the equipment into a different electrical outlet, so that the equipment and the radio or television are on separate electrical circuits. ‡ Make sure that all your peripheral devices are also FCC Class B certified. ‡ Make sure you use only shielded cables to connect peripheral devices to your equipment. ‡ Consult your equipment dealer, or an experienced radio / television technician for help. WARNING: The system verification tests were conducted with GEMPLUS supported peripheral devices. Changes or modifications not expressly approved by GEMPLUS could void the user's authority to operate the equipment. Don’t use USB extension cable with this product. "Accessories for use with UL Listed Computers having limited power or Class II output"

FCC ID: MES1 1 INTERNAL PHOTOS OF TESTED EUT Internal board, SIMM side Internal board, fences removed Internal board, components side

FCC ID: MES1 1 GENERAL INFORMATION 1.1 Product description The "Gem e-Seal" combines a USB device with the capabilities of a smart card and an integrated reader. This device offer on-board security applications like digital signature or user identification. The "SIMM card" seal in the product is compatible with ISO7816-4 data structure, command and return code. The Gem e-Seal is a plug & play device, requiring no additional cable or wiring; it's compliant with a USB 2.0 full speed. The power of the Gem e-Seal is supply by USB connector, and then the Personal Computer manages the applications. Typical applications are: - Home-banking - Enterprise banking - e-Commerce - Internet access - Secure content download - Computer access control - Network security - Personal identification - Others... The Gem e-Seal is a product developed by the Gemplus Company. For more information, see product's data sheet at section 1.6. 1.2 Related Submittal(s) / Grant(s) All host equipment used in the test configuration are FCC granted, when relevant. 1.3 Tested System Details The FCC IDs for all equipment, plus description of all cables used in the tested system (including inserted cards, which have grants) are : Trade Mark – Model Number (Serial number) FCC ID Description Cable description Gem e-Seal * PN: (sn:) MES1 Smart card reader none HEWLETT PACKARD Vectra VLi8 pn:D7963A (sn: FR94020533) Doc. Of Conf. Personal computer All data cables are shielded Power cable unshielded HEWLETT PACKARD pn: D2846 (sn: JP74001000) Doc. Of Conf. 21" color monitor Shielded video cable with ferrite at each end Microsoft pn: 58264 (sn: 03932025) C3KAZB1 Mouse Shielded cable HEWLETT PACKARD pn: C4734-60111 (sn: M971168931) GYUR385K Keyboard Shielded cable HEWLETT PACKARD 895CXI pn: C6410A (sn: MY9761915S) Doc. Of Conf. Parallel printer HP C2950A shielded parallel cable TELEX (sn: 700.373.000A) None Microphone Shielded cable LABTEC LT100 pn: D8387A (sn: none) None Headset Shielded cable HEWLETT PACKARD 48GX (sn: 83802369) None Graphic Calculator Unshielded cable with ferrite *Equipment Under Test FCC ID: MES1 1.4 Test Methodology Both conducted and radiated testing was performed according to the procedures in ANSI C63.4-2000, CISPR22-1997/A1:2000 and EN55022:1998/A1:2000. Radiated testing was performed at an antenna to EUT distance of 10 meters. During testing, all equipment’s and cables were moved relative to each other in order to identify the worst case set-up. 1.5 Test facility Tests have been performed on December 12 th , 2003. The test facility used to collect the radiated and conducted data is the SMEE Actions Mesures facility, located ZI des Blanchisseries, 38500 VOIRON, France. This test facility has been fully described in a report and accepted by FCC as compliant with the radiated and AC line conducted test site criteria in ANSI C63.4-1992 in a letter dated August 04, 1999 (registration number 94821). This test facility has also been accredited by COFRAC (French accreditation authority for European Union test lab accreditation organization) according to NF EN ISO/IEC 17025, accreditation number 1-0844 as compliant with test site criteria and competence in 47 CFR Part 15/ANSI C63.4 and EN55022/CISPR22 norms for 89/336/EEC European EMC Directive application. All pertinent data for this test facility remains unchanged. FCC ID: MES1 1.6 Data sheet of the product FCC ID: MES1 Feature Description Operating systems supported • Windows 98, 98SE, Me, 2000 and Xp API’s • Microsoft PC/SC environment with associated drivers • PKCS#11 v2.01 • Microsoft CryptoAPI Key form factor • Dimensions: 64 mm x 16 mm x 8 mm with a keyring • Weight: 10 g Host interface • USB full speed (12 Mbps) • USB type A • Hubless • Power supply thru USB port • Operating voltage [4.4 to 5.5V] Human interface • LED one color (green) Crypto-processor features • 16 Kbytes of EEPROM (for keys, certificates and PKCS#11 objects) • ISO7816-4 compatible data structure, command and return codes • 3DES algorithm for secure messaging compliant with ISO7816-4, and for ciphering & deciphering • SSL 1024 bits RSA signature • RSA (up to 1024 bits) signature/decryption, normal mode and CRT mode • RSA (up to 1024 bits) verification • DSA signature and verification • RSA On-board Key generation (512 and 1024 bits) • SHA-1 and MD5 algorithms for Hashing • Random number generation (8 bytes and 32 bytes) • Padding with PKCS#1 version 1.5, ISO9796-2, ANSI X9.31 Operating/Storage temperature • Operating: 0°C/+55°C • Storage: -20°C/+60°C Electro-magnetic standards • Europe: 89/336/CEE guideline • EN 55022: 1994 Class B • EN 50082-1: 1994 • EN 50081-1: 1992 • EN 61000-4-2: 1995 • EN 61000-4-3: 1997 • EN 61000-4-4: 1995 • Comply with EMC directive 89/336/EEC • USA: FCC part 15 Class B Security levels • Europe: EN60950 • IEC950: 1991, Am,3: 1995 • USA: UL1950 third edition, dated July 28, 1995 • Canada: CSA950 • Comply with low voltage directive 73/23/EEC Standards/ Certifications • ISO/IEC 7816-4 • Microsoft Windows Hardware Quality Labs (WHQL), Windows Logo Program WLP 2.0 • USB 2.0 full speed • CCID - Chip card Interface device 1.0

Actions Mesures Z.I. des Blanchisseries – 38500 VOIRON – France – Tél. +33 (0)4 76 65 76 50 – Fax +33 (0)4 76 66 18 30 S.A. au capital de 152 449,02€/ R.C. de Grenoble B 329 901 888 / SIRET 329 901 888 00035 / code APE 332 B / n°TVA :FR29 329 901 888 This test report applies only on equipment described hereafter. Proposal number : 200312-2323 Date of test...................................: December 12 th , 2003 Location.......................................: SMEE Actions Mesures Laboratory - 38 VOIRON Performed by................................: Jacques LORQUIN Customer......................................: Gemplus Z.I. Athélia III - Voie Antiope 13705 LA CIOTAT Cedex 8 France Product.........................................: Gem e-Seal Type of test..................................: Radiated and Conducted Emission Test Applied standards or specification: EN55022 (1999) +/A1: (2000) CISPR22 (1997) +/A1: (2000) Level............................................: CISPR Class B Test objective...............................: Qualification Results.........................................: Conducted emissions: Comply Radiated emissions: Comply The reproduction of this test report is authorized only under its entire form. This report contents 10 pages Written by.........................: Jacques LORQUIN Approved by.....................: Jacques LORQUIN EMC TEST REPORT Nr 2915-FCC Nr 2915-FCC December 12th , 2003 page 2 /10 1. System test configuration 1.1. Justification The system was configured for testing in a typical fashion (as a customer would normally use it). A typical Gem e-Seal was connected onto the USB port of a personal computer. It has been tested with a HP Personal computer. Each ports of the Personal Computer were loaded with a typical peripheral device. 1.2. HARDWARE IDENTIFICATION: Equipment under test (EUT): ÿ Gem e-Seal PCB: 016-808A66.00 sn: proto - Frequency: crystal 4 MHz - Size :64x16x8mm - Input/output: USB connector. 1.3. Auxiliaries The FCC IDs for all equipment, plus description of all cables used in the tested system (including inserted cards, which have grants) are : Trade Mark – Model Number (Serial number) FCC ID Description Cable description Gem e-Seal* PCB: 016-808A66.00 (sn: proto) MES1 Smart card reader none HEWLETT PACKARD Vectra VLi8 pn:D7963A (sn: FR94020533) Doc. Of Conf. Personal computer All data cables are shielded Power cable unshielded HEWLETT PACKARD pn: D2846 (sn: JP74001000) Doc. Of Conf. 21" color monitor Shielded video cable with ferrite at each end Microsoft pn: 58264 (sn: 03932025) C3KAZB1 Mouse Shielded cable HEWLETT PACKARD pn: C4734-60111 (sn: M971168931) GYUR385K Keyboard Shielded cable HEWLETT PACKARD 895CXI pn: C6410A (sn: MY9761915S) Doc. Of Conf. Parallel printer HP C2950A shielded parallel cable TELEX (sn: 700.373.000A) None Microphone Shielded cable LABTEC LT100 pn: D8387A (sn: none) None Headset Shielded cable HEWLETT PACKARD 48GX (sn: 83802369) None Graphic Calculator Unshielded cable with ferrite Nr 2915-FCC December 12th , 2003 page 3 /10 1.4. EUT Exercise software The EUT exercise program (Soft Apitest.exe V.2.0, running under Windows 98) used during radiated and conducted testing was designed to exercise the Gem e-Seal in a manner similar to a typical use : • Make a comparison of the answer to the reset (ATR) between the Gem e-Seal and the PC. 1.5. I/O cables - Video cable with ferrite at each end, length : 1.8m. - Parallel cable shielded HP #C2950A, length : 2m. - Serial / graphic adapter cable with ferrite, HP # 8120-6736, length : 1m - Power cord (PC and monitor), length : 1.8m 1.6. Equipment modifications No equipment modification has been necessary during testing to achieve compliance to Class B levels. The unit tested was representative to a production unit. Nr 2915-FCC December 12th , 2003 page 4 /10 2. Radiated emission data 2.1. SET-UP Mains: 230V@50Hz The EUT and auxiliaries are set on the no-conductive table of 80 cm height. Equipment configuration and running mode: - The Gem e-Seal is plug in the USB port of the PC; - software running in loop; The installation of EUT is identical for pre-characterization measures in a 3 meters full anechoic chamber and for measures on a 10 meters Open site. 2.2. TEST EQUIPMENT Test Equipment from 30MHz to 1GHz on 10 meters open site: Equipment Company Model Serial Spectrum Analyzer HP 8568B 2732A04140 Quasi-Peak adapter HP 85650A 2811A01136 RF Pre-selector HP 85685A 2833A00773 Biconical Antenna EMCO 3104C 9401-4636 Log Periodic Antenna EMCO 3146 2178 Absorbing clamp LÜTHI MDS21 2826 Absorbing clamp R&S 85024A 194.0100.50 EMCO-1050, 6 meters height antenna mast & EMCO-1060, 3 meters diameter Turntable. A 10 meters Open site located in SMEE Actions Mesures - Voiron (FRANCE). Nr 2915-FCC December 12th , 2003 page 5 /10 Pre-scan, test Equipment from 30MHz to 1GHz: Equipment Company Model Serial EMC Analyzer HP 8591EM 3536A00384 Amplifier HP 8447F H64 3113A06394 Antenna (30MHz-1GHz) CHASE CBL6111A 1628 Absorbing clamp LÜTHI MDS21 2826 Absorbing clamp R&S 85024A 194.0100.50 2.3. TEST SEQUENCE AND RESULTS 2.3.1.Pre-characterization at 3 meters A pre-scan of all the setup has been performed in a 3 meters full anechoic chamber. The distance between EUT and antenna is 3 meters. Test is performed in horizontal (H) and vertical (V) polarization, and on 4 faces of the EUT. See below for a graph example: RBW: 120kHz - VBW: 300kHz Nr 2915-FCC December 12th , 2003 page 6 /10 2.3.2.Characterization on 10 meters open site from 30MHz to 1GHz The product has been tested according to ANSI C63.4-(2000), CISPR22-1997/A1:2000 and EN55022:1998/A1:2000. Radiated Emission were measured on an open area test site. A description of the facility is on file with the FCC. The product has been tested with 230V@50Hz power line voltage, at a distance of 10 meters from the antenna and compared to the CISPR 22 Class B limits. Measurement bandwidth was 120kHz from 30MHz to 1GHz. Antenna height search was performed from…

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FCC ID: MES1 1 CONDUCTED AND RADIATED MEASUREMENT PHOTOS 1.1 Conducted emissions setup Front view Rear view Detailed view FCC ID: MES1 1.2 Radiated emission Front View Rear view Detailed view