MESPROXDUCard Reader

www.gemalto.com DOC118289B Page 1/4 Prox-DU Dual Interface Contact & Contactless USB Smart Card Reader Quick Installation Guide Prox–DU Quick Installation Guide www.gemalto.com DOC118289B Page 2/4 Prox–DU view Prox–DU computer installation Plug the USB cable into the USB port of your computer and follow the on- screen instructions when the inst allation wizard appears. Use the PC/SC driver package or web link available in the Gemalto web site htt p://support.gemalto.com PC/SC driver OS support: Windows: 2000, XP 32/64 bits, Vista 32/64 bits, Seven 32/64 bits Windows: CE 5.0 / 6.0 / 6.0 R2 Linux: Red Hat / Debian / Ubuntu distributions Mac OS: Tiger 10.4 / Leopard 10.5 For installation recommendation please refer to the Prox–DU installation guide available in the Gemalto web site http://support.gemalto.com Contact card yellow indicator Contactless card blue indicator Contactless card landing zone Contact card insertion slot 1m80 USB cab le USB A plug Prox–DU Quick Installation Guide www.gemalto.com DOC118289B Page 3/4 Prox–DU operation table Card Indicator Description Off The card interface is deactivated Slow Blink (0,2 s / 2 s) The card interface is ready Blink (0,5 s / 1 s ) The card is present and inactive (powered off) On The card is present and active (powered on) Flashing The card communication is in progress To protect the smart card from undesired operation the contactless interface is deactivated when a contact card is detected by the reader. The contactless interface will be activated again when the smart card is remo ved from the slot or when a dedicated switch command is send to the reader by the application. To change this default operating mode, please refer to the reference manual available in the Gemalto web site http://support.gemalto.com Prox–DU Quick Installation Guide www.gemalto.com DOC118289B Page 4/4 Regulatory information Notice for the USA: FCC Stateme nt The Federal Communications Commission (F CC) Radio Fr equency Interference Statement (USA Only) This equipment has been tested and found to comply with the limits for a Cla ss B digital device, pursuant to part 15 of the FCC Rules. These limits are designed to provide reasonable protection against harmful interference in a residential installation. This equipment generates uses and can radiate radio frequency energy and, if not installed and used in accordance with the instructions, may cause harmful interference to radio communications. However, there is no guarantee that interference will not occur in a particular installation. If this equipment does cause harmful interference to radio or television reception , which can be determined by turning the equipment off and on, the user is encouraged to try to correct the interference by one or more of the following measures: — Relocate the radio or television antenna. — Plug the equipmen t away from t he radio or television. — Plug the equipment into a di fferent electrical outlet, so that the equipment and the radio or television is on separate electrical circuits. — Make sure that all your peripheral devices are also FCC class B certified. — Make sure you use only shielded cables to connect peripheral devices to your equipment. — Consult your equipment dealer or an experienced radio/television technician for help. Warning: The system verification tests were conducted with Gemalto supported peripheral devices. Cables used with this equipment must be properly shielded to comply with the requirements of the FCC. Changes or modifications not expressly approved by Gemalto could void the user’s authority to operate the equipment. Déclaration de conformité à la directive R& TTE Nous Société GEMALTO Sise à: Avenue du Pic de Bertagne, 13881 GEMENOS Cedex, Déclarons que les produits : Lecteurs de cartes Prox–DU satisfont à la Directive 1999/5/CE du Parlement Européen et du conseil et son t conformes aux normes : (Norme radio) : ETSI EN 301 330-2 (V1.3.1 (2006)) (Norme C.E.M) : ETSI EN 301 489-1 (V1.8.1 (2008)) ETSI EN 301 489-3 (V1.48.1 (2002)) (Norme DBT) : EN 60950-1/ A11 Fait à La Ciotat, le 20/01/2010 Pierre-André COLLET Responsable Homologations Produits Instructions for dispo sal of waste equipment by users in private hou se hold This symbol on the product or on its packaging indicates that this product must not be di sposed of with your other household waste. Instead, it is your responsibility to dispose of your waste equipment by handing it over to a design ated collection point for the recycling of waste electrical and electronic equipment. The separate collection and recycling of your waste equipment at the time of disposal will help to conserve natural resources and ensure that it is recycled in a manner that protects human health and the en vironment. For more information about where you can drop off your waste equipment for recycling, please contact your local city office, your household waste disposal service or the shop where you purchased the product. Rating: 5V 200mA - Accessories for use with UL Listed Computers having limited power or class 2 output. Intended to be used with a Limited Power Source.

January 26th, 2010 CONFIDENTIALITY REQUEST To: Federal Communications Commission CC: Curtis-Straus TCB One Distribution Center Circle #1 Littleton, MA 01460 USA Re: Confidentiality request for a Low Power Communication Device FCC ID: MESPROXDU Gentlemen, GEMALTO requests, pursuant to 47CFR 0.459, post grant confidentiality for portions of the material contained in this application. The following document regarding this submission for FCC ID: MESPROXDU shall be kept confidential: 1. Schematic Diagram of the PROXDU (file: Schematic-MESPROXDU.pdf) 2. Block Diagram description of the PROXDU (file: Block Diagram- MESPROXDU.pdf) Specifically, these exhibits contain information relating to circuit function and complexity that could be of benefit to competitors. The material contains trade secrets and confidential information that GEMALTO does not customarily release to the public and which is otherwise not generally available to the public. Regards, Pierre André COLLET Mechanical Engineering & Products Certification GEMALTO ZI ATHELIA 3 Voie Antiope 13705 LA CIOTAT Cedex - France

FCC ID: MESPROXDU Page 1/4 EXTERNAL PHOTOS OF TESTED EUT Prox-DU reader (Contact card and contactless card) FCC ID: MESPROXDU Page 2/4 Rear side FCC ID: MESPROXDU Page 3/4 Vertical position FCC ID: MESPROXDU Page 4/4

FCC ID: MESPROXDU Page 1/1 PRODUCT LABELING

FCC ID: MESPROXDU 1 INTERNAL PHOTOS FCC ID: MESPROXDU FCC ID: MESPROXDU

FCC I D: MESPROXDU GENERAL I NFORMATION 1.1. Product descript ion > Main functions Read / wri te contact and contact le ss cards on two separate channels Secur e download of the reader firmwar e in EEPROM memory Dual card power supply protectio n, command to switc h the car d inter faces Self t est after power-up > Hardware architecture 32-bit ARM® RISC microcontroller operating at up to 50 MHz Security features: CC EAL4+, crypto coprocessor (3DES, AES, SHA-1, RSA, ECC, key generatio n, tru e RNG), physical a nd environmental pr otection, unique ser ial number Secur e memory: 32 KB ROM, 256 KB EEPROM, 100 KB RAM > Host int erf ace USB 2.0 Full Speed at 12 Mbps CCID V1.1 pr otocol handle d separately by each interface > Contact card interface Standard: ISO 7816-1 to -4, EMV 2000 V4.1 and IAS V1.0 Protocol s: T=0 and T=1 Car d power supply: 5 V, 3V and 1.8 V (Class A, B and C) Supports al l ISO 7816 TA1 para meter s, up to TA1 = 97 h with a 4 MHz re ader clo ck Baud rate: 9.6 Kbps to 500 Kbps Car d movement and type detect io n Shor t circuit and ther mal protect ion > Contact card connector 8 fri ctio n co ntacts, ISO 7816 location, ID-1 card size Emboss ed smart cards supported Reliability: 100,000 in sertion cycle s > Contactless ca rd int erf ace Standards: ISO 14443- 1 to -4 type A and B, and NFC (smar t car d emulation mode) Protocols: T=CL and MIFARE® Operating frequency: 13.56 MHz Buil t-in antenna, reading distance: Up to 4 cm Baud ra te: 106 Kbps to 848 Kbps All MIFARE® cards suppor ted: Class ic 1 K / 4 K, DESFire, Ultra Light, Smart MX Up t o 80 MIFARE® keys stor ed both in vola tile and non volatile memory > Operating Systems (OS) Windows® 2000 Windows® XP 32 / 64 bits Windows® Vista 32 / 64 bits Windows® CE 5.0 and 6.0 Linux Ker nel (V2.6 and above) Mac OS® 10.4 t o 10.6 > Dri vers Compliant with PC/SC V1.0 and CCID V1.1 specifications Plug and Play Compliant with native PC/SC driver s embedded into the la st Service Packs (SP) of Windows® 2000, XP and Vista Proprietary PC/SC dr ivers avai lable for the other OS Microsoft® Windows® Hardware Quality Labs (WHQL) certified, Windows® Logo Progra m WLP 2.0 Support of MIFARE® cards d e r e t s i g e r e r a d n a o t l a m e G f o s k r a m e c i v r e s d n a s k r a m e d a r t e r a , o g o l o t l a m e G e h t , o t l a m e G . d e v r e s e r s t h g i r l l A . o t l a m e G 9 0 0 2 ® s e i r t n u o c n i a t r e c n i FCC I D: MESPROXDU > Visual indicator s One blue LED for the contactle ss interface One yellow LED for the co ntac t inter face The LEDs indi cate the card power up, read / write operations and failures > Environmental Operating temperature: 0 °C to +50 °C Stor age temperature: -20 °C t o +60 °C Humidity: 0 % to 95 % ECM: CE89 / 336 / CEE, FCC Part 15 Class B, VCCI Security: UL 1950, cUL CSA 950 RoHS and WEEE compliant MTBF: 400,000 h at +20 °C (contac tle ss) > Power suppl y and cable Power supply: USB high-power USB cable length: 1.8 m Connector USB 2.0 type A > Physical characteristics Dimensions: 68 mm x 125 mm x 24 mm Weight: 150 g > Certifications and compliances EMV 2000 V4.1 level 1 (contact) IAS V1.0 (contact) Compliant with FIPS 201 - PIV and ICAO - MRTD specifications (contac tless) > Development tools Microsoft® PC/SC environment wi th as sociated drivers Gemalto CILK CCID API source code (contac t) Gemalto Smar tDiag and Gem_PCSC test t ools Firmware download tools: Windows® software for local lo ading and . dll libraries for remote loadin g (all OS) > Warrant y 24 months or 100,000 smart ca rd in sertions > Options Stand Customization : Pack aging, sticker, lo go, casing color ® 2009 Gemalto. All ri g hts re served. Gemalto , t he Gemalto lo g o , are trademarks and ser vice marks of Gemalto and ar e re g istered in certain countries FCC ID: MESPROXDU 1.2. Related Submittal(s) / Grant(s) All host equipments used in the test configuration are FCC granted, when relevant. 1.3. Tested System Details The FCC IDs for all equipment, with description of all cables used in the tested system are: Trade Mark – Model Number (Serial number) FCC ID Description Cable description GEMALTO – Prox-DU * Sn: 09A00150 MESPROXDU USB smart card reader (Contact and contactless) USB cable shielded Laptop DELL n° 51495 Model: PP11L Sn: 423-546-849-19 DOC Laptop PC Power cable unshielded USB cable shielded Power supply unit for laptop DELL PA-12 Model: AA22850-L DOC Power supply unit for PC Power cable unshielded Contactless card GEMPLUS (00501001) - Contactless smartcard - Contact card GEMPLUS (GemSAFE Logon) - Contact smartcard - *: Equipment under test. 1.4. Test Methodology Both conducted and radiated testing were performed according to the procedures in ANSI C63.4-2003, FCC Part 15 Subpart C. Radiated testing was performed at an antenna to EUT distance of 10 meters. During testing, all equipment’s and cables were moved relative to each other in order to identify the worst case set-up. 1.5. Test facility Tests have been performed on January 19 th and 20 th , 2010 This test facility has been fully described in a report and accepted by FCC as compliant with the radiated and AC line conducted test site criteria in ANSI C63.4-2003 in a letter dated March 25 th , 2008 (registration number 94821). This test facility has also been accredited by COFRAC (French accreditation authority for European Union test lab accreditation organization) according to NF EN ISO/IEC 17025, accreditation number 1-1633 as compliant with test site criteria and competence in 47 CFR Part 15/ANSI C63.4 and EN55022/CISPR22 norms for 89/336/EEC European EMC Directive application. All pertinent data for this test facility remains unchanged.

RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 2 / 25 SUMMARY 1. TEST PROGRAM ................................................................................................................................... 3 2. SYSTEM TEST CONFIGURATION ........................................................................................................ 4 3. RADIATED EMISSION DATA ................................................................................................................. 6 4. FUNDAMENTAL FREQUENCY TOLERANCE (15.225E) ..................................................................... 10 5. BAND-EDGE COMPLIANCE §15.209................................................................................................. 11 6. CONDUCTED EMISSION DATA .......................................................................................................... 12 7. ANNEX 1 (GRAPHS) ............................................................................................................................ 14 8. TEST EQUIPMENT LIST (MOIRANS SITE) ......................................................................................... 23 9. UNCERTAINTIES CHART .................................................................................................................... 25 RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 3 / 25 1. T EST PROGRAM Standard : FCC CFR 47, PART 15, Subpart C ANSI C63-4 (2009). Requirements for intentional radiator. Chapter 15.225 (Operation within the band 13.110-14.010MHz) - Radiated emissions from 9kHz to 1GHz - Conducted emissions from 150kHz to 30MHz Standard : FCC CFR 47, PART 15, Subpart B ANSI C63-4 (2009). Requirements for unintentional radiator. Class B computer peripheral. - Radiated emissions from 30MHz to 1GHz - Conducted emissions from 150kHz to 30MHz General conclusion: Measures performed on the sample of the product Prox-DU, SN: 09A00150, in configuration and description presented in this test report, show compliance levels with FCC CFR 47, Part 15 B and Part 15 C. RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 4 / 25 2. SYSTEM TEST CONFIGURATION 2.1. JUSTIFICATION The system was configured for testing in a typical fashion (as a customer would normally use it). The Prox-DU equipment has TAG reader functionality (reading data from tag). Testing covered the receive mode, and receiver spurious emissions are considered to be the same as transmitter. The Prox-DU reader is considered as a computer peripheral device as it is used in conjunction with a PC. 2.2. HARDWARE IDENTIFICATION • Equipment under test (EUT): Prox-DU Serial number: 09A00150 • Input/output: - 1 x USB port • Auxiliaries used for testing: - 1 x Laptop DELL n° 51495 Model: PP11L Sn: 423-546-849-19 - 1 x Power supply unit for laptop DELL PA-12 Model: AA22850-L Sn: CN-OU7088-16293-548-02BW - 1 x Contactless card GEMPLUS (00501001) - 1x Contact card GEMPLUS (GemSAFE Logon) • I/O cables used for testing: - 1 x USB cable of EUT, shielded, length: 1.8m (attached on equipment) 2.3. EQUIPMENT MODIFICATIONS None 2.4. EUT EXERCISE / SOFTWARE The EUT exercise program used during radiated and conducted testing was exercised the reader in a manner similar to a typical use. The test program permits the continuous reading of a RFID card and a contact card. PC Software used: CE&FCC EMC Tester for Prox-DU V1.0.0 Running mode: - Contactless card: RF field is ON / Contactless card is place above the reader in the landing zone - Contact card: RF field is OFF / Smartcard is inserted in the reader’s slot RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 5 / 25 2.5. SPECIAL ACCESSORIES None RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 6 / 25 3. RADIATED EMISSION DATA 3.1. CLIMATIC CONDITIONS Date of test : January 19 th , 2010 Test performed by : Laurent CHAPUS Atmospheric pressure : 990mb Relative humidity : 40% Ambient temperature : 20°C 3.2. TEST SETUP The installation of EUT is identical for pre-characterization measurement in a 3 meters full anechoic chamber and for measures on a 10 meters Open site. Power supply: USB port Radiated emission test setup 3.3. TEST SEQUENCE AND RESULTS 3.3.1. Pre-characterization at 3 meters [9kHz-30MHz] A pre-scan of all the setup has been performed in a 3 meters semi anechoic chamber. The distance between EUT and antenna is 3 meters. For Pre-characterization, the loop antenna was rotated during the test for maximized the emission measurement. Frequency band investigated is 9kHz to 30MHz. The pre-characterization graphs are obtained in PEAK detection. See graph for 9kHz-30MHz band: Emr#1 (RFID function is ON) (See annex 1) RAPPORT D'ESSAI / TEST REPORT N° 201001-6003CR-R1-E Page : 7 / 25 3.3.2. Pre-characterization at 3 meters [30MHz-1GHz] A pre-scan of all the setup has been performed in a 3 meters semi anechoic chamber. The distance between EUT and antenna is 3 meters. Test is performed in horizontal (H) and vertical (V) polarization with a log-periodic antenna. The EUT is being rotated on 360° during the measurement. The pre-characterization graphs are obtained in PEAK detection. See graphs for 30MHz-1GHz for contactless card: H polarization Emr#2 (See annex 1) V polarization Emr#3 (See annex 1) See graphs for 30MHz-1GHz for contact card: H polarization Emr#4 (See annex 1) V polarization Emr#5 (See annex 1) 3.3.3. Characterization on 10 meters open site below 30 MHz The product has been tested according to ANSI C63.4 (2003), FCC part 15 subpart C. Radiated Emissions were measured on an open area test site. A description of the facility is on file with the FCC. The product has been tested at a distance of 10 meters from the antenna and compared to the FCC part 15 subpart C §15.225 limits in the frequency range 13.553MHz 13.567MHz. Measurement bandwidth was 9kHz. Antenna height was 1m for both horizontal and vertical polarization. Antenna was rotated around its vertical axis. Continuous linear turntable azimuth…

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FCC ID: MESPROXDU Page 1/3 CONDUCTED AND RADIATED MEASUREMENT PHOTO 1.1 Conducted emission FCC ID: MESPROXDU Page 2/3 1.2 Radiated emissions Radiated test setup (EUT in vertical & horizontal position) FCC ID: MESPROXDU Page 3/3 Contact card Contactless card